Network Working Group E. Ertekin
Internet-Draft R. Jasani
Intended status: Informational C. Christou
Expires: February 15, 2009 J. Pezeshki
Booz Allen Hamilton
C. Bormann
Universitaet Bremen TZI
August 14, 2008
Integration of Robust Header Compression (RoHC) over IPsec Security
Associations
draft-ietf-rohc-hcoipsec-08
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Abstract
IP Security (IPsec) provides various security services for IP
traffic. However, the benefits of IPsec come at the cost of
increased overhead. This document outlines a framework for
integrating Robust Header Compression (RoHC) over IPsec (RoHCoIPsec).
By compressing the inner headers of IP packets, RoHCoIPsec proposes
to reduce the amount of overhead associated with the transmission of
traffic over IPsec Security Associations (SAs).
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Table of Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . 3
2. Audience . . . . . . . . . . . . . . . . . . . . . . . . . 3
3. Terminology . . . . . . . . . . . . . . . . . . . . . . . 3
4. Problem Statement: IPsec Packet Overhead . . . . . . . . . 4
5. Overview of the RoHCoIPsec Framework . . . . . . . . . . . 5
5.1. RoHCoIPsec Assumptions . . . . . . . . . . . . . . . . . . 5
5.2. Summary of the RoHCoIPsec Framework . . . . . . . . . . . 5
6. Details of the RoHCoIPsec Framework . . . . . . . . . . . 6
6.1. RoHC and IPsec Integration . . . . . . . . . . . . . . . . 6
6.1.1. Header Compression Protocol Considerations . . . . . . . . 8
6.1.2. Initialization and Negotiation of the RoHC Channel . . . . 9
6.1.3. Encapsulation and Identification of Header Compressed
Packets . . . . . . . . . . . . . . . . . . . . . . . . . 9
6.2. RoHCoIPsec Framework Summary . . . . . . . . . . . . . . . 10
7. Security Considerations . . . . . . . . . . . . . . . . . 10
8. IANA Considerations . . . . . . . . . . . . . . . . . . . 10
9. Acknowledgments . . . . . . . . . . . . . . . . . . . . . 10
10. Informative References . . . . . . . . . . . . . . . . . . 11
Authors' Addresses . . . . . . . . . . . . . . . . . . . . 12
Intellectual Property and Copyright Statements . . . . . . 14
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1. Introduction
This document outlines a framework for integrating RoHC [ROHC] over
IPsec [IPSEC] (RoHCoIPsec). The goal of RoHCoIPsec is to reduce the
protocol overhead associated with packets traversing between IPsec SA
endpoints. This can be achieved by compressing the transport layer
header (e.g., UDP, TCP, etc.) and inner IP header of packets at the
ingress of the IPsec tunnel, and decompressing these headers at the
egress.
For RoHCoIPsec, this document assumes that RoHC will be used to
compress the inner headers of IP packets traversing an IPsec tunnel.
However, since current specifications for RoHC detail its operation
on a hop-by-hop basis, it may require extensions to enable its
operation over IPsec SAs. This document outlines a framework for
extending the usage of RoHC to operate at IPsec SA endpoints.
RoHCoIPsec targets the application of RoHC to tunnel mode SAs.
Transport mode SAs only encrypt/authenticate the payload of an IP
packet, leaving the IP header untouched. Intermediate routers
subsequently use this IP header to route the packet to a decryption
device. Therefore, if RoHC is to operate over IPsec transport-mode
SAs, (de)compression functionality can only be applied to the
transport layer headers, and not to the IP header. Because current
RoHC specifications do not include support for the compression of
transport layer headers alone, the RoHCoIPsec framework outlined by
this document describes the application of RoHC to tunnel mode SAs.
2. Audience
The authors target members of both the RoHC and IPsec communities who
may consider extending the RoHC and IPsec protocols to meet the
requirements put forth in this document. In addition, this document
is directed towards vendors developing IPsec devices that will be
deployed in bandwidth-constrained IP networks.
3. Terminology
Terminology specific to RoHCoIPsec is introduced in this section.
RoHC Process
Generic reference to a RoHC instance (as defined in [ROHC-TERM]),
or any supporting RoHC components.
Compressed Traffic
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Traffic that is processed by the RoHC compressor instance. Packet
headers are compressed using a specific header compression
protocol.
Uncompressed Traffic
Traffic that is not processed by the RoHC compressor instance.
Instead, this type of traffic bypasses the RoHC process.
IPsec Process
Generic reference to the Internet Protocol Security (IPsec)
process.
Next Header
Refers to the Protocol (IPv4) or Next Header (IPv6, Extension)
field.
4. Problem Statement: IPsec Packet Overhead
IPsec mechanisms provide various security services for IP networks.
However, the benefits of IPsec come at the cost of increased per-
packet overhead. For example, traffic flow confidentiality
(generally leveraged at security gateways) requires the tunneling of
IP packets between IPsec implementations. Although these IPsec
tunnels will effectively mask the source-destination patterns that an
intruder can ascertain, tunneling comes at the cost of increased per-
packet overhead. Specifically, an ESP tunnel mode SA applied to an
IPv6 flow results in at least 50 bytes of additional overhead per
packet. This additional overhead may be undesirable for many
bandwidth-constrained wireless and/or satellite communications
networks, as these types of infrastructure are not overprovisioned.
RoHC applied on a per-hop basis over bandwidth-constrained links will
also suffer from reduced performance when encryption is used on the
tunneled header, since encrypted headers can not be compressed.
Consequently, the additional overhead incurred by an IPsec tunnel may
result in the inefficient utilization of bandwidth.
Packet overhead is particularly significant for traffic profiles
characterized by small packet payloads (e.g. various voice codecs).
If these small packets are afforded the security services of an IPsec
tunnel mode SA, the amount of per-packet overhead is increased.
Thus, a mechanism is needed to reduce the overhead associated with
such flows.
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5. Overview of the RoHCoIPsec Framework
5.1. RoHCoIPsec Assumptions
The goal of RoHCoIPsec is to provide efficient transport of IP
packets between IPsec devices, without compromising the security
services offered by IPsec. The RoHCoIPsec framework has been
developed based on the following assumptions:
o RoHC will be leveraged to reduce the amount of overhead associated
with packets traversing an IPsec SA
o RoHC will be instantiated at the IPsec SA endpoints, and will be
applied on a per-SA basis
o Once the decompression operation completes, decompressed packet
headers will be identical to the original packet headers before
compression
5.2. Summary of the RoHCoIPsec Framework
RoHC reduces packet overhead in a network by exploiting intra- and
inter-packet redundancies of network and transport-layer header
fields of a flow.
Current RoHC protocol specifications compress packet headers on a
hop-by-hop basis. However, IPsec SAs are instantiated between two
IPsec endpoints. Therefore, various extensions to both RoHC and
IPsec need to be defined to ensure the successful operation of the
RoHC protocol at IPsec SA endpoints.
The migration of RoHC over IPsec SAs is straightforward, since SA
endpoints provide source/destination pairs where (de)compression
operations can take place. Compression of the inner IP and upper
layer protocol headers in such a manner offers a reduction of per-
packet protocol overhead between the two SA endpoints. Since RoHC
will now operate between IPsec endpoints (over multiple intermediate
nodes which are transparent to an IPsec SA), it is imperative to
ensure that its performance will not be severely impacted due to
increased packet reordering and/or packet loss between the compressor
and decompressor.
In addition, RoHC can no longer rely on the underlying link layer for
RoHC parameter configuration and packet identification. The
RoHCoIPsec framework proposes that RoHC channel parameter
configuration is accomplished by an SA management protocol (e.g.,
IKEv2 [IKEV2]), while identification of compressed header packets is
achieved through the Next Header field of the security protocol
(e.g., AH [AH], ESP [ESP]) header.
Using the RoHCoIPsec framework proposed below, outbound and inbound
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IP traffic processing at an IPsec device needs to be modified. For
an outbound packet, a RoHCoIPsec implementation will compress
appropriate packet headers, and subsequently encrypt and/or
integrity-protect the packet. For tunnel mode SAs, compression may
be applied to the transport layer protocol and the inner IP header.
For inbound packets, an IPsec device must first decrypt and/or
integrity-check the packet. Then decompression of the inner packet
headers is performed. After decompression, the packet is checked
against the access controls imposed on all inbound traffic associated
with the SA (as specified in [IPSEC]).
Note: Compression of inner headers is independent from compression
of the security protocol (e.g., ESP) and outer IP headers. RoHC
is capable of compressing the security protocol and the outer IP
header on a hop-by-hop basis. The applicability of RoHCoIPsec and
hop-by-hop RoHC on an IPv4 ESP-processed packet [ESP] is shown
below in Figure 1.
-----------------------------------------------------------
IPv4 | new IP hdr | | orig IP hdr | | | ESP | ESP|
|(any options)| ESP | (any options) |TCP|Data|Trailer| ICV|
-----------------------------------------------------------
|<-------(1)------->|<------(2)-------->|
(1) Compressed by RoHC ESP/IP profile
(2) Compressed by RoHCoIPsec TCP/IP profile
Figure 1. Applicability of RoHC and RoHCoIPsec on an IPv4 ESP-
processed packet.
If IPsec NULL encryption is applied to packets, RoHC may still be
applied to the inner headers at the IPsec SA endpoints. Inbound and
outbound packets are still processed as was previously described.
6. Details of the RoHCoIPsec Framework
6.1. RoHC and IPsec Integration
Figure 2 illustrates the components required to integrate RoHC with
the IPsec process, i.e., RoHCoIPsec.
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+-------------------------------+
| RoHC Module |
| |
| |
+-----+ | +-----+ +---------+ |
| | | | | | RoHC | |
--| A |---------| B |-----| Process |------> Path 1
| | | | | | | | (RoHC-enabled SA)
+-----+ | +-----+ +---------+ |
| | | |
| | |-------------------------> Path 2
| | | (RoHC-enabled SA)
| +-------------------------------+
|
|
|
|
+-----------------------------------------> Path 3
(ROHC-disabled SA)
Figure 2. Integration of RoHC with IPsec.
The process illustrated in Figure 2 augments the IPsec processing
model for outbound IP traffic (protected-to-unprotected). Initial
IPsec processing is consistent with [IPSEC] (Steps 1-2, Section 5.1).
Block A: The RoHC data item (part of the SA state information)
retrieved from the "relevant SAD entry" ([IPSEC], Section 5.1,
Step3a) determines if the traffic traversing the SA is handed to the
RoHC module. Packets selected to a RoHC-disabled SA must follow
normal IPsec processing and must not be sent to the RoHC module
(Figure 1, Path 3). Conversely, packets selected to a RoHC-enabled
SA must be sent to the RoHC module.
Block B: This step determines if the packet can be compressed. If it
is determined that the packet will be compressed, an Integrity
Algorithm is used to compute an Integrity Check Value (ICV) for the
uncompressed packet ([IPSEC-ROHC], Section 3.2 [IKE-ROHC], Section
2.1). The Next Header field of the security protocol header (e.g.,
ESP, AH) is populated with a "RoHC" identifier, the packet headers
are compressed, and the computed ICV is appended to the packet
(Figure 1, Path 1). However, if it is determined that the packet
will not be compressed (e.g., due to one the reasons described in
Section 6.1.3), the Next Header field is populated with the
appropriate value indicating the next level protocol (Figure 1, Path
2).
After the RoHC process completes, IPsec processing resumes, as
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described in Section 5.1, Step3a, of [IPSEC].
The process illustrated in Figure 2 also augments the IPsec
processing model for inbound IP traffic (unprotected-to-protected).
For inbound packets, IPsec processing is performed ([IPSEC], Section
5.2, Steps 1-3) followed by AH or ESP processing ([IPSEC], Section
5.2, Step 4).
Block A: After AH or ESP processing, the RoHC data item retrieved
from the SAD entry will indicate if traffic traversing the SA is
processed by the RoHC module ([IPSEC], Section 5.2, Step 3a).
Packets traversing an RoHC-disabled SA must follow normal IPsec
processing and must not be sent to the RoHC module. Conversely,
packets traversing an RoHC-enabled SA must be sent to the RoHC
module.
Block B: The decision at Block B is determined by the value of the
Next Header field of the security protocol header. If the Next
Header field does not indicate a RoHC header, the decompressor must
not attempt decompression (Figure 1, Path 2). If the Next Header
field indicates a RoHC header, decompression is applied. After
decompression, the RoHCoIPsec Integrity Algorithm is used to compute
an ICV value for the decompressed packet. This ICV is compared to
the ICV that was calculated at the compressor: if the ICVs match, the
packet is forwarded by the RoHC module (Figure 1, Path 1); otherwise,
the packet is dropped. Once the RoHC module completes processing,
IPsec processing resumes, as described in Section 5.2, Step 4 of
[IPSEC].
Note that to further reduce the size of an IPsec-protected packet,
RoHCoIPsec and IPcomp [IPCOMP] can be implemented in a nested
fashion. This process is detailed in [IPSEC-ROHC], Section 3.2.
6.1.1. Header Compression Protocol Considerations
RoHCv2 [ROHCV2] profiles include various mechanisms that provide
increased robustness over reordering channels. These mechanisms must
be adopted for RoHC to operate efficiently over IPsec SAs.
A RoHC decompressor implemented within IPsec architecture may
leverage additional mechanisms to improve performance over reordering
channels (either due to random events, or to an attacker
intentionally reordering packets). Specifically, IPsec's sequence
number may be used by the decompressor to identify a packet as
"sequentially late". This knowledge will increase the likelihood of
successful decompression of a reordered packet.
Additionally, RoHCoIPsec implementations should minimize the amount
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of feedback sent from the decompressor to the compressor. If a ROHC
feedback channel is not used sparingly, the overall gains from
RoHCoIPsec can be significantly reduced. More specifically, any
feedback sent from the decompressor to the compressor must be
processed by IPsec, and tunneled back to the compressor (as
designated by the SA associated with FEEDBACK_FOR). As such, several
implementation considerations are offered:
o Eliminate feedback traffic altogether by operating only in RoHC
Unidirectional mode (U-mode)
o Piggyback RoHC feedback messages on traffic that normally
traverses the SA designated by FEEDBACK_FOR.
6.1.2. Initialization and Negotiation of the RoHC Channel
RoHC can use the underlying link layer (e.g., PPP) to automatically
RoHC channel parameters. In the case of RoHCoIPsec, channel
parameters can be achieved manually (i.e., administratively
configured for manual SAs), or by IKEv2. The extensions required for
IKEv2 to support RoHC parameter negotiation are detailed in [IKE-
ROHC].
If the RoHC protocol requires bi-directional communications, two SAs
must be instantiated between the IPsec implementations. One of the
two SAs is used for carrying RoHC-traffic from the compressor to the
decompressor, while the other is used to communicate RoHC-feedback
from the decompressor to the compressor. Note that the requirement
for two SAs aligns with the operation of IKE, which creates SAs in
pairs by default. However, IPsec implementations will dictate how
decompressor feedback received on one SA is associated with a
compressor on the other SA.
6.1.3. Encapsulation and Identification of Header Compressed Packets
As indicated in Section 6.1, new state information (i.e., a new RoHC
data item) is defined for each SA. The RoHC data item is used by the
IPsec process to determine whether it sends all traffic traversing a
given SA to the RoHC module (RoHC-enabled) or bypasses the RoHC
module and sends the traffic through regular IPsec processing (RoHC-
disabled).
The Next Header field of the IPsec security protocol (e.g., AH or
ESP) header is used to demultiplex header-compressed traffic from
uncompressed traffic traversing an RoHC-enabled SA. This
functionality is needed in situations where packets traversing a
RoHC-enabled SA do not contain compressed headers. Such situations
may occur when, for example, a compressor supports strictly n
compressed flows and can not compress the n+1 flow that arrives.
Another example is when traffic (e.g., TCP/IP) is selected (by IPsec)
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to a RoHC-enabled SA, but cannot be compressed by the RoHC process
(e.g., because the compressor does not support TCP/IP compression).
Similarly, the decompressor must be able to identify packets with
uncompressed headers and not attempt to decompress them. The Next
Header field is used to demultiplex these header-compressed versus
uncompressed packets, as a RoHC protocol identifier will indicate the
packet contains compressed headers. To accomplish this, an official
IANA allocation from the Protocol ID registry [PROTOCOL] is required.
The RoHC Data Item, IANA Protocol ID allocation, and other IPsec
extensions to support RoHCoIPsec, are specified in [IPSEC-ROHC].
6.2. RoHCoIPsec Framework Summary
To summarize, the following items are needed to achieve RoHCoIPsec:
o IKEv2 Extensions to Support RoHCoIPsec
o IPsec Extensions to Support RoHCoIPsec
7. Security Considerations
A malfunctioning RoHC compressor (i.e., the compressor located at the
ingress of the IPsec tunnel) has the ability to send packets to the
decompressor (i.e., the decompressor located at the egress of the
IPsec tunnel) that do not match the original packets emitted from the
end-hosts. Such a scenario will result in a decreased efficiency
between compressor and decompressor. Furthermore, this may result in
Denial of Service, as the decompression of a significant number of
invalid packets may drain the resources of an IPsec device.
8. IANA Considerations
None.
9. Acknowledgments
The authors would like to thank Mr. Sean O'Keeffe, Mr. James Kohler,
and Ms. Linda Noone of the Department of Defense, and well as Mr.
Rich Espy of OPnet for their contributions and support in the
development of this document.
In addition, the authors would like to thank the following for their
numerous reviews and comments to this document:
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o Dr. Stephen Kent
o Dr. Carsten Bormann
o Mr. Pasi Eronen
o Dr. Joseph Touch
o Mr. Tero Kivinen
o Mr. Lars-Erik Jonsson
o Mr. Jan Vilhuber
o Mr. Dan Wing
o Mr. Kristopher Sandlund
o Mr. Ghyslain Pelletier
Finally, the authors would also like to thank Mr. Tom Conkle, Ms.
Renee Esposito, Mr. Etzel Brower, and Ms. Michele Casey of Booz Allen
Hamilton for their assistance in completing this work.
10. Informative References
[ROHC] Bormann, C., Burmeister, C., Degermark, M., Fukushima, H.,
Hannu, H., Jonsson, L., Hakenberg, R., Koren, T., Le, K.,
Liu, Z., Martensson, A., Miyazaki, A., Svanbro, K.,
Wiebke, T., Yoshimura, T., and H. Zheng, "RObust Header
Compression (ROHC): Framework and four profiles: RTP, UDP,
ESP, and uncompressed", RFC 3095, July 2001.
[IPSEC] Kent, S. and K. Seo, "Security Architecture for the
Internet Protocol", RFC 4301, December 2005.
[ROHC-TERM]
Jonsson, L-E., "Robust Header Compression (ROHC):
Terminology and Channel Mapping Examples", RFC 4301,
April 2004.
[IKEV2] Kaufman, C., "Internet Key Exchange (IKEv2) Protocol",
RFC 4306, December 2005.
[ESP] Kent, S., "IP Encapsulating Security Payload (ESP)",
RFC 4303, December 2005.
[AH] Kent, S., "IP Authentication Header", RFC 4302,
December 2005.
[IPCOMP] Shacham, A., Monsour, R., Pereira, and Thomas, "IP Payload
Compression Protocol (IPComp)", RFC 3173, September 2001.
[ROHCV2] Pelletier, G. and K. Sandlund, "RObust Header Compression
Version 2 (ROHCv2): Profiles for RTP, UDP, IP, ESP and UDP
Lite", RFC 5225, April 2008.
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[IKE-ROHC]
Pezeshki, et al., "IKEv2 Extensions to Support
RoHCoIPsec", work in progress , August 2008.
[PROTOCOL]
IANA, "Assigned Internet Protocol Numbers, IANA registry
at: http://www.iana.org/assignments/protocol-numbers".
[IPSEC-ROHC]
Ertekin, et al., "IPsec Extensions to Support RoHCoIPsec",
work in progress , August 2008.
Authors' Addresses
Emre Ertekin
Booz Allen Hamilton
13200 Woodland Park Dr.
Herndon, VA 20171
US
Email: ertekin_emre@bah.com
Rohan Jasani
Booz Allen Hamilton
13200 Woodland Park Dr.
Herndon, VA 20171
US
Email: jasani_rohan@bah.com
Chris Christou
Booz Allen Hamilton
13200 Woodland Park Dr.
Herndon, VA 20171
US
Email: christou_chris@bah.com
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Jonah Pezeshki
Booz Allen Hamilton
13200 Woodland Park Dr.
Herndon, VA 20171
US
Email: pezeshki_jonah@bah.com
Carsten Bormann
Universitaet Bremen TZI
Postfach 330440
Bremen D-28334
Germany
Email: cabo@tzi.org
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