Network Working Group                                       Y. Ohba, Ed.
Internet-Draft                                                   Toshiba
Intended status: Informational                                Q. Wu, Ed.
Expires: November 16, 2009                                        Huawei
                                                            G. Zorn, Ed.
                                                             Network Zen
                                                            May 15, 2009


               EAP Early Authentication Problem Statement
                     draft-ietf-hokey-preauth-ps-07

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   Copyright (c) 2009 IETF Trust and the persons identified as the



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   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
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Abstract

   EAP (Extensible Authentication Protocol) early authentication may be
   defined as the use of EAP to establish authenticated keying material
   on a target authenticator prior to arrival of the peer at the access
   network managed by that authenticator.  This draft discusses the EAP
   early authentication problem in detail.


Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  Terminology  . . . . . . . . . . . . . . . . . . . . . . . . .  3
   3.  Problem Statement  . . . . . . . . . . . . . . . . . . . . . .  5
     3.1.  Topological Classification of Handover Scenarios . . . . .  8
   4.  Early Authentication Usage Models  . . . . . . . . . . . . . .  9
     4.1.  EAP Pre-authentication Usage Models  . . . . . . . . . . . 10
       4.1.1.  The Direct Pre-authentication Model  . . . . . . . . . 10
       4.1.2.  The Indirect Pre-authentication Usage Model  . . . . . 11
     4.2.  The Authenticated Anticipatory Keying Usage Model  . . . . 12
   5.  Architectural Considerations . . . . . . . . . . . . . . . . . 13
     5.1.  Authenticator Discovery  . . . . . . . . . . . . . . . . . 13
     5.2.  Context Binding  . . . . . . . . . . . . . . . . . . . . . 14
   6.  AAA Issues . . . . . . . . . . . . . . . . . . . . . . . . . . 14
   7.  Security Considerations  . . . . . . . . . . . . . . . . . . . 16
   8.  IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 17
   9.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 17
   10. Contributors . . . . . . . . . . . . . . . . . . . . . . . . . 17
   11. References . . . . . . . . . . . . . . . . . . . . . . . . . . 17
     11.1. Normative References . . . . . . . . . . . . . . . . . . . 17
     11.2. Informative References . . . . . . . . . . . . . . . . . . 18
   Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 19











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1.  Introduction

   When a mobile device, during an active communication session, moves
   from one access network to another and changes its point of
   attachment, the session may be subjected to disruption in the
   continuity of service due to the delay associated with the handover
   operation.  The performance requirements of a real-time application
   will vary based on the type of application and its characteristics
   such as delay and packet loss tolerance.  For VoIP applications,
   ITU-T G.114 [ITU] recommends a steady-state end-to-end delay of 150
   ms as the upper limit and rates 400 ms as generally unacceptable
   delay.  Similarly, a streaming application has a tolerable packet
   (SDU) error rates ranging from 0.1 to 0.00001 with a transfer delay
   of less than 300 ms.  Any help that an optimized handoff mechanism
   can provide toward meeting these objectives is useful.  The ultimate
   objective is to achieve seamless handover with low latency, even when
   handover is between different link technologies or between different
   AAA domains.

   As a mobile device goes through a handover process, it is subjected
   to delay because of the rebinding of its association at or across
   several layers of the protocol stack and because of the additional
   round trips needed for a new EAP exchange.  Delays incurred within
   each protocol layer affect the ongoing multimedia application and
   data traffic within the client [WCM].

   The handover process often requires authentication and authorization
   for acquisition or modification of resources assigned to the mobile
   device.  In most cases, this authentication and authorization needs
   interaction with a central authority in a domain.  In some cases the
   central authority may be placed far away from the mobile device.  The
   delay introduced due to such an authentication and authorization
   procedure adds to the handover latency and consequently affects
   ongoing application sessions[MQ7].  The discussion in this document
   is focused on mitigating delay due to network access authentication
   and authorization.


2.  Terminology

   AAA  Authentication, Authorization, and Accounting.  AAA protocols
      RADIUS [RFC2865] and Diameter [RFC3588].

   AAA domain
      The set of access networks within the scope of a specific AAA
      server.  Thus, if a peer changes from one point of attachment to
      another within the same AAA domain, it continues to be served by
      the same AAA server.



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   Access Point (AP)
      A network point of attachment in a IEEE 802.11 wireless LAN
      [IEEE.802-11.2007].

   Authenticator
      See [RFC3748].

   Basic Service Set (BSS)
      The basic building block of an IEEE 802.11 wireless LAN
      [IEEE.802-11.2007].  A BSS consists of a group of any number of
      802.11 stations.

   Candidate Access Network
      An access network that can potentially become the target access
      network for a peer.  There can be multiple candidate access
      networks for the peer.

   Candidate Authenticator (CA)
      An authenticator that can potentially become the target
      authenticator for a peer.  There can be multiple candidate
      authenticators for the peer.

   EAP Server
      See [RFC3748].

   EAP Early Authentication  (EEA)
      The utilization of EAP to pre-establish EAP keying material on an
      EAP authenticator prior to arrival on a link served by that
      authenticator of the mobile device that acts as an EAP peer.

   Extended Service Set (ESS)
      A set of infrastructure BSSs in IEEE 802.11 wireless LAN
      [IEEE.802-11.2007], where the access points communicate amongst
      themselves to forward traffic from one BSS to another to
      facilitate movement of stations between BSSs.

   Inter-AAA-Domain Handover (Inter-Domain Handover)
      A handover across multiple AAA domains.

   Inter-Authenticator Handover
      A handover across multiple authenticators.  An inter-access-domain
      handover, an inter-ESS handover, an inter-AAA-domain handover, an
      inter-technology handover can be view as examples of inter-
      authenticator handover.







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   Inter-ESS Handover
      An 802.11 handover across multiple ESSs.

   Inter-Technology Handover
      A handover across different link layer technologies.

   Intra-AAA-Domain Handover (Intra-Domain Handover)
      A handover within the same AAA domain.  Intra-AAA-domain handover
      include a handover across different authenticators within the same
      AAA domain.

   Intra-Technology Handover
      A handover within the same link layer technology.

   Master Session Key (MSK)
      See [RFC3748].

   Peer
      The entity that responds to the authenticator (below); for
      details, see [RFC3748].

   Serving Access Network
      An access network that is currently serving the peer.

   Serving Authenticator (SA)
      An authenticator that is currently serving the peer.

   Target Access Network
      An access network that has been chosen to be the new serving
      access network for a peer.

   Target Authenticator (TA)
      An authenticator that has been chosen to be the new serving
      authenticator for a peer.


3.  Problem Statement

   The basic mechanism of handover is a two-step procedure involving

   o  handover preparation iand

   o  handover execution

   Handover preparation includes the discovery of candidate network
   points of attachment and selection of an appropriate target
   attachment point from the candidate set.  Handover execution consists
   of setting up L2 and L3 connectivity with the target.  Currently, as



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   part of the second step, network access authentication and
   authorization is performed directly with the target network.
   Following a successful EAP authentication, a secure association
   procedure is performed between the peer and the target authenticator
   to derive a new set of link-layer ciphering keys from EAP keying
   material such as the MSK.  The second step may require full EAP
   authentication in the absence of any particular optimization for
   handover key management.  The handover latency introduced by full EAP
   authentication has proven to be larger than what is acceptable for
   real-time application scenarios as described in [MQ7].  Hence,
   improvement in the handover latency performance due to EAP is a
   necessary objective for such scenarios.

   As an example of the second step, in IEEE 802.11 wireless LANs
   [IEEE.802-11.2007]the network access authentication and authorization
   involves performing a new IEEE 802.1X message exchange with the
   authenticator in the target AP to initiate an EAP exchange to the
   authentication server[WPA].

   As another example, in 3GPP Technical Specification TS 33.402
   [TS33.402]], network access authentication and authorization happens
   after L2 connection is established between the mobile device and a
   non-3GPP target access network, and involves EAP exchange between the
   mobile device and 3GPP AAA server through the non-3GPP target access
   network.

   There has been relevant optimization work undertaken by various
   standards organizations, but these efforts have generally been scoped
   to specific link layer technologies.  The work done in the IEEE
   802.11f ([IEEE.802-11F.2003] and 802.11r [IEEE.802-11R.2008]) Task
   Groups applies only to transfers within one 802.11 ESS or AAA domain.
   [TS33.402] defines the authentication and key management procedures
   performed during interworking between non-3GPP access networks and
   the Evolved Packet System (EPS).  These procedures are not really
   independent of link technology, since they assume either that the
   authenticator lies in the EPS network or that separate
   authentications are performed in the access network and then in the
   EPS network.  Therefore, a solution is still needed to enable EAP
   early authentication for inter-AAA-domain handovers and inter-
   technology handovers.  A search for solutions at the IP level may
   offer the necessary technology independence.

   Optimized solutions for secure inter-authenticator handovers can be
   seen either as security context transfer (e.g., using the EAP
   Extensions for EAP Re-authentication Protocol (ERP)) [RFC5296], or as
   EAP early authentication.  Security context transfer involves
   transfer of reusable key context to the new point of attachment.
   Horizontal context transfer of reusable key context is not



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   recommended [RFC4962] because of the possibility that the compromise
   of one authenticator might lead to the compromise of another
   authenticator.  ERP uses existing EAP keying material obtained from
   the AAA server in the home realm to derive a cryptologically
   independent re-authentication key to be distributed to an ERP server
   in a visited domain.  This reduces handover delay by eliminating the
   need to run full EAP authentication with the EAP server in the home
   domain for intra-domain handovers.

   However, there are certain cases where ERP is not applicable or an
   additional optimization mechanism is needed to establish a key for
   the candidate authenticator:

   o  One case is an inter-domain handover.  A trust relationship is
      required between the home and visited AAA domains.  Given that
      trust relationship and assuming the visited AAA domain supports
      ERP, full EAP authentication with the EAP server in the home AAA
      domain is still needed to distribute the existing keying materials
      to the ERP server when the mobile device first enters the visited
      AAA domain.

   o  Another case is an inter-technology handover where the candidate
      and serving authenticator are different entities belonging to two
      different visited AAA domains and the AAA is same in the home AAA
      domain.

   Applicability of EAP early authentication is limited to the scenarios
   where candidate authenticators can be discovered and an accurate
   prediction of movement can be easily made; also, the effectiveness of
   EAP early authentication may be less significant for particular
   inter-technology handover scenarios where simultaneous use of
   multiple technologies is not a major concern.

   In EAP early authentication, AAA-based authentication and
   authorization for a candidate authenticator is performed while
   ongoing data communication is in progress via the serving network.
   The goal of EAP early authentication is to complete AAA signaling for
   EAP before the peer moves.  There are several AAA issues related to
   EAP early authentication.  These issues are described in Section 6.

   Figure 1 shows the functional elements that are related to EAP early
   authentication.  These functional elements include a peer, a serving
   authenticator, a candidate authenticator and an AAA/EAP server (or
   AAA/EAP servers, if this is an inter-AAA-domain handover).  When the
   serving and candidate authenticators belong to different AAA domains,
   the candidate authenticator may use a different AAA server and user
   credentials than those were used by the serving authenticator to
   authenticate the peer.  Alternatively, the candidate authenticator



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   and the serving authenticator may rely on the same AAA server, which
   is located in the home domain of the mobile device.

   +------+      +-------------+     +------+
   | Peer |------|   Serving   |    /        \
   |      |      |Authenticator|---/          \
   +------+      +-------------+  /            \
      .                          /              \    +-----------------+
      . Move                    +   IP Network   +---|AAA/EAP Server(s)|
      .                          \              /    +-----------------+
      v          +-------------+  \            /
                 |  Candidate  |---\          /
                 |Authenticator|    \        /
                 +-------------+     +------+


           Figure 1: EAP Pre-authentication Functional Elements

   A peer is attached to the serving access network.  Before the peer
   performs handover from the serving access network to a candidate
   access network, it performs EAP early authentication with a candidate
   authenticator via the serving access network.  The peer may perform
   EAP early authentication with one or more candidate authenticators.
   It is assumed that each authenticator has an IP address.  It is
   assumed that there is at least one candidate authenticator in each
   candidate access network while the serving access network may or may
   not have a serving authenticator.  The serving and candidate access
   networks may use different link layer technologies.

   Each authenticator is either a standalone authenticator or pass-
   through authenticator [RFC3748].  When an authenticator acts as a
   standalone authenticator, it also has the functionality of an EAP
   server.  When an authenticator acts as a pass-through authenticator,
   it communicates with the EAP server typically implemented on a AAA
   server using a AAA transport protocol such as RADIUS [RFC2865] and
   Diameter [RFC3588].

   If the candidate authenticator uses an MSK [RFC5247] for generating
   lower-layer ciphering keys, EAP early authentication is used for
   proactively generating an MSK for the candidate authenticator.

3.1.  Topological Classification of Handover Scenarios

   The complexity of the authentication and authorization portion of
   handover depends on whether the handover involves a change of
   authenticator, and whether it involves a change in EAP Server.
   Consider first the case where the authenticators operate in pass-
   through mode, so that the EAP Server is a AAA server.  Then there is



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   a strict hierarchy of complexity, as follows:

   1.  intra-authenticator handover: the candidate and serving
       authenticator are identical.  The authenticator can continue to
       use the same keying material.  The early authentication problem
       is simply how to recognize this situation.

   2.  inter-authenticator handover with common AAA server: the
       candidate and serving authenticator are different entities, but
       the AAA server is the same.  There are two sub-cases here:

       (a)  the AAA server is common because both authenticators lie
            within the same network, or

       (b)  the AAA server is common because AAA entities in the serving
            and candidate networks proxy to a AAA server in the home
            domain.

   3.  inter-AAA-domain handover: the candidate and serving
       authenticator are different entities, and the respective AAA
       servers also differ.  As a result, authentication in the
       candidate network requires a second set of user credentials.

   A fourth case is where one or both authenticators is collocated with
   an EAP Server.  This has some of the characteristics of an inter-AAA-
   domain handover, but offers less flexibility for resolution of the
   early authentication problem.

   Orthogonally to this classification, one can distinguish intra-
   technology handover from inter-technology handover, thinking of the
   link technologies involved.  In the inter-technology case, it is
   highly probable that the authenticators will differ.  The most likely
   cases are 2(b) or 3 in the above list.


4.  Early Authentication Usage Models

   As noted in Section 3, there are cases where early authentication is
   applicable while ERP does not work.  This section concentrates on
   providing some usage models around which we can build our analysis of
   the EAP early authentication problem.  Different usage models can be
   defined depending on whether

   o  the serving authenticator is not involved in early authentication
      (direct pre-authentication usage model),

   o  the serving authenticator interacts only with the candidate
      authenticator (indirect pre-authentication usage model), or



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   o  the serving authenticator interacts with the AAA server (the
      authenticated anticipatory keying usage model).

   It is assumed that the serving and candidate authenticators are
   different entities (case 1 of Section 3.1 excluded).  It is further
   assumed in describing these models that there is no direct L2
   connectivity between the peer and a candidate authenticator.

4.1.  EAP Pre-authentication Usage Models

   In the EAP Pre-authentication usage model, the serving authenticator
   does not interact with the AAA server directly.  Depending on how the
   serving authenticator is involved in the pre-authentication
   signaling, the EAP pre-authentication usage model can be further
   categorized into the following two submodels.

4.1.1.  The Direct Pre-authentication Model

   In this model, the serving authenticator is not involved in the EAP
   exchange and only forwards the EAP pre-authentication traffic as it
   would any other data traffic, or there may be no serving
   authenticator at all in the serving access network.  This model is
   applicable to any of the cases described in Section 3.1 except case
   1.

   The direct pre-authentication signaling for the usage model is shown
   in Figure 3.

              Peer            Candidate              AAA Server
                              Authenticator
                              (CA)

            +---------+   +---------------------+    +---------+
            |         |   |     EAP Auth-       |    | EAP     |
            |EAP Peer |   |     enticator       |    | Server  |
            |         |   |                     |    |         |
            +---------+   +---------------------+    +---------+
            |Peer-SA  |   |Peer-CA  | |CA-AAA   |    |CA-AAA   |
            |Signaling<-->|Signaling| |Signaling|<--->Signaling|
            |Layer    |   |Layer    | |Layer    |    |Layer    |
            +---------+   +---------+ +---------+    +---------+

              Figure 2: Direct Pre-authentication Usage Model








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     Peer              Serving              Candidate            AAA/EAP
                    Authenticator         Authenticator          Server
                        (SA)                 (CA)
      |                   |                    |                   |
      |                   |                    |                   |
      |         Peer-CA Signaling (L3)         |       AAA         |
      |<------------------+------------------->|<----------------->|
      |                   |                    |                   |
      |                   |                    |                   |

     Figure 3: Direct Pre-authentication Signaling for the Usage Model

4.1.2.  The Indirect Pre-authentication Usage Model

   The indirect pre-authentication usage model is illustrated in
   Figure 4

      Peer            Serving                Candidate           AAA Server
                      Authenticator          Authenticator
                      (SA)                   (CA)

   +----------+                            +--------------------+  +------+
   |          <- - - - - - - - - - - - - ->|                    <->|      |
   | EAP Peer |   +--------------------|   |   EAP Auth-        |  |EAP   |
   |          |   |Pre-authentication  |   |   enticator        |  |Server|
   |          |   |Forwarding          |   |                    |  |      |
   +----------+   +---------++---------|   +--------------------+  +------+
   | Peer-SA  |   |Peer-SA  ||SA-CA    |   |SA-CA    ||CA-AAA   |  |CA-AAA|
   | Signaling<-->|Signaling||Signaling<-->|Signaling||Signaling<-->Signa-|
   | Layer    |   |Layer    ||Layer    |   |Layer    ||Layer    |  |ling  |
   +----------+   +---------++---------+   +---------++---------+  |Layer |
                                                                   +------+

             Figure 4: Indirect Pre-authentication Usage Model

   In this indirect pre-authentication model, it is assumed that a trust
   relationship exists between the serving network (or serving AAA
   domain) and candidate network (or candidate AAA domain).  The serving
   authenticator is involved in EAP pre-authentication signaling.  This
   pre-authentication model is needed if the peer cannot discover the
   candidate authenticator's Identity or if IP communication is not
   available due to security or network topology reasons.

   The role of the serving authenticator in this pre-authentication
   model is to forward EAP pre-authentication signaling between the peer
   and candidate authenticator and not to act as an authenticator for
   the candidate point of access.  It continues to act as an
   authenticator for the serving point of access.  The role of the



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   candidate authenticator is to forward EAP pre-authentication
   signaling between the peer (via the serving authenticator) and EAP
   server and receive the transported keying materials from the EAP
   server as an authenticator.

   The pre-authentication signaling for this model is shown in Figure 5.

     Peer              Serving              Candidate            AAA/EAP
                    Authenticator         Authenticator          Server
                        (SA)                 (CA)
      |                   |                    |                   |
      |                   |                    |                   |
      | Peer-SA Signaling |   SA-CA Signaling  |       AAA         |
      |    (L2 or L3)     |        (L3)        |                   |
      |<----------------->|<------------------>|<----------------->|
      |                   |                    |                   |
      |                   |                    |                   |

    Figure 5: Indirect Pre-authentication Signaling for the Usage Model

   In this model, the pre-authentication signaling path between a peer
   and a candidate authenticator consists of two segments: peer to
   serving authenticator signaling (Peer-SA signaling) and serving
   authenticator to candidate authenticator signaling (SA-CA signaling).

   Peer-SA signaling is performed over L2 or L3.

   SA-CA signaling is performed over L3.

4.2.  The Authenticated Anticipatory Keying Usage Model

   In the anticipated authentication keying usage model, the serving
   authenticator is required to interact with the AAA server directly.
   The authenticated anticipatory keying usage model is illustrated in
   Figure 6.
















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      Peer            Serving                AAA Server      Candidate
                      Authenticator                          Authenticator
                      (SA)                                   (CA)

   +---------+  +--------------------+  +--------------------+ + ---------+
   |         |  |                    |  |                    | |          |
   |EAP Peer |  |    EAP Auth-       |  |     EAP            | | EAP Auth-|
   |         |  |    enticator       |  |     Server         | | enticator|
   +---------+  +--------------------+  +--------------------+ + ---------+
   |Peer-SA  |  |Peer-SA  ||SA-AAA   |  |SA-AAA   ||CA-AAA   | | CA-AAA   |
   |Signaling<->|Signaling||Signaling<->|Signaling||Signaling<-> Signaling|
   |Layer    |  |Layer    ||Layer    |  |Layer    ||Layer    | | Layer    |
   +---------+  +---------++---------+  +---------++---------+ + ---------+

          Figure 6: Authenticated Anticipatory Keying Usage Model

   In this usage model, it is assumed that there is no trust
   relationship between the serving authenticator and the candidate
   authenticator.  The serving authenticator is involved in EAP
   authenticated anticipatory keying signaling.

   The role of the serving authenticator in this usage model is to
   communicate with the peer on one side and exchange authenticated
   anticipatory keying signaling with the EAP server on the other side.
   This is not the simple mediation function of an authenticator,
   because the SA-AAA signaling in this case must identify the candidate
   authenticator to which keying material must be pushed.  The role of
   the candidate authenticator is to receive the transported keying
   materials from the EAP server and to act as an authenticator after
   handover occurs.  The Peer-SA signaling is performed over L2 or L3.
   The SA-AAA and AAA-CA segments operate over L3.


5.  Architectural Considerations

   There are two architectural issues relating to early authentication:
   authenticator discovery and context binding.

5.1.  Authenticator Discovery

   In general, early authentication requires the identity of a candidate
   authenticator to be discovered by a peer, by a serving authenticator,
   or by some other entity prior to handover.  An authenticator
   discovery protocol is typically defined as a separate protocol from
   an early authentication protocol.  For example, the IEEE 802.21
   Information Service (IS) [IEEE.802-21] provides a link-layer-
   independent mechanism for obtaining neighboring network information
   by defining a set of Information Elements (IEs), where one of the IEs



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   is defined to contain an IP address of a point of attachment.  IEEE
   802.21 IS queries for such an IE may be used as a method for
   authenticator discovery.

   If IEEE 802.21 IS or a similar mechanism is used, authenticator
   discovery requires a database of information regarding the target
   network; the provisioning of a server with such a database is another
   issue.

5.2.  Context Binding

   When a candidate authenticator uses different EAP transport protocols
   for normal authentication and early authentication, a mechanism is
   needed to bind link-layer-independent context carried over early
   authentication signaling to the link-layer-specific context of the
   link to be established between the peer and the candidate
   authenticator.  The link-layer-independent context includes the
   identities of the peer and authenticator as well as the MSK.  The
   link-layer-specific context includes link layer addresses of the peer
   and the candidate authenticator.  Such context binding can happen
   before or after the peer changes its point of attachment.

   There are at least two possible approaches to address the context
   binding issue.  The first approach is based on communicating the link
   layer context as opaque data via early authentication signaling.  The
   second approach is based on running EAP over the link layer of the
   candidate authenticator after the peer arrives at the authenticator,
   using short-term credentials generated via early authentication.  In
   this case, the short-term credentials are shared between the peer and
   the candidate authenticator.  In both approaches, context binding
   needs to be securely made between the peer and the candidate
   authenticator.  Also, the peer is not fully authorized by the
   candidate authenticator until the peer completes the link-layer-
   specific secure association procedure with the authenticator using
   link layer signaling.


6.  AAA Issues

   Most of the AAA documents today do not distinguish between a normal
   authentication and a early authentication and this creates a set of
   open issues:

   Early authentication authorization
      Users may not be allowed to have more than one logon session at
      the time.  This means that while such users actively engage in a
      session (as a result of a previously valid authentication), they
      will not be able to perform early authentication.  The AAA server



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      currently has no way of distinguishing between a normal
      authentication request and an early authentication request.

   Early authentication lifetime
      Currently, AAA protocols define attributes carrying lifetime
      information for a normal authentication session.  Even when a user
      profile and the AAA server support early authentication, the
      lifetime for a early authentication session is typically valid
      only for a short amount of time because the peer has not completed
      its authentication at the target link layer.  It is currently not
      possible for a AAA server to indicate to the AAA client or a peer
      the lifetime of the early authenticated session unless AAA
      protocols are extended to carry early authentication session
      lifetime information.  In other words, it is not clear to the peer
      or the authenticator when the early authentication session will
      expire.

   Early authentication retries
      It is typically expected that shortly following the early
      authentication process, the peer moves to the new point of
      attachment and converts the early authentication state to a normal
      authentication state (the procedure for which is not the topic of
      this particular subsection).  However, if the peer has not yet
      moved to the new location and realizes that the early
      authentication is expiring, it may perform another early
      authentication.  Some limiting mechanism is needed to avoid an
      unlimited number of early-authentication attempts.

   Completion of network attachment
      Once the peer has successfully attached to the new point of
      attachment, it needs to convert its authentication state from
      early authenticated to fully attached and authorized.  If the AAA
      server needs to differentiate between early authentication and
      normal authentication, there may need to be a mechanism within the
      AAA protocol to provide this indication to the AAA server.  This
      may be important from a billing perspective if the billing policy
      does not charge for a early authenticated peer until the peer is
      fully attached to the target authenticator.

   Session resumption
      In the case where the peer cycles between a network N1 with which
      it has a normal authentication state to another network N2 and
      then back to N1, it should be possible to simply convert the full
      authentication state to an early authenticated state.  The
      problems around handling session lifetime and keying material
      caching need to be dealt with.





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   Multiple candidate authenticators
      There may be situations where the peer needs from among from among
      number of candidate authenticators.  In such cases, it is
      desirable for the peer to perform early authentication with
      multiple candidate authenticators.  This amplifies the
      difficulties noted under the point "Early authentication
      authorization"

   Inter-domain handover support
      There may be situations where the peer moves out of the home
      domain or across different visited domains, in such cases, the
      early authentication should be performed through the visited AAA
      domain with the AAA server in the home AAA domain.  It also
      requires the peer or the authenticator in the visited domain to
      acquire the identity information of the visited domain or the home
      domain for routing the EAP early authentication traffic.
      Knowledge of domain identities is required by both the peer and
      the authenticator to generate the early authentication key for
      mutual authentication between the peer and the visited AAA server.

   Inter-technology support
      Current specifications on early authentication mostly deal with
      homogeneous 802.11 networks.  AAA attributes such as Calling-
      Station-ID [I-D.aboba-radext-wlan] may need to be expanded to
      cover other access technologies.  Furthermore, inter-technology
      handovers may require a change of the peer identifier as part of
      the handover.  Investigation on the best type of identifiers for
      peers that support multiple access technologies is required.


7.  Security Considerations

   This section specifically covers threats introduced to the EAP model
   by early authentication.  Security issues on general EAP and handover
   are described in other documents such as [RFC3748], [RFC4962],
   [RFC5169] and [RFC5247].

   Since early authentication described in this document needs to work
   across multiple authenticators, any solution needs to consider the
   following security threats.

   First, a resource consumption denial of service attack is possible,
   where an attacker that is not on the same IP link as the legitimate
   peer or the candidate authenticator may send unprotected early
   authentication messages to the legitimate peer or the candidate
   authenticator.  As a result, the latter may spend computational and
   bandwidth resources on processing early authentication messages sent
   by the attacker.  This attack is possible for both direct and



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   indirect pre-authentication scenarios.  To mitigate this attack, the
   candidate network or authenticator may apply non-cryptographic packet
   filtering so that early authentication messages received from only a
   specific set of serving networks or authenticators are processed.  In
   addition, a simple solution for the peer side would be to let the
   peer always initiate EAP early authentication and not allow EAP early
   authentication initiation from an authenticator.

   Second, consideration for the channel binding problem described in
   [RFC5247] is needed as lack of channel binding may enable an
   authenticator to impersonate another authenticator or communicate
   incorrect information via out-of-band mechanisms (such as via a AAA
   or lower layer protocol) [RFC3748].  It should be noted that it is
   relatively easier to launch such an impersonation attack for early
   authentication than normal authentication because an attacker does
   not need to be physically on the same link as the legitimate peer to
   send a early authentication trigger to the peer.


8.  IANA Considerations

   This document makes no requests for IANA action.


9.  Acknowledgments

   The authors would like to thank Bernard Aboba, Jari Arkko, Ajay
   Rajkumar, Maryna Komarova, Charles Clancy, Subir Das, Shubhranshu
   Singh, Preetida Vinayakray and Rafa Marin Lopez for their valuable
   input.


10.  Contributors

   The following people contributed to this document: Ashutosh Dutta,
   Srinivas Sreemanthula, Alper E. Yegin, Madjid Nakhjiri, Mahalingam
   Mani and Tom Taylor.


11.  References

11.1.  Normative References

   [RFC3748]  Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.
              Levkowetz, "Extensible Authentication Protocol (EAP)",
              RFC 3748, June 2004.

   [RFC4962]  Housley, R. and B. Aboba, "Guidance for Authentication,



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              Authorization, and Accounting (AAA) Key Management",
              BCP 132, RFC 4962, July 2007.

   [RFC5247]  Aboba, B., Simon, D., and P. Eronen, "Extensible
              Authentication Protocol (EAP) Key Management Framework",
              RFC 5247, August 2008.

11.2.  Informative References

   [RFC2865]  Rigney, C., Willens, S., Rubens, A., and W. Simpson,
              "Remote Authentication Dial In User Service (RADIUS)",
              RFC 2865, June 2000.

   [RFC3588]  Calhoun, P., Loughney, J., Guttman, E., Zorn, G., and J.
              Arkko, "Diameter Base Protocol", RFC 3588, September 2003.

   [RFC5169]  Clancy, T., Nakhjiri, M., Narayanan, V., and L. Dondeti,
              "Handover Key Management and Re-Authentication Problem
              Statement", RFC 5169, March 2008.

   [RFC5296]  Narayanan, V. and L. Dondeti, "EAP Extensions for EAP Re-
              authentication Protocol (ERP)", RFC 5296, August 2008.

   [I-D.aboba-radext-wlan]
              Aboba, B., Malinen, J., Congdon, P., and J. Salowey,
              "RADIUS Attributes for IEEE 802 Networks",
              draft-aboba-radext-wlan-11 (work in progress), April 2009.

   [IEEE.802-21]
              "Draft Standard for Local and Metropolitan Area Networks:
              Media Independent Handover Services", IEEE , 2008.

   [IEEE.802-11.2007]
              "Information technology - Telecommunications and
              information exchange between systems - Local and
              metropolitan area networks - Specific requirements - Part
              11: Wireless LAN Medium Access Control (MAC) and Physical
              Layer (PHY) specifications", IEEE Standard 802.11, 2007, <
              http://standards.ieee.org/getieee802/download/
              802.11-2007.pdf>.

   [IEEE.802-11R.2008]
              "Information technology - Telecommunications and
              information exchange between systems - Local and
              metropolitan area networks - Specific requirements - Part
              11: Wireless LAN Medium Access Control (MAC) and Physical
              Layer (PHY) specifications - Amendment 2: Fast BSS
              Transition", IEEE Standard 802.11R, 2008, <http://



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              standards.ieee.org/getieee802/download/802.11r-2008.pdf>.

   [IEEE.802-11F.2003]
              "IEEE Trial-Use Recommended Practice for Multi-Vendor
              Access Point Interoperability via an Inter-Access Point
              Protocol Across Distribution Systems Supporting IEEE
              802.11 Operation", IEEE Recommendation 802.11F, 2003, <htt
              p://standards.ieee.org/getieee802/download/
              802.11F-2003.pdf>.

   [TS33.402]
              3GPP, "System Architecture Evolution (SAE):Security
              aspects of non-3GPP accesses (Release 8)", 3GPP TS33.402,
              V8.3.1 , 2009.

   [ITU]      ITU-T, "General Characteristics of International Telephone
              Connections and International Telephone Circuits: One-Way
              Transmission Time", ITU-T Recommendation G.114 , 1998.

   [WPA]      The Wi-Fi Alliance, "WPA (Wi-Fi Protected Access)", Wi-
              Fi WPA v3.1, 2004.

   [MQ7]      Lopez, R., Dutta, A., Ohba, Y., Schulzrinne, H., and A.
              Skarmeta, "Network-layer Assisted Mechanism to Optimize
              Authentication Delay During Handoff in 802.11 Networks",
              The 4th Annual International Conference on Mobile and
              Ubiquitous Systems: Computing, Networking and Services
              (MOBIQUITOUS 2007) , 2007.

   [WCM]      Dutta, A., Famorali, D., Das, S., Ohba, Y., and R. Lopez,
              "Media-independent pre-authentication supporting secure
              interdomain handover optimization", IEEE Wireless
              Communications Volume 15, Issue 2, April 2008.


Authors' Addresses

   Yoshihiro Ohba (editor)
   Toshiba America Research, Inc.
   1 Telcordia Drive
   Piscataway, NJ  08854
   USA

   Phone: +1 (732) 699-5365
   Email: yohba@tari.toshiba.com






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   Qin Wu (editor)
   Huawei Technologies Co.,Ltd
   SiteB, Floor 12F,Huihong Mansion, No.91.,Baixia Rd.
   Nanjing, JiangSu  210001
   PRC

   Phone: +86 2584565892
   Email: sunseawq@huawei.com


   Glen Zorn (editor)
   Network Zen
   1310 East Thomas Street
   Seattle, Washington  98102
   US

   Phone: +1 (206) 377-9035
   Email: gwz@net-zen.net

































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