MMUSIC Working Group                                        W. Marshall
Internet Draft                                          K. Ramakrishnan
Document: <draft-dcsgroup-mmusic-state-00.txt>                     AT&T
Category: Informational
                                                              E. Miller
                                                             G. Russell
                                                              CableLabs

                                                               B. Beser
                                                            M. Mannette
                                                        K. Steinbrenner
                                                                   3Com

                                                                D. Oran
                                                                  Cisco

                                                             J. Pickens
                                                                  Com21

                                                            P. Lalwaney
                                                             J. Fellows
                                                     General Instrument

                                                               D. Evans
                                                           Lucent Cable

                                                               K. Kelly
                                                               NetSpeak

                                                           F. Andreasen
                                                              Telcordia

                                                             June, 1999


          SIP Extensions for supporting Distributed Call State


Status of this Memo

   This document is an Internet-Draft and is NOT offered in accordance
   with Section 10 of RFC2026 [1], and the author does not provide the
   IETF with any rights other than to publish as an Internet-Draft.

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   as reference material or to cite them other than as "work in
   progress."



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1. Abstract

   This document describes extensions to the Session Initiation
   Protocol RFC(2543) for supporting telephony services using the
   Distributed Call Signaling architecture described in [2]. This
   document discusses extensions to the host parameter in the SIP URL
   for supporting the following: (a) a call signaling architecture
   where call state is distributed to the clients during call setup and
   stored there for the duration of the call, (b) support for local
   number portability and (c) relaxation of the strong coupling between
   the phone number and its gateway in the telephony subscriber URL as
   defined in RFC 2543. Additional headers in SIP messages for passing
   call state information between the clients and their proxies, and
   support for PSTN-based operator services are also discussed in this
   document. In addition, the need for the Also and Replaces headers
   (previously discussed in [3]) are mentioned here.


2. Conventions used in this document

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED",  "MAY", and "OPTIONAL" in
   this document are to be interpreted as described in RFC-2119 [4].


3. Introduction

   The Distributed call signaling (DCS) architecture provides signaling
   support for creating a session using a two-phase signaling scheme so
   that call state is distributed to the clients and network resources
   reserved prior to alerting the called party. The SIP proxy server in
   the DCS architecture is referred to as a DCS-Proxy. The SIP user
   agent is referred to as a client (or an MTA - "Multimedia terminal
   adapter").

   From a call signaling perspective, the DCS Proxies are involved in
   setting up a call. All requests from clients that affect the
   characteristic of a call are sent to the DCS-Proxy. During a
   successful call setup, call state and the associated billing
   information is encrypted by the proxies and sent to the clients
   using the proposed "State" header in the initial INVITE to the


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   terminating MTA (called client) and in the 200 OK to the originating
   MTA (calling client). The DCS-Proxy in effect, transfers call state
   to the clients and other network entities during the call-setup
   phase and then remains stateless for the duration of the call.

   If the client wishes to change call characteristics (e.g. invoke
   calling features like forwarding, call transfer etc.), it passes the
   encrypted state information in the SIP INVITE request to its proxy
   server. We propose the addition of a host parameter value of
   "private" and a user-param value of "private" to the SIP-URL for
   supporting this capability. The presence of user-param = "private"
   indicates that the contents of the host field can only be
   interpreted by the DCS-Proxy.

   The client initiating the call is responsible for "collecting the
   digits" that represents the destination telephony URL. The DCS-Proxy
   is responsible for resolving the dialed digits to the IP address of
   the destination. The client initiating the call may not know of the
   gateway associated with the destination. When "user=phone" is
   present, we propose that the SIP host URL for the telephony
   subscribe permit the use of a valid E.164 number as a URL and relax
   the requirement on the need to add the gateway associated with the
   number.

   Support for local number portability functions requires another
   extension to the telephony subscriber URL. We propose the addition
   of an "augmented-phone-number" in the definition of the telephony
   subscriber URL and the addition of user-param = "lnp-phone" for
   supporting local number portability.

   The OSPS header is proposed for supporting PSTN based operator
   services of "Busy-Line-Verify" and "Emergency Interrupt". The
   response of the client (in an active call) to a SIP INVITE that
   includes this header is not to return busy to the PSTN media gateway
   (and thereby the operator) that initiated this request.

   The Distributed Call Signaling Architecture uses the Also and
   Replaces headers for implementing call transfers. The addition of
   parties referenced in the Also header and the removal of parties
   referenced in the Replaces header are used for implementing services
   that require the addition and removal of call-legs to an existing
   call.


4. SIP Extensions

   In this section, we propose the SIP extensions to address the issues
   identified in the Introduction.

   The following syntax specification uses the augmented Backus-Naur
   Form (BNF) as described in RFC-2234 [5].



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4.1 SIP URL Extensions

   The SIP URL host syntax is extended to allow hosts to be identified
   by a simple phone-number (E.164 number). The SIP client initiating
   the call may not know of the gateway associated with the number. The
   Telephony subscriber URL definition in RFC 2543 for a telephone
   number requires the phone number and its gateway association in the
   host parameter. We propose that this constraint be relaxed to allow
   hosts to be identified by their E.164 numbers only. If this
   interpretation of the hostname is used, the associated user-param
   user=phone MUST be present.

   Support for local number portability motivates the need for an
   "augmented phone number" field in the telephony-subscriber URL. The
   augmented phone number would be a number returned by a location
   service for local number portability. The user-param field when the
   augmented phone number is the lnp-phone number MUST include
   user=lnp-phone.

   All information about the parties in the call and associated billing
   information is encrypted by the DCS-Proxy during call setup and
   stored in the clients participating in the call.  To invoke features
   that involve change in call characteristics that affects the current
   call leg or its billing information, the SIP client sends an INVITE
   to its proxy that may include an encrypted string as the SIP URL
   host field represented as "private" with the associated user-param
   being "private". This user-param indicates that the DCS-Proxy
   associated with the client is the only entity that can decrypt the
   "private" information in the host field. The field is to be
   interpreted as an opaque object by the clients.

   The representation for the host parameter desired to support the DCS
   architecture is shown below:

        host                    = hostname | IPv4address
                                | telephone-subscriber | private

        telephone-subscriber    = global-phone-number
                                | local-phone-number
                                | augmented-phone-number

        augmented-phone-number  = 1*( phone-digit | dtmf-digit
                                        | pause-character | "/")

        private                 = alpha *alphanum


   The SIP user-param is extended to include "private" and "lnp-phone"
   keywords as described below.

        user-param              = "user=" ( "ip" | "phone"
                                        | "lnp-phone" | "private" )


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   The user-param "user=ip" is optional in a URL and MAY be included
   when the host is identified using hostname or the IPv4address
   syntax. Therefore, the URL "sip: John Doe" is equivalent to the URL
   "sip:John Doe;user=ip".

   When a URL includes the user-param "user=phone", the URL host field
   MUST be a phone number and MUST use the telephone-subscriber syntax.
   Additionally, when a URL includes the user-parameter "user=phone",
   the userinfo field MAY NOT be present.

   An example of a valid URL containing the user-param "user=phone" is:

                sip:847.555.1212;user=phone

   When a URL includes the user-param "user=lnp-phone", the SIP URL
   host field MUST use the augmented-phone-number syntax, and contain
   the local office code prepended to the phone number with a slash
   separator. Additionally, when a URL includes the user-parameter
   "user=lnp-phone", the SIP URL userinfo MUST NOT be present.

   An example of a URL containing the user-param "user=lnp-phone" is:

                sip:212-234/847-555-1212;user=lnp-phone

   When a URL includes the user-param "user=private", the SIP URL host
   field MUST be a string encrypted using the DCS-Proxy's private key.
   Additionally, the encrypted string MUST use private URL syntax.
   When a URL includes the user-parameter "user=private", the SIP URL
   "userinfo" MUST NOT be present.


4.2 State

   The State header conveys encrypted state information from a DCS-
   Proxy to a DCS capable client. This state information allows the
   DCS-Proxy to securely store state information in the client that may
   be needed for subsequent feature invocation, allowing the DCS-Proxy
   to remain stateless during the call.

        State           = "State" ":" private

   The keyword "private" is defined in Section 4.1.

   The State header is sent to the terminating MTA in the initial SIP
   INVITE from its proxy. The State header is sent to the originating
   MTA (from its proxy) in the 200 OK response to the initial INVITE.


4.3 OSPS

   Operator services support for Busy line verification (BLV) and
   Emergency interrupt(EI) services initiated by an operator on the
   PSTN network motivates the need for the OSPS header. This header is


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   intended to be used in SIP INVITE messages from the PSTN gateway to
   the client being queried or interrupted. The tag values permitted in
   this header are "BLV" for busy line verification and "EI" for
   emergency interrupt.

        OSPS            = "OSPS" ":" OSPS-Tag
        OSPS-Tag        = "BLV" | "EI"

   The response of the client to an INVITE with this header is not to
   return busy.


4.4 Also

   The Also header is required for adding new participants to an
   existing call. Its functionality was originally described in the
   expired SIP Call Control Services draft [3]. It is discussed here
   for completeness and is required to realize many services in the DCS
   architecture.

   The Also header advises the recipient to issue INVITE requests to
   the addresses listed in the header.

        Also            = "Also" ":" SIP-URL *[ "," SIP-URL]

   The URL extensions discussed in Section 4.1 are permitted in the
   Also header. If a client receives an INVITE with an Also header that
   includes a URL tagged with user=private, it SHOULD send the INVITE
   for the new call-leg to its DCS-Proxy with the Request-URI copied
   from the Also header of the received INVITE request.


4.5 Replaces

   The Replaces header is required for removing participants from an
   existing call. Its functionality was originally described in the
   expired SIP Call Control Services draft [3]. It is discussed here
   for completeness and is required to realize many services in the DCS
   architecture.

   The Replaces extension asks the recipient to issue a BYE to the
   addresses listed.

        Replaces        = "Replaces" ":" SIP-URL *[ "," SIP-URL]

   As with the Also header, the URL extensions discussed in Section 4.1
   are permitted in the Replaces header.

5. Security Considerations

   The clients (Multimedia Terminal Adapters) are untrusted entities in
   the DCS architecture. The contents of all headers tagged as
   "private" are verified by DCS-Proxies. DCS-Proxies are responsible


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   for verifying the contents and consistency of the headers and
   extended URL's discussed in this document.


6. References

   1  Bradner, S., "The Internet Standards Process -- Revision 3", BCP
      9, RFC 2026, October 1996.

   2  DCS Group, "Architectural Considerations for Providing Carrier
      Class Telephony Services Utilizing SIP-based Distributed Call
      Control Mechanisms", draft-dcsgroup-mmusic-arch-00.txt, June
      1999.

   3  Schulzrinne, H and Rosenberg, J, SIP Call Control Services,
      draft-ietf-mmmusic-sip-cc-00.txt, March 1998, expired August 1,
      1998.

   4  Bradner, S., "Key words for use in RFCs to Indicate Requirement
      Levels", BCP 14, RFC 2119, March 1997

   5  Crocker, D. and Overell, P.(Editors), "Augmented BNF for Syntax
      Specifications: ABNF", RFC 2234, Internet Mail Consortium and
      Demon Internet Ltd., November 1997



7.
  Acknowledgments

   The Distributed Call Signaling work in the PacketCable project is
   the work of a large number of people, representing many different
   companies.  The authors would like to recognize and thank the
   following for their assistance: John Wheeler, Motorola; David
   Boardman, Daniel Paul, Arris Interactive; Bill Blum, Jon Fellows,
   Jay Strater, Jeff Ollis, Clive Holborow, General Instruments; Doug
   Newlin, Guido Schuster, Ikhlaq Sidhu, 3Com; Jiri Matousek, Bay
   Networks; Farzi Khazai, Nortel; John Chapman, Bill Guckle, Cisco;
   and Chuck Kalmanek, Doug Nortz, John Lawser, James Cheng, and Partho
   Mishra, AT&T.


8. Author's Addresses

   Bill Marshall
   AT&T
   Florham Park, NJ  07932
   Email: wtm@research.att.com

   K. K. Ramakrishnan
   AT&T
   Florham Park, NJ  07932
   Email: kkrama@research.att.com


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   Ed Miller
   CableLabs
   Louisville, CO  80027
   Email: E.Miller@Cablelabs.com

   Glenn Russell
   CableLabs
   Louisville, CO  80027
   Email: G.Russell@Cablelabs.com

   Burcak Beser
   3Com
   Rolling Meadows, IL  60008
   Email: Burcak_Beser@3com.com

   Mike Mannette
   3Com
   Rolling Meadows, IL  60008
   Email: Michael_Mannette@3com.com

   Kurt Steinbrenner
   3Com
   Rolling Meadows, IL  60008
   Email: Kurt_Steinbrenner@3com.com

   Dave Oran
   Cisco
   Acton, MA  01720
   Email: oran@cisco.com

   John Pickens
   Com21
   San Jose, CA
   Email: jpickens@com21.com

   Poornima Lalwaney
   General Instrument
   San Diego, CA  92121
   Email: plalwaney@gi.com

   Jon Fellows
   General Instrument
   San Diego, CA  92121
   Email: jfellows@gi.com

   Doc Evans
   Lucent Cable Communications
   Westminster, CO  30120
   Email: n7dr@lucent.com

   Keith Kelley
   Netspeak
   Boca Raton, FL  33587

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   Email: keith@netspeak.com

   Flemming Andreasen
   Telcordia
   Piscataway, NJ
   Email: fandreas@telcordia.com
















































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   Expiration Date This memo is filed as <draft-dcsgroup-mmmusic-state-
   00.txt>, and expires December 31, 1999.




























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