Skip to main content

Neda's Efficient Mail Submission and Delivery (EMSD) Protocol Specification Version 1.3
draft-rfced-info-banan-01

The information below is for an old version of the document that is already published as an RFC.
Document Type
This is an older version of an Internet-Draft that was ultimately published as RFC 2524.
Author Mohsen Banan
Last updated 2013-03-02 (Latest revision 1999-01-27)
RFC stream Legacy stream
Intended RFC status Informational
Formats
Stream Legacy state (None)
Consensus boilerplate Unknown
RFC Editor Note (None)
IESG IESG state Became RFC 2524 (Informational)
Telechat date (None)
Responsible AD (None)
Send notices to (None)
draft-rfced-info-banan-01
INTERNET DRAFT          EXPIRES JULY 1999               INTERNET DRAFT

Network Working Group                                         M. Banan
I/D                                          Neda Communications, Inc.
Category:  Informational
                                                          October 1998

                                Neda's
            Efficient Mail Submission and Delivery (EMSD)
                  Protocol Specification Version 1.3
                <draft-rfced-info-banan-01.txt> 

                                File:
/usr/release/doc/nedaPublic/dataCom/emsd/emsdRfcs/emsdp-rfc/emsdp.ttytex,v
                       Document Revision:  1.23
                 Document Date:  1999/01/15 21:20:33

Status of This Memo

This document is an Internet-Draft.  Internet-Drafts are working
documents of the Internet Engineering Task Force (IETF), its
areas, and its working groups.  Note that other groups may also
distribute working documents as Internet-Drafts.

Internet-Drafts are draft documents valid for a maximum of six
months and may be updated, replaced, or obsoleted by other
documents at any time.  It is inappropriate to use Internet-
Drafts as reference material or to cite them other than as
"work in progress."

To view the entire list of current Internet-Drafts, please check
the "1id-abstracts.txt" listing contained in the Internet-Drafts
Shadow Directories on ftp.is.co.za (Africa), ftp.nordu.net
(Northern Europe), ftp.nis.garr.it (Southern Europe), munnari.oz.au
(Pacific Rim), ftp.ietf.org (US East Coast), or ftp.isi.edu
(US West Coast).

Distribution of this document is unlimited.

ABSTRACT

This document specifies the protocol and format encodings for
Efficient Mail Submission and Delivery (EMSD). EMSD is a messaging
protocol that is highly optimized for submission and delivery of short
Internet mail messages.  EMSD is designed to be a companion to
existing Internet mail protocols.

This specification narrowly focuses on submission and delivery of
short mail messages with a clear emphasis on efficiency.  EMSD is
designed specifically with wireless network (e.g., CDPD, Wireless-IP,
Mobile-IP) usage in mind.  EMSD is designed to be a natural
enhancement to the mainstream of Internet mail protocols when
efficiency in mail submission and mail delivery are important.  As
such, EMSD is anticipated to become an initial basis for convergence
of Internet Mail and IP-based Two-Way Paging.

The reliability requirement for message submission and message
delivery in EMSD are the same as existing email protocols.  EMSD
protocol accomplishes reliable connectionless mail submission and
delivery services on top of Efficient Short Remote Operations (ESRO)
protocols as specified in RFC-2188 [1].



Most existing Internet mail protocols are not efficient.  Most
existing Internet mail protocols are designed with simplicity and
continuity with SMTP traditions as two primary requirements.  EMSD is
designed with efficiency as a primary requirement.

The early use of EMSD in the wireless environment is manifested as
IP-based Two-Way Paging services.  The efficiency of this protocol
also presents significant benefits for large centrally operated
Internet mail service providers.

Banan                     Informational                       [Page 2]



Contents

1  PRELIMINARIES                                                     5
   1.1 Internet Mail Submission and Delivery     .   .   .   .       5
   1.2 Relationship Of EMSD To Other Mail Protocols  .   .   .       5
   1.3 EMSD Requirements and Goals   .   .   .   .   .   .   .       7
   1.4 Anticipated Uses Of EMSD  .   .   .   .   .   .   .   .       8
   1.5 Definitions of Terms Used in this Specification   .   .       8
   1.6 Conventions Used In This Specification    .   .   .   .       9
   1.7 About This Specification  .   .   .   .   .   .   .   .      10

2  EFFICIENT MAIL SUBMISSION AND DELIVERY OVERVIEW                  10

3  EFFICIENT MAIL SUBMISSION AND DELIVERY PROTOCOL                  11
   3.1 Use Of Lower Layers   .   .   .   .   .   .   .   .   .      13
       3.1.1 Use of ESROS    .   .   .   .   .   .   .   .   .      13
       3.1.2 Use Of UDP .   .   .   .   .   .   .   .   .   .       13
       3.1.3 Encoding Rules .   .   .   .   .   .   .   .   .       14
       3.1.4 Presentation Context    .   .   .   .   .   .   .      14
   3.2 EMSD-UA Invoked Operations    .   .   .   .   .   .   .      14
       3.2.1 submit .   .   .   .   .   .   .   .   .   .   .       15
       3.2.2 deliveryControl     .   .   .   .   .   .   .   .      17
       3.2.3 deliveryVerify .   .   .   .   .   .   .   .   .       22
   3.3 EMSD-SA Invoked Operations    .   .   .   .   .   .   .      24
       3.3.1 deliver     .   .   .   .   .   .   .   .   .   .      24
       3.3.2 submissionControl   .   .   .   .   .   .   .   .      26
       3.3.3 submissionVerify    .   .   .   .   .   .   .   .      29
   3.4 EMSD Common Information Objects   .   .   .   .   .   .      31
       3.4.1 SecurityElements    .   .   .   .   .   .   .   .      31
       3.4.2 Message Segmentation and Reassembly     .   .   .      31
       3.4.3 Common Errors   .   .   .   .   .   .   .   .   .      34
       3.4.4 ContentType     .   .   .   .   .   .   .   .   .      36
       3.4.5 EMSDMessageId   .   .   .   .   .   .   .   .   .      37
       3.4.6 EMSDAddress     .   .   .   .   .   .   .   .   .      37
       3.4.7 DateTime    .   .   .   .   .   .   .   .   .   .      38
       3.4.8 AsciiPrintableString    .   .   .   .   .   .   .      38
       3.4.9 ProtocolVersionNumber   .   .   .   .   .   .   .      38
   3.5 Submission and Delivery Procedures    .   .   .   .   .      39

4  DUPLICATE OPERATION DETECTION SUPPORT                            41
   4.1 Duplicate Operation Detection Support Overview    .   .      41
       4.1.1 Operation Value     .   .   .   .   .   .   .   .      42
       4.1.2 Operation Instance Identifier   .   .   .   .   .      42

5  EMSD PROCEDURE FOR OPERATIONS                                    44
   5.1 MTS Behavior  .   .   .   .   .   .   .   .   .   .   .      44
       5.1.1 MTS Performer   .   .   .   .   .   .   .   .   .      45
       5.1.2 Message-submission .   .   .   .   .   .   .   .       45
       5.1.3 Delivery-control    .   .   .   .   .   .   .   .      47
       5.1.4 Delivery-verify     .   .   .   .   .   .   .   .      47
       5.1.5 MTS Invoker     .   .   .   .   .   .   .   .   .      48

Banan                     Informational                       [Page 3]



   5.2 UA Behavior   .   .   .   .   .   .   .   .   .   .   .      50
       5.2.1 UA Performer    .   .   .   .   .   .   .   .   .      51
       5.2.2 UA Invoker .   .   .   .   .   .   .   .   .   .       54

6  EMSD FORMAT STANDARDS                                            55
   6.1 Format Standard Overview  .   .   .   .   .   .   .   .      55
   6.2 Interpersonal Messages    .   .   .   .   .   .   .   .      56
       6.2.1 Heading fields .   .   .   .   .   .   .   .   .       56
       6.2.2 Body part types     .   .   .   .   .   .   .   .      62

7  ACKNOWLEDGMENTS                                                  63

8  SECURITY CONSIDERATIONS                                          63

9  AUTHOR'S ADDRESS                                                 63

A  EMSD-P ASN.1 MODULE                                              64

B  EMSD-IPM ASN.1 MODULE                                            74

C  RATIONALE FOR KEY DESIGN DECISIONS                               78
   C.1 Deviation From The SMTP Model     .   .   .   .   .   .      78
       C.1.1 Comparison of SMTP and EMSD Efficiency .   .   .       78
   C.2 Use of ESRO Instead of TCP    .   .   .   .   .   .   .      79
   C.3 Use Of Remote Procedure Call (RPC) Model  .   .   .   .      80
   C.4 Use Of ASN.1  .   .   .   .   .   .   .   .   .   .   .      80

D  FURTHER DEVELOPMENT                                              80

Banan                     Informational                       [Page 4]



1  PRELIMINARIES

Mail in the Internet was not a well-planned enterprise, but instead
arose in more of an "organic" way.

This introductory section is not intended to be a reference model and
concept vocabulary for mail in the Internet.  Instead, it only
provides the necessary preliminaries for the concepts and terms that
are essential to this specification.

1.1  Internet Mail Submission and Delivery

For the purposes of this specification, mail submission is the process
of putting mail into the mail transfer system (MTS).

For the purposes of this specification, mail delivery is the process
of the MTS putting mail into a user's final mail-box.

Throughout the Internet, presently most of mail submission and
delivery is done through SMTP.

SMTP was defined as a message *transfer* protocol, that is, a means to
route (if needed) and deliver mail by putting finished (complete)
messages in a mail-box.  Originally, users connected to servers from
terminals, and all processing occurred on the server.  Now, a
split-MUA (Mail User Agent) model is common, with MUA functionality
occurring on both the user's own system and the server.

In the split-MUA model, getting the messages to the user is
accomplished through access to a mail-box on the server through such
protocols as POP and IMAP. In the split-MUA model, user's access to
its message is a "Message Pull" paradigm where the user is required to
poll his mailbox.  Proper message delivery based on a "Message Push"
paradigm is presently not supported.  The EMSD protocol addresses this
shortcoming with an emphasis on efficiency.

In the split-MUA model, message submission is often accomplished
through SMTP. SMTP is widely used as a message *submission* protocol.
Widespread use of SMTP for submission is a reality, regardless of
whether this is good or bad.  EMSD protocol provides an alternative
mechanism for message submission which emphasizes efficiency.

1.2  Relationship Of EMSD To Other Mail Protocols

Various Internet mail protocols facilitate accomplishment of various
functions in mail processing.

Figure 1, categorizes the capabilities of SMTP, IMAP, POP and EMSD
based on the following functions:

Banan                     Informational                       [Page 5]



+------------------+------+-------+-----+------+
|         Protocols| SMTP |  IMAP | POP | EMSD |
|Functions         |      |       |     |      |
|------------------|------|-------|-----|------|
|Submission        | XX   |       |     | XXX  |
|------------------|------|-------|-----|------|
|Delivery          | XXX  |       |     | XXX  |
|------------------|------|-------|-----|------|
|Relay (Routing)   | XXX  |       |     |      |
|------------------|------|-------|-----|------|
|Retrieval         |      |  XXX  | XXX |  XX  |
|------------------|------|-------|-----|------|
|Mailbox Access    |      |  XXX  |  X  |      |
|------------------|------|-------|-----|------|
|Mailbox Synch.    |      |  XXX  |     |      |
+------------------+------+-------+-----+------+

       Figure 1:  Messaging Protocols vs.  Supported Functions

  o Mail Submission

  o Mail Delivery

  o Mail Routing (Relay)

  o Mail Retrieval

  o Mail-box Access

  o Mail-box Synchronization

In Figure 1, the number of "X"es in each box denotes the extent to
which a particular function is supported by a particular protocol.

Figure 1 clearly shows that combinations of these protocols can be
used to complement each other in providing rich functionality to the
user.  For example, a user interested in highly mobile messaging
functionalities can use EMSD for "submission and delivery of time
critical and important messages" and use IMAP for comprehensive access
to his/her mail-box.

For mail submission and delivery of short messages EMSD is up to 5
times more efficient than SMTP both in terms of the number of packets
transmitted and in terms of number of bytes transmitted.  Even with
PIPELINING and other possible optimizations of SMTP, EMSD is up to 3
times more efficient than SMTP both in terms of the number of packets
transmitted and in terms of number of bytes transmitted.  Various
efficiency studies comparing EMSD with SMTP, POP and IMAP are

Banan                     Informational                       [Page 6]



available.  See Section C.1.1 for more information about comparison of
SMTP and EMSD's efficiency.

1.3  EMSD Requirements and Goals

The requirements and goals driving design of EMSD protocol are
enumerated below.

 1. Provide for submission of short mail messages with the same level
    of functionality (or higher) that the existing Internet mail
    protocols provide.

 2. Provide for delivery of short mail messages with the same level of
    functionality (or higher) that the existing Internet mail
    protocols provide.

 3. Function as an extension of the existing mainstream Internet mail.

 4. Minimize the number of transmissions.

 5. Minimize the number of bytes transmitted.

 6. Be quick:  minimize latency of message submission and delivery.

 7. Provide the same level of reliability (or higher) that the
    existing email protocols provide.

 8. Accommodate varying sizes of messages:  the size of a message may
    determine how the system deals with the message, but the system
    must accommodate it.

 9. Be power efficient and respect mobile platform resources:
    including memory and CPU levels, as well as battery power
    longevity (i.e.  client-light and server-heavy).

10. Highly extendible:  different users will demand different options,
    so the solution cannot require every feature to be a part of every
    message.  Likewise, usage will emerge that is not currently
    recognized as a requirement.  The solution must be extendible
    enough to handle new, emerging requirements.

11. Secure:  provide the same level of security (or higher) that the
    existing email protocols provide.  Content confidentiality,
    originator/recipient authentication and message integrity must be
    available options to users.

12. Easy to implement:  Re-use existing technology as much as
    possible.

Banan                     Informational                       [Page 7]



1.4  Anticipated Uses Of EMSD

Any network and network operator which has significant bandwidth and
capacity limitations can benefit from the use of EMSD. Any network
user who must bear high costs for measured network usage can benefit
from the use of EMSD.

Initial uses of EMSD is anticipated to be primarily over IP-based
wireless networks to provide two-way paging services.

EMSD can also function as an adjunct to Mail Access Protocols for
"Mail Notification Services".

Considering:

  o that most wireless networks shall converge toward being IP-based;

  o that two-way paging is the main proven application in most
    wide-area wireless networks;

  o that two-way paging industry and the Internet Email industry can
    and should converge based on a set of open protocols that address
    the efficiency requirements adequately;

  o that existing Internet email protocols are not bandwidth
    efficient;

  o that existing Internet email protocols do not properly support the
    "push" model of delivery of urgent messages,

the EMSD protocol is designed to facilitate the convergence of
IP-based two-way paging and Internet email.

Mail submission and delivery take place at the edges of the network.
More than one mail submission and delivery protocols which address
requirements specific to a particular user's environment are likely to
be developed.  Such diversity on the edges of the network is desirable
and with the right protocols, this diversity does not adversely impact
the integrity of the mail transfer system.  EMSD is the initial basis
for the mail submission and delivery protocol to be used when the
user's environment demands efficiency.

1.5  Definitions of Terms Used in this Specification

The following informal definitions and acronyms are intended to help
describe EMSD model described in this specification.

Banan                     Informational                       [Page 8]



Efficient Mail Submission and Delivery Protocol (EMSD-P): The protocol
    used to transfer messages between the EMSD - Server Agent (e.g., a
    Message Center) and the EMSD - User Agent (e.g., a Two-Way Pager),
    see Figure 2.
Message Transfer Agent (MTA)

Message Transfer Service (MTS)

Message Routing Service (MRS): Collection of MTAs responsible for mail
    routing.
Message User Agent (MUA)

Efficient Mail Submission Server Agent (EMS-SA): An Application
    Process which conforms to this protocol specification and accepts
    mail from an EMS-UA and transfers it towards its recipients.

Efficient Mail Delivery Server Agent (EMD-SA): An Application Process
    which conforms to this protocol specification and delivers mail to
    an EMD-UA.
Efficient Mail Submission and Delivery Server Agent (EMSD-SA): An
    Application Process which incorporates both EMS-SA and EMD-SA
    capabilities.

Efficient Mail Submission User Agent (EMS-UA): An Application Process
    which conforms to this protocol specification and submits mail to
    EMS-SA.

Efficient Mail Delivery User Agent (EMD-UA): An Application Process
    which conforms to this protocol specification and accepts delivery
    of mail from EMD-SA.
Efficient Mail Submission and Delivery User Agent (EMSD-UA): An
    Application Process which incorporates both EMS-UA and EMD-UA
    capabilities.

1.6  Conventions Used In This Specification

The key words "MUST", "MUST NOT", "SHOULD", "SHOULD NOT", and "MAY" in
this specification are to be interpreted as defined in [2].

This specification uses the ES-OPERATION notation defined in Efficient
Short Remote Operations (ESRO) protocols as specified in RFC-2188 [1].

Operations and information objects are typically described using the
ES-OPERATION and ASN.1 notations in the relevant sections of the
specification.

The complete machine verifiable ASN.1 modules are also compiled in one
place in Appendix A and Appendix B.

Banan                     Informational                       [Page 9]



1.7  About This Specification

This protocol specification constitutes a point-of-record.  It
documents information exchanges and behaviors of existing
implementations.  It is a basis for implementation of efficient mail
submission and delivery user agents and servers.

This specification has been developed entirely outside of IETF. It has
had the benefit of review by many outside of IETF. Much has been
learned from existing implementations of this protocol.  A number of
deficiencies and areas of improvement have been identified and are
documented in this specification.

This protocol specification is being submitted on October 23, 1998 for
timely publication as an Informational RFC.

Future development and enhancements to this protocol may take place
inside of IETF.

2  EFFICIENT MAIL SUBMISSION AND DELIVERY OVERVIEW

This section offers a high level view of the Efficient Mail Submission
and Delivery Protocol and Format Standards (EMSD-P&FS).

The EMSD-P&FS are used to transfer messages between the EMSD - Server
Agent (e.g., a Message Center) and the EMSD - User Agent (e.g., a
Two-Way Pager), see Figure 2.

This specification defines the protocols between an EMSD - User Agent
(EMSD-UA) and an EMSD - Server Agent (EMSD-SA). The EMSD - P&FS
consist of two independent components:

 1. EMSD Format Standard (EMSD-FS).

    EMSD-FS is a non-textual form of compact encoding of Internet mail
    (RFC-822) messages which facilitates efficient transfer of
    messages.  EMSD-FS is used in conjunction with the EMSD-P but is
    not a general replacement for RFC-822.  EMSD-FS defines a method
    of representation of short interpersonal messages.  It defines the
    "Content" encoding (Header + Body).  Although EMSD-FS contains
    end-to-end information its scope is purely point-to-point.
    EMSD-FS relies on EMSD-P (see 2 below) for the transfer of the
    content to its recipients.

    This is described in the section entitled EMSD Format Standards.

 2. Efficient Mail Submission and Delivery Protocol (EMSD-P).

    EMSD-P is responsible for wrapping an EMSD-FS message (see 1

Banan                     Informational                      [Page 10]



    above) in a point-to-point envelope and submitting or delivering
    it.  EMSD-P relies on the services of Efficient Short Remote
    Operation Services (ESROS) as specified in RFC-2188 [1] for
    transporting the point-to-point envelope.  Some of the services of
    EMSD-P include:  message originator authentication and optional
    message segmentation and reassembly.  The EMSD-P is expressed in
    terms of abstract services using the ESROS notation.  This is
    described in the section entitled Efficient Mail Submission and
    Delivery Protocol.

It is important to recognize that EMSD-P and EMSD-FS are not
end-to-end, but focus on the point-to-point transfer of messages.  The
two points being EMSD-SA and EMSD-UA. EMSD-P function as elements of
the Internet mail environment, which provide end-to-end (EMSD-User to
any other Messaging Originator or Recipient) services.

Figure 2 illustrates how the EMSD-P&FS defines the communication
between a specific EMSD-UA and a specific EMSD-SA. The Message
Transfer System may include a number of EMSD-SAs.  Each EMSD-SA may
have any number of EMSD-UAs with which it communicates.

The Efficient Mail Submission and Delivery Services use the Efficient
Short Remote Operation Services (ESROS). They also use the Duplicate
Operation Detection Support Functions as described in the section
entitled Duplicate Operation Detection Support Functions.  These
functions guarantee that an operation is performed no more than once.

3  EFFICIENT MAIL SUBMISSION AND DELIVERY PROTOCOL

EM Submission is the process of transferring a message from EMSD-UA to
EMSD-SA. EM Delivery is the process of transferring a message from
EMSD-SA to EMSD-UA.

The Message-submission service enables an EMSD-UA to submit a message
to the EMSD-SA for transfer and delivery to one or more recipients.
The Message-submission Service comprises of the submit operation --
invoked by the EMSD-UA -- and possibly the submitVerify operation --
invoked by the EMSD-SA.

The Message-delivery service enables the EMSD-SA to deliver a message
to an EMSD-UA. The Message-delivery Service comprises of the deliver
operation -- invoked by the EMSD-SA -- and possibly the deliverVerify
operation -- invoked by the EMSD-UA.

EMSD-UA uses the following services:

  o Message-submission

Banan                     Informational                      [Page 11]



+---------------------------------------------+
| MTS                                         |
|                                             |
|  +-------------------------+                |
|  | MRS                     |                |
|  |  +---+          +---+   |                |
|  |  |   |          | M |   |         +---+  |
|  |  |   |<-------->| T |<----------->|   |  |
|  |  |   |          | A |   |         |   |  |               +---+
|  |  |   |          +---+   |         | E |  |               | E |
|  |  |   |                  |         | M |  |               | M |
|  |  | M |                  |         | S |  |   EMSD-P&FS   | S |
|  |  | T |<-------------------------->| D |<---------------->| D |
|  |  | A |                  |         | - |  |               | - |
|  |  |   |          +---+   |         | S |  |               | U |
|  |  |   |          | M |   |         | A |  |               | A |
|  |  |   |<-------->| T |<----------->|   |  |               +---+
|  |  |   |          | A |   |         |   |  |
|  |  +---+          +---+   |         +---+  |
|  |                         |                |
|  +-------------------------+                |
|                                             |
|                                             |
+---------------------------------------------+

      Figure 2:  Efficient Mail Submission and Delivery Protocol

Banan                     Informational                      [Page 12]



  o Delivery-control (the deliveryControl operation).

EMSD-SA uses the following services:

  o Message-delivery

  o Submission-control (the submissionControl operation).

This specification expresses information objects using ASN.1 [X.208].

This specification expresses Remote Operations based on the model of
ESROS as specified in Efficient Short Remote Operations (RFC-2188)
[1].  The ES-OPERATION notation of (RFC-2188) is used throughout this
specification to define specific operations.

This specification uses the Duplicate Operation Detection Support
functions as specified in Section 4.

3.1  Use Of Lower Layers

3.1.1  Use of ESROS

ESRO protocol, as specified in (RFC-2188 [1]), provides reliable
connectionless remote operation services on top of UDP [6] with
minimum overhead.  ESRO protocol supports segmentation and reassembly,
concatenation and separation.

ESRO Services (2-Way and 3-Way handshake) shall be used by the EMSD-P.

ESRO Service Access Point (SAP) selectors used by EMSD-P are
enumerated in the protocol.

3.1.2  Use Of UDP

EMSD-P through ESRO MUST use UDP [6] port number 642 (esro-emsdp).

Note that specification of Service Access Points (SAP) for EMSD-P
include the UDP Port Number specification in addition to ESRO SAP
selector specifications.  In other words, EMSD-P's use of ESRO SAPs
does not preclude use of the same SAP selectors by other protocols
which use a UDP port other than port 642.  Such usage of ESRO is a
design characteristic of ESRO which results into bandwidth efficiency
and is not a scalability limitation.

Banan                     Informational                      [Page 13]



3.1.3  Encoding Rules

Use of Basic Encoding Rules (BER) [5] is mandatory for both EMSD
Format Standards and EMSD Protocol.

In order to minimize data transfer, the following restrictions shall
be maintained in the formatting of EMSD PDUs:

  o Specifically, when ASN.1 Basic Encoding Rules are being used:

    A. Only the "Definite" form of Length encoding MUST be used,

    B. The "Short" form of Length encoding MUST be used whenever
       possible (i.e.  when the Length is less than 128), and

    C. OCTET STRING and BIT STRING values, and any other native ASN.1
       types which may be encoded as either "Primitive" or
       "Constructed", MUST always be encoded as "Primitive" and MUST
       never be "Constructed".

3.1.4  Presentation Context

Parameter Encoding Type of "0" MUST be used in ESRO Protocol to
identify Basic Encoding Rules for operation arguments.

3.2  EMSD-UA Invoked Operations

The following operations are invoked by EMSD-UA:

 a. submit

 b. deliveryControl

 c. deliveryVerify

The submit operation uses the duplication detection functional unit
while deliveryControl and deliveryVerify don't use the duplication
detection.

The complete definition of these operations follows.

Banan                     Informational                      [Page 14]



3.2.1  submit

The submit ES-OPERATION enables an EMSD-UA to submit a message to the
EMSD-SA for transfer and delivery to one or more recipients.

submit ES-OPERATION

    ARGUMENT SubmitArgument
    RESULT SubmitResult
    ERRORS
    {
        submissionControlViolated,
        securityError,
        resourceError,
        protocolViolation,
        messageError
    } ::= 33;

Duplicate operation detection is necessary for this operation.

The successful completion of the ES-OPERATION signifies that the
EMSD-SA has accepted responsibility for the message (but not that it
has delivered it to its intended recipients).

The disruption of the ES-OPERATION by an error signifies that the
EMSD-SA cannot assume responsibility for the message.

Arguments

This operation's arguments are:

SubmitArgument ::= SEQUENCE
{
  -- Security features
  security                [0]    IMPLICIT SecurityElement OPTIONAL,

  -- Segmentation features for efficient transport
  segment-info                            SegmentInfo OPTIONAL,

  -- Content type of the message
  content-type                            ContentType,

  --
  -- THE CONTENT --
  --

Banan                     Informational                      [Page 15]



  -- The submission content
  content                                 ANY DEFINED BY content-type
};

The fields are:

Security

See Section 3.4.1, "SecurityElements".

Segment-info

See Section 3.4.2, "Message Segmentation and Reassembly".

Content-type

This argument identifies the type of the content of the message.  It
identifies the abstract syntax and the encoding rules used.

Content

This argument contains the information the message is intended to
convey to the recipient(s).  It shall be generated by the originator
of the message.

Results

This operation's results are:

SubmitResult ::= SEQUENCE

    {
        -- Permanent identifier for this message.
        -- Also contains the message submission time.
        -- See comment regarding assignment of message identifiers,
        -- at the definition of EMSDLocalMessageId.

        message-id                              EMSDLocalMessageId

Banan                     Informational                      [Page 16]



    };

The fields are:

Message-id

This result contains an EMSD-SA-identifier that uniquely and
unambiguously identifies the message-submission.  It shall be
generated by the EMSD-SA.

Errors

See Section 3.4.3.

3.2.2  deliveryControl

The deliveryControl ES-OPERATION enables the EMSD-UA to temporarily
limit the operations that the EMSD-SA may invoke, and the messages
that the EMSD-SA may deliver to the EMSD-UA via the Message delivery
ES-OPERATION.

deliveryControl ES-OPERATION
    ARGUMENT DeliveryControlArgument
    RESULT DeliveryControlResult
    ERRORS
    {
        securityError,
        resourceError,
        protocolViolation
    } ::= 2;

The duplicate operation detection is not required for this operation.

The EMSD-SA shall hold until a later time, rather than abandon,
ES-OPERATIONS and messages that are presently suspended.

The successful completion of the ES-OPERATION signifies that the
specified controls are now in force.

The ES-OPERATION returns an indication of any ES-OPERATIONS that the
EMSD-SA would invoke, or any message types that the EMSD-SA would
deliver, were it not for the prevailing controls.

Banan                     Informational                      [Page 17]



Arguments

This operation's arguments are:

DeliveryControlArgument ::= SEQUENCE
{
  -- Request an addition of or removal of a set of restrictions

  restrict                [0]     IMPLICIT Restrict DEFAULT update,

  -- Which operations are to be placed in the restriction set
  permissible-operations  [1]     IMPLICIT Operations OPTIONAL,

  -- What maximum content length should be allowed
  permissible-max-content-length

                                  [2]     IMPLICIT INTEGER
                                   (0..ub-content-length) OPTIONAL,

  -- What is the lowest priority message which may be delivered
  permissible-lowest-priority

                                  [3]     IMPLICIT ENUMERATED
                                           {
                                             non-urgent     (0),
                                             normal         (1),
                                             urgent         (2)
                                           } OPTIONAL,

  -- Security features
  security                        [4]     IMPLICIT SecurityElement
                                          OPTIONAL,

  -- User Feature selection
  user-features                   [5]     IMPLICIT OCTET STRING
                                          OPTIONAL
};

Restrict

This argument indicates whether the controls on ES-OPERATIONS are to
be updated or removed.  It may be generated by the EMSD-UA.

This argument may have one of the following values:

  o update:  The other arguments update the prevailing controls;

Banan                     Informational                      [Page 18]



  o remove:  All temporary controls are to be removed

In the absence of this argument, the default update shall be assumed.

Permissible-operations

This argument indicates the ES-OPERATIONS that the EMSD-SA may invoke
on the EMSD-UA. It may be generated by the EMSD-UA.

This argument may have the value allowed or prohibited for each of the
following:

  o message-delivery:  The EMSD-SA may/may not invoke the deliver
    ES-OPERATIONS; and

  o Other ES-OPERATIONS are not subject to controls, and may be
    invoked at any time.

In the absence of this argument, the ES-OPERATIONS that the EMSD-SA
may invoke on the EMSD-UA are unchanged.

Permissible-max-content-length

This argument contains the content-length, in octets, of the
longest-content message that the EMSD-SA shall deliver to the EMSD-UA
via the deliver ES-OPERATIONS. It may be generated by the EMSD-UA.

In the absence of this argument, the
permissible-maximum-content-length of a message that the EMSD-SA may
deliver to the EMSD-UA is unchanged.

Permissible-lowest-priority

This argument contains the priority of the lowest priority message
that the EMSD-SA shall deliver to the EMSD-UA via the deliver
ES-OPERATIONS. It may be generated by the EMSD-UA.

This argument may have one of the following values of the priority
argument of the submit ES-OPERATIONS: normal, non-urgent or urgent.

In the absence of this argument, the priority of the lowest priority
message that the EMSD-SA shall deliver to the EMSD-UA is unchanged.

Banan                     Informational                      [Page 19]



Security

See Section 3.4.1, "SecurityElements".

User-features

This argument contains information that allows the EMSD-UA to convey
to MTS the feature set that the user is capable of supporting.  This
argument will be defined when the setConfiguration and
getConfiguration operations are defined.

Results

DeliveryControlResult ::= SEQUENCE
{
  -- Operation types queued at the EMSD-SA due to existing
  -- restrictions.
  waiting-operations      [0]     IMPLICIT Operations DEFAULT { },

  -- Types of messages queued at the EMSD-SA due to
  -- existing restrictions
  waiting-messages        [1]     IMPLICIT WaitingMessages
                                  DEFAULT { },

  -- Content Types of messages queued at the EMSD-SA
  waiting-content-types   SEQUENCE SIZE (0..ub-content-types) OF
                                         ContentType DEFAULT { }

};

Restrict ::= ENUMERATED
{
    update                                      (1),
    remove                                      (2)
};

Operations ::= BIT STRING
{
    submission                                  (0),
    delivery                                    (1)
};

WaitingMessages ::= BIT STRING
{
    long-content                                (0),
    low-priority                                (1)

Banan                     Informational                      [Page 20]



};

Waiting-operations

This result indicates the ES-OPERATIONS being held by the EMSD-SA, and
that the EMSD-SA would invoke on the EMSD-UA if it were not for the
prevailing controls.  It may be generated by the EMSD-SA.

This result may have the value holding or not-holding for each of the
following:

  o message-delivery:  The EMSD-SA is/is not holding messages, and
    would invoke the deliver ES-OPERATIONS on the EMSD-UA if it were
    not for the prevailing controls.

In the absence of this result, it may be assumed that the EMSD-SA is
not holding any messages for delivery due to the prevailing controls.

Waiting-messages

This result indicates the kind of messages the EMSD-SA is holding for
delivery to the EMSD-UA, and would deliver via the deliver
ES-OPERATIONS, if it were not for the prevailing controls.  It may be
generated by the EMSD-SA.

This result may have one or more of the following values:

  o long-content:  The EMSD-SA has messages held for delivery to the
    EMSD-UA which exceed the permissible maximum-content-length
    control currently in force;

  o low-priority:  The EMSD-SA has messages held for delivery to the
    EMSD-UA of a lower priority than the permissible-lowest-priority
    control currently in force;

In the absence of this result, it may be assumed that the EMSD-SA is
not holding any messages for delivery to the EMSD-UA due to the
permissible-maximum-content- length, permissible-lowest-priority or
permissible-security context controls currently in force.

Banan                     Informational                      [Page 21]



Errors

See Section 3.4.3.

3.2.3  deliveryVerify

The deliveryVerify ES-OPERATIONS enables the EMSD-UA to verify
delivery of a message when it receives FAILURE.indication for deliver
ES-OPERATIONS.

deliveryVerify ES-OPERATION

    ARGUMENT DeliveryVerifyArgument
    RESULT DeliveryVerifyResult
    ERRORS
    {
        verifyError,
        resourceError,
        protocolViolation
    } ::= 5;

The duplicate operation detection is not required for this operation.

Arguments

This operation's arguments are:

DeliveryVerifyArgument ::= SEQUENCE

{
  -- Identifier of this message. This is the same identifier that
  -- was provided to the originator in the Submission Result.
  -- See comment regarding assignment of message identifiers,
  -- at the definition of EMSDMessageId.
  message-id                                      EMSDMessageId
};

Message-id

This argument contains an EMSD-SA-identifier that distinguishes the
message from all other messages.  It shall be generated by the

Banan                     Informational                      [Page 22]



EMSD-SA, and shall have the same value as the
message-submission-identifier supplied to the originator of the
message when the message was submitted.

Results

DeliveryVerifyResult ::= SEQUENCE
{
         status  DeliveryStatus
};

 DeliveryStatus  ::= ENUMERATED
{
        no-report-is-sent-out                   (1),
        delivery-report-is-sent-out             (2),
        non-delivery-report-is-sent-out         (3)
 };

No-report-is-sent-out

This result indicates that EMSD-SA has received the delivery verify
and no report is sent out (either because it has not been requested or
EMSD-SA has problems and can not send it out).

Delivery-report-is-sent-out

This result indicates that EMSD-SA has received the delivery verify
and has sent the delivery report out.

Non-Delivery-report-is-sent-out

This result indicates that EMSD-SA has received the delivery verify
but it has already sent out a non-Delivery report.  This should not
happen in normal cases but a wrong user profile on EMSD-SA side can
result in this outcome.

Errors

See Section 3.4.3.

Banan                     Informational                      [Page 23]



3.3  EMSD-SA Invoked Operations

This section defines the operations invoked by the EMSD-SA:

 a. deliver;

 b. submissionControl;

 c. submissionVerify.

The deliver operation uses 3-Way handshake service of ESROS. This
operation always uses the duplication detection functional unit.

The submissionControl and submissionVerify operations use 2-Way
handshake service of ESROS without duplication detection.

3.3.1  deliver

The deliver ES-OPERATIONS enables the EMSD-SA to deliver a message to
an EMSD-UA.

deliver ES-OPERATION

    ARGUMENT DeliverArgument
    RESULT NULL
    ERRORS
    {
        deliveryControlViolated,
        securityError,
        resourceError,
        protocolViolation,
        messageError
    } ::= 35;

The EMSD-UA MUST not refuse performing the deliver ES-OPERATION unless
the delivery would violate the deliveryControl restrictions then in
force.

Arguments

This operation's arguments are:

Banan                     Informational                      [Page 24]



DeliverArgument ::= SEQUENCE
{
  -- Identifier of this message. This is the same identifier that
  -- was provided to the originator in the Submission Result.
  -- See comment regarding assignment of message identifiers,
  -- at the definition of EMSDMessageId.
  message-id                                      EMSDMessageId,

  -- Time the message was delivered to the recipient by EMSD-SA
  message-delivery-time                           DateTime,

  -- Time EMSD-SA originally took responsibility for processing
  -- of this message. This field shall be omitted if the message-id
  -- contains an EMSDLocalMessageId, because that field contains
  -- the submission time within it.
  message-submission-time [0]  IMPLICIT DateTime OPTIONAL,

  -- Security features
  security                [1]  IMPLICIT SecurityElement OPTIONAL,

  -- SegContentTypementation features for efficient transport
  segment-info                              SegmentInfo OPTIONAL,

  -- The type of the content
  content-type                                ContentType,

  --
  -- THE CONTENT --
  --

  -- The submitted (and now being delivered) content
  content                           ANY DEFINED BY content-type
};

message-id

This argument contains an EMSD-SA-identifier that distinguishes the
message from all other messages.  When within the EMSD, it MUST be
generated by the EMSD-SA, and MUST have the same value as the
message-submission-identifier supplied to the originator of the
message when the message was submitted.

Banan                     Informational                      [Page 25]



Message-delivery-time

This argument contains the Time at which delivery occurs and at which
the EMSD-SA is relinquishing responsibility for the message.  It shall
be generated by the EMSD-SA.

Results

This operation returns an empty result as indication of success.

Errors

See Section 3.4.3.

3.3.2  submissionControl

submissionControl ES-OPERATION
    ARGUMENT SubmissionControlArgument
    RESULT SubmissionControlResult
    ERRORS
    {
        securityError,
        resourceError,
        protocolViolation
    } ::= 4;

The submissionControl ES-OPERATIONS enables the EMSD-SA to temporarily
limit the operations that the EMSD-UA may invoke, and the messages
that the EMSD-UA may submit to the EMSD-SA via the submit
ES-OPERATIONS.

The duplicate operation detection is not required for this operation.

The EMSD-UA should hold until a later time, rather than abandon,
ES-OPERATIONS and messages that are presently suspended.

The successful completion of the ES-OPERATIONS signifies that the
specified controls are now in force.  These controls supersede any
previously in force, and remain in effect until the association is
released or the EMSD-SA re-invokes the submissionControl
ES-OPERATIONS.

Banan                     Informational                      [Page 26]



The ES-OPERATIONS returns an indication of any ES-OPERATIONS that the
EMSD-UA would invoke were it not for the prevailing controls.

Arguments

This operation's arguments are:

SubmissionControlArgument ::= SEQUENCE
{
  -- Request an addition of or removal of a set of restrictions
  restrict               [0]     IMPLICIT Restrict DEFAULT update,

  -- Which operations are to be placed in the restriction set
  permissible-operations  [1]     IMPLICIT Operations OPTIONAL,

  -- What maximum content length should be allowed
  permissible-max-content-length
                          [2]     IMPLICIT INTEGER
                                  (0..ub-content-length) OPTIONAL,

  -- Security features
  security                [3]     IMPLICIT SecurityElement
                                                  OPTIONAL
};

Restrict

This argument indicates whether the controls on ES-OPERATIONS are to
be updated or removed.  It may be generated by the EMSD-SA.

This argument may have one of the following values:

  o update:  The other arguments update the prevailing controls;

  o remove:  All temporary controls are to be removed

In the absence of this argument, the default update shall be assumed.

Banan                     Informational                      [Page 27]



Permissible-operations

This argument indicates the ES-OPERATIONS that the EMSD-UA may invoke
on the EMSD-SA. It may be generated by the EMSD-SA.

This argument may have the value allowed or prohibited for each of the
following:

  o submit:  The EMSD-UA may/may not invoke the submit ES-OPERATIONS;
    and

  o Other ES-OPERATIONS are not subject to controls, and may be
    invoked at any time.

In the absence of this argument, the ES-OPERATIONS that the EMSD-UA
may invoke on the EMSD-SA are unchanged.

Permissible-max-content-length

This argument contains the content-length, in octets, of the
longest-content message that the EMSD-UA shall submit to the EMSD-SA
via the submit ES-OPERATIONS. It may be generated by the EMSD-SA.

In the absence of this argument, the
permissible-maximum-content-length of a message that the EMSD-UA may
submit to the EMSD-SA is unchanged.

Security

See Section 3.4.1, "SecurityElements".

Results

SubmissionControlResult ::= SEQUENCE
{
  -- Operation types queued at the EMSD-SA due to existing
  -- restrictions.
  waiting-operations    [0]   IMPLICIT Operations DEFAULT { }

};

Banan                     Informational                      [Page 28]



Waiting-operations

This result indicates the ES-OPERATIONS being held by the EMSD-UA, and
that the EMSD-UA would invoke if it were not for the prevailing
controls.  It may be generated by the EMSD-UA.

This result may have the value holding or not-holding for each of the
following:

  o submit:  The EMSD-UA is/is not holding messages, and would invoke
    the submit ES-OPERATIONS if it were not for the prevailing
    controls.

In the absence of this result, it may be assumed that the EMSD-UA is
not holding any messages for submission due to the prevailing
controls.

Errors

See Section 3.4.3.

3.3.3  submissionVerify

The submissionVerify ES-OPERATIONS enables the EMSD-SA to verify if
the EMSD-UA has received the result of its submission.

submissionVerify  ES-OPERATION

    ARGUMENT SubmissionVerifyArgument
    RESULT SubmissionVerifyResult
    ERRORS
    {
        submissionVerifyError,
        resourceError,
        protocolViolation
    } ::= 6;

The duplicate operation detection is not required for this operation.

Banan                     Informational                      [Page 29]



Arguments

This operation's arguments are:

SubmissionVerifyArgument ::= SEQUENCE

  -- Identifier of this message. This is the same identifier that
  -- was provided to the originator in the Submission Result.
  -- See comment regarding assignment of message identifiers,
  -- at the definition of EMSDMessageId.
  {
     message-id                                  EMSDMessageId
  };

Message-id

This argument contains an EMSD-SA-identifier that distinguishes the
message from all other messages.  It shall be generated by the
EMSD-SA, and shall have the same value as the
message-submission-identifier supplied to the originator of the
message when the message was submitted.

Results

SubmissionVerifyResult ::= SEQUENCE
{
        status  SubmissionStatus
};

SubmissionStatus::= ENUMERATED
{
        send-message            (1),
        drop-message            (2)
};

Send-message

This result indicates that EMSD-SA is supposed to send the message
out.

Banan                     Informational                      [Page 30]



Drop-message

This result indicates that EMSD-SA is supposed to drop the message.

Errors

See Section 3.4.3.

3.4  EMSD Common Information Objects

3.4.1  SecurityElements

SecurityElement ::= SEQUENCE

{
  credentials                          Credentials,
  contentIntegrityCheck                ContentIntegrityCheck OPTIONAL
};

Credentials ::= CHOICE
{
  simple                          [0]     IMPLICIT SimpleCredentials

  -- Strong Credentials are for future study
  -- strong                       [1]     IMPLICIT StrongCredentials
  -- externalProcedure            [2]     EXTERNAL
};

SimpleCredentials ::= SEQUENCE
{
  eMSDAddress                     EMSDAddress OPTIONAL,
  password                [0]     IMPLICIT OCTET STRING
                          SIZE (0..ub-password-length)) OPTIONAL
};

-- StrongCredentials ::= NULL
-- for now.
-- ContentIntegrityCheck is a 16-bit checksum of content
ContentIntegrityCheck ::= INTEGER (0..65535);

3.4.2  Message Segmentation and Reassembly

Small messages can benefit from the efficiencies of connectionless
feature of ESROS (See Efficient Short Remote Operations, RFC-2188

Banan                     Informational                      [Page 31]



[1]).

Very large messages are transferred using protocols (e.g., SMTP) that
rely on Connection Oriented Transport Service (e.g., TCP).

When a message is too large to fit in a single connectionless PDU but
is not large enough to justify the overhead of connection
establishment, it may be more efficient for the message to be
segmented and reassembled while the connectionless service of ESROS is
used.  If the underlying Remote Operation Service is capable of
efficient segmentation/reassembly over connectionless (CL) services,
then use of the segmenting/reassembly mechanism introduced in this
section is not necessary.  This feature is accommodated in this layer
by:

SegmentInfo ::= CHOICE

{
  first           [APPLICATION 2]         IMPLICIT FirstSegment,
  other           [APPLICATION 3]         IMPLICIT OtherSegment
};

FirstSegment ::= SEQUENCE
{
  sequence-id                             INTEGER,
  number-of-segments                      INTEGER
  -- number-of-segments must not exceed ub-total-number-of-segments
};

OtherSegment ::= SEQUENCE
{
  sequence-id                             INTEGER,
  segment-number                          INTEGER
};

Segmentation and reassembly only applies to Message-submission and
Message-delivery.

The sender of the message is responsible for segmenting the message
content into segments that fit in CL PDUs.  The segmented content is
sent in a sequence of message- segments each carrying a segment of the
content.  sequence-Id is a unique identifier that is present in all
message-segments.  In addition to sequence identifier, the first
message- segment specifies the total number of segments
(number-of-segments).  Other message- segments have a segment sequence
number (segment-number).  The receiver is responsible for sequencing
(based on segment-number) and reassembling the entire message.

Banan                     Informational                      [Page 32]



Segmenting over the Connectionless ESRO Service

The sender of the message maps the original message into an ordered
sequence of message-segments.  This sequence shall not be interrupted
by other messages over the same ESROS association.

All message-segments in the sequence shall be assigned a sequence
identifier by sender.  The sequence identifier shall be incremented by
one by the sender after transmission of a complete message sequence.

The first message-segment specifies the total number of segments.  All
message- segments in the sequence except the first one shall be
sequentially numbered, starting at 1 (first message-segment has
implicit segment number of 0).

Each message-segment is transmitted by issuing a Message-submission or
Message-delivery ES-OPERATIONS. All segments of a segmented message
are identified by the same sequence-id.  For a given message, the
receiver should not impose any restriction on the order of arrival of
message-segments.

There is no requirement that any message-segment content be of maximum
length allowed by ESROS for connectionless transmission; however, no
more than ub-total-number-of-segments segments can be derived from a
single message.

The receiver reassembles a sequence of message-segments into a single
message.  A message shall not be further processed unless all segments
of the message are received.  Failure to receive the message shall be
determined by the following events:

  o Expiration of Reassembly Timer (see Section 3.4.3).

  o Receipt of a message-segment with different sequence identifier.

In the event of the above mentioned failures, the receiver shall
discard a partially assembled sequence.

In Reassembly process, all arguments other than content are ignored in
all segments except the first one.  The content parts of all segments
are concatenated to compose the original message content.

When sender receives FAILURE.indication (as opposed to a
resourceError) for a message-segment, the whole message shall be
retransmitted.

In the case of submission and delivery operations, the verify function
is used as described below:

Banan                     Informational                      [Page 33]



Receiver ignores FAILURE.indications received for message-segments,
and just collects the message-segments to complete the message.
However, it keeps a failure status for a segmented message which says
if any segment of the message has received FAILURE.indication.  When
receiver succeeds to assemble the whole segmented message, then if the
status of the message shows there has been a FAILURE.indication for
any of the message-segments, it verifies the message through verify
operation.  It's not enough to invoke verify operation just based on
the last message-segment because the sender might send a segment
without waiting for the result of the previous segment.  In such
cases, there might be any combination of success and failure for
message- segments on the sender side.

Receiver uses the error code ResourceError (see Section 3.4.3) to ask
for retransmission of a single segment and uses the error code
MessageError (see Section 3.4.3) to ask for retransmission of all
segments (the whole message).

Reassembly Timer

The Reassembly Timer is a local timer maintained by the receiver of
message-segments that assists in performing the reassembly function.
This timer determines how long a receiver waits for all segments of a
message-segment sequence to be received.  The timer protects the
receiver from the loss of a series of segments and possible sequence
identifier wrap-around.

The Reassembly Timer shall be started on receipt of a message-segment
with different sequence identifier than that previously received.  The
timer shall be stopped on receipt of all segments composing the
sequence.

The value of Reassembly Timer is defined based on the network
characteristics and the number of segments.  This requires that the
transmission of all segments of a single message must be completed
within this time limit.

3.4.3  Common Errors

protocolVersionNotRecognized  ERROR PARAMETER NULL ::= 1;

submissionControlViolated  ERROR PARAMETER NULL ::= 2;

messageIdentifierInvalid  ERROR PARAMETER NULL ::= 3;

securityError ERROR PARAMETER security-problem SecurityProblem ::= 4;

Banan                     Informational                      [Page 34]



deliveryControlViolated   ERROR PARAMETER NULL ::= 5;

resourceError  ERROR PARAMETER NULL ::= 6;

protocolViolation  ERROR PARAMETER NULL ::= 7;

messageError  ERROR PARAMETER NULL ::= 8;

SecurityProblem ::= INTEGER (0..127);

protocolVersionNotRecognized

The major and minor protocol versions presented do not match those
recognized as being valid.

submissionControlViolated

The Submission control violated error reports the violation by the
MTS-user of a control on submission services imposed by the MTS via
the Submission control service.  The Submission control violated
abstract-error has no parameters.

messageIdentifierInvalid

The Message Identifier Invalid error reports that the Message
Identifier presented to the MTS is not considered valid.

securityError

The Security error reports that the requested operation could not be
provided by the MTS or MTS-user because it would violate the security
policy in force.

deliveryControlViolated

The Delivery control violated error reports the violation by the MTS
of a control on delivery operations imposed by the MTS-user via the
Delivery-control operation.

Banan                     Informational                      [Page 35]



resourceError

The messaging agent cannot currently support this operation.  In the
case of segmentation and reassembly, resourceError is by the receiver
used to request that the sender retransmit of a single segment.

protocolViolation

Indicates that one or more mandatory argument(s) were missing.

messageError

For a multi-segment message, this error indicates that the messaging
agent has not received the message completely and that the message
must be retransmitted.

SecurityProblem

To ensure the security-policy is not violated during delivery, the
message-security-label is checked against the security-context.  If
delivery is barred by the security -policy then, subject to the
security policy, a report instruction for this is generated.

3.4.4  ContentType

ContentType ::=  INTEGER
{
  -- Content type 0 is reserved and shall never be transmitted.
  reserved                                 (0),
  -- Content types between 1 and 31 (inclusive) are for
  -- internal-use only
  probe                                    (1), -- reserved
  delivery-report                          (2), -- reserved

  -- Content types between 32 and 63 (inclusive) are for
  -- message types  defined within this specifications.
  emsd-interpersonal-messaging-1995        (32),
  voice-messaging                          (33) -- reserved

  -- Content types beyond and including 64 are for
  -- bilaterally-agreed use between peers.
} (0..127);

Banan                     Informational                      [Page 36]



3.4.5  EMSDMessageId

If this message was originated as an RFC-822 message, then this
EMSDMessageId shall be the ``Message-Id:" field from that message.  If
this message was originated within the EMSD domain, then this
identifier shall be unique for the EMSD-SA generating this id.

EMSDMessageId ::= CHOICE
{
  EMSDLocalMessageId  [APPLICATION 4]
                      IMPLICIT EMSDLocalMessageId,

  rfc822MessageId     [APPLICATION 5]
                      IMPLICIT AsciiPrintableString
                      (SIZE (0..ub-message-id-length))
};

EMSDLocalMessageId ::= SEQUENCE
{
  submissionTime            DateTime,
  messageNumber             INTEGER (0..ub-local-message-nu)
};

3.5.6 EMSDORAddress

EMSDORAddress ::= CHOICE
{
  -- This is the local-format address
  emsd-local-address-format            EMSDAddress,

  -- This is a globally-unique RFC-822 Address
  rfc822DomainAddress                 AsciiPrintableString
};

In the global sense Originators and Recipients are represented by
EMSDORAddress.  The rfc822Domain may be used to address any recipient.

3.4.6  EMSDAddress

EMSDAddress ::= SEQUENCE
{
  emsd-address        OCTET STRING (SIZE
                      (1..ub-emsd-address-length)),

Banan                     Informational                      [Page 37]



  -- emsd-address is a decimal integer in BCD
     (Binary Encoded Decimal) format.
  -- If it had an odd number of digits, it is
  -- padded with 0 on the left.

  emsd-name          [0]  IMPLICIT OCTET STRING
                          (SIZE (0..ub-emsd-name-length))
                          OPTIONAL
};

Originator and Recipients in the scope of EMSD network are identified
by a digit based addressing scheme.  EMSDAddress can only be used
where the scope of addressing has clearly been limited to the EMSD
network.

3.4.7  DateTime

DateTime ::= INTEGER;

DateTime is a Julian date, expressed as the number of seconds since
00:00:00 UTC, January 1, 1970.

3.4.8  AsciiPrintableString

Iso8859String ::=  GeneralString;

AsciiPrintableString ::= [APPLICATION 0]
                         IMPLICIT Iso8859String (FROM

    (" "|"!"|"#"|"$"|"%"|"&"|"'"|"("|")"|"*"|"+"|","|"-"|"."|"/"|
     "0"|"1"|"2"|"3"|"4"|"5"|"6"|"7"|"8"|"9"|":"|";"|"<"|"="|">"|
     "?"|"@"|"A"|"B"|"C"|"D"|"E"|"F"|"G"|"H"|"I"|"J"|"K"|"L"|"M"|
     "N"|"O"|"P"|"Q"|"R"|"S"|"T"|"U"|"V"|"W"|"X"|"Y"|"Z"|"["|"]"|
     "^"|"_"|"`"|"a"|"b"|"c"|"d"|"e"|"f"|"g"|"h"|"i"|"j"|"k"|"l"|
     "m"|"n"|"o"|"p"|"q"|"r"|"s"|"t"|"u"|"v"|"w"|"x"|"y"|"z"|"{"|
     "|"|"}"|"~"|"\"|""""));

3.4.9  ProtocolVersionNumber

ProtocolVersionNumber ::= [APPLICATION 1]    SEQUENCE
{
  version-major                   INTEGER,

Banan                     Informational                      [Page 38]



+------------------+-------+----+---------+----+---------+-----+-----+
|Operation         |Invoker|Sap |Performer|Sap |Duplicate|OpId |ESROS|
|                  |       |Sel |         |Sel |Detect   |     |Use  |
|__________________|_______|____|_________|____|_________|_____|_____|
|submit            |UA     |4   |MTS      |5   |Yes      |33   |3-Way|
|__________________|_______|____|_________|____|_________|_____|_____|
|deliver           |MTS    |2   |UA       |3   |Yes      |35   |3-Way|
|__________________|_______|____|_________|____|_________|_____|_____|
|deliveryControl   |UA     |8   |MTS      |9   |No       |2    |2-Way|
|__________________|_______|____|_________|____|_________|_____|_____|
|submissionControl |MTS    |6   |UA       |7   |No       |4    |2-Way|
|__________________|_______|____|_________|____|_________|_____|_____|
|submissionVerify  |MTS    |6   |UA       |7   |No       |6    |2-Way|
|__________________|_______|____|_________|____|_________|_____|_____|
|deliveryVerify    |UA     |8   |MTS      |9   |No       |5    |2-Way|
|__________________|_______|____|_________|____|_________|_____|_____|
|getConfiguration  |UA     |8   |MTS      |9   |No       |7    |2-Way|
|__________________|_______|____|_________|____|_________|_____|_____|
|setConfiguration  |MTS    |6   |UA       |7   |No       |8    |2-Way|
+------------------+-------+----+---------+----+---------+-----+-----+

                 Table 1:  EMSD-P Operations Summary

  version-minor           [0]     IMPLICIT INTEGER DEFAULT 0
}

3.5  Submission and Delivery Procedures

Table 1 provides a comprehensive summary of EMSD-P operations, the SAP
selectors used and the operation IDs used.

Submission

The semantics of a submission operation is Exactly Once.  Exactly Once
means that every operation is carried out exactly one time, no more
and no less.  This semantic can not be fully implemented because, if
after invoking the operation, an invoker has a Success (e.g.  result)
indication and the performer has a FAILURE.indication, and the network
goes down, the result of the operation will be Zero (and not Exactly
Once).

No more than one is controlled and guaranteed by the performer by
using the Duplicate Operation Detection Support Functions (see the
chapter entitled Duplicate Operation Detection Support).

Not zero but one is realized by performer by using the

Banan                     Informational                      [Page 39]



SubmissionVerify operation.  When the performer receives
FAILURE.indication, it's responsibility is to resolve the case by
using SubmissionVerify resulting in Not zero but one.

Submission procedure is as follows:

  o Submit operation with 3-Way handshake and Duplicate Operation
    Detection Support Function is invoked.

  o If performer at EMSD-SA receives FAILURE.indication, it invokes
    SubmissionVerify.

  o Message is sent out by EMSD-SA only if result operation is
    confirmed or the operation is verified (in the case of
    FAILURE.indication).

The semantic of SubmissionVerify operation is At Least Once.  This
type of semantics corresponds to the case that invoker keeps trying
over and over until it gets a proper reply.  This operation can be
performed more than once without any harm.

Implications:

  o MTS sends out the message if and only if it's sure that UA knows
    about it.

Delivery

The semantics of Deliver operation is Exactly Once.  Exactly Once
means that every operation is carried out exactly one time, no more
and no less.  This semantic can not be fully implemented and if after
invoking the operation, invoker has Success indication and performer
has FAILURE.indication, and the network goes down, the result of the
operation will be Zero (and not Exactly Once).

No more than one is controlled and guaranteed by performer and by
using the Duplicate Operation Detection Support Functions.

Not zero but one is realized by performer by using the DeliveryVerify
operation.  When performer receives FAILURE.indication, it's
responsible to resolve the case by using DeliveryVerify resulting in
Not zero but one.

Delivery procedure is as follows:

Banan                     Informational                      [Page 40]



  o Deliver operation with 3-Way handshake is invoked.

  o If performer at User Agent (device) receives FAILURE.indication,
    it invokes DeliveryVerify.

The semantic of DeliveryVerify operation is At Least Once.  This type
of semantics corresponds to the case that invoker keeps trying over
and over until it gets a proper reply.  This operation can be
performed more than once without any harm.

Implications:

  o A non-delivery report is sent by MTS only if the message is not
    delivered.

  o The UA is responsible for notifying the MTS (through an explicit
    deliveryVerify) to make sure that a delivery report is sent out.

4  DUPLICATE OPERATION DETECTION SUPPORT

4.1  Duplicate Operation Detection Support Overview

Some operations are idempotent in nature, i.e.  they can be performed
more than once without any harm.  However, some other operations are
non-idempotent in nature, i.e.  they should be performed only once.
In the case of non-idempotent operations, performer should be able to
detect duplicate operations and perform each non- idempotent operation
only once.

Examples of non-idempotent operations are Submission and Delivery of
messages which shouldn't be performed more than once.  Examples of
idempotent operations are Submission-control and Delivery-control
which can be performed more than once with no harm.

ESRO Services don't detect duplicate invocation of operations.  As a
result, the Duplicate Operation Detection Support Functional Unit is
used to detect duplication when the same operation instance is invoked
more than once.  Invoker assigns an Operation Instance Identifier to
an operation and this Operation Instance Identifier is used at the
peer performer entity to detect the duplicate invocation of the same
operation.

Using this support, non-idempotent operations can be repeated over and
over with no harm because the duplicate invocations are detected by
this functional unit.  This support helps the performer not to perform
an operation more than once.

Support for duplication detection is realized through allocating

Banan                     Informational                      [Page 41]



Operation Instance Id (see Section 4.1.2, "Operation Instance
Identifier") to an operation by invoker.  When an operation is invoked
using duplication detection support, performer logs the Operation
Instance Identifier and checks the next operations against
duplication.

Operation value identifies whether performer should detect duplicate
operations (see Section 4.1.1, ``Operation Value") and Operation
Instance Id is assigned by invoker and sent as the first byte of
operation's parameter.

4.1.1  Operation Value

Operation Values are divided into two groups.  Operation values from 0
to 31 do not have Duplicate Operation Detection Support (0 to 31) and
operation values from 32 to 63 have Duplicate Operation Detection
Support.

Duplicate Operation Detection Functional Unit checks for duplication
only if Operation Value is in the range of 32 to 63.

When invoker user uses an Operation Value in the range of 32 to 63
which means operation with support for duplication detection, the user
should specify an Operation Instance ID for the operation (see next
section).

4.1.2  Operation Instance Identifier

To support duplication detection, an Operation Instance Identifier is
assigned by invoker user and sent as the first byte of the operation's
parameter.  This identifier is used on performer side to detect
duplicate invocation of the same operation.  Characteristics of
Operation Instance Identifier is as follows:

  o Operation Instance Identifier is one byte and can have values from
    0 to 255.

  o Operation Instance Identifier is sent as the first byte of the
    operations parameter (without encoding).

  o The length of Operation Instance Identifier is 8-bit, but
    depending on the performer capabilities, it might keep 0 to 127
    Operation Instance Identifiers for duplication detection.  The
    performer profile defines the number of outstanding Operation
    Instance Identifiers that are checked against duplication.  When a
    performer profile indicates support for 0 outstanding Operation

Banan                     Informational                      [Page 42]



    Instance Identifier, it means it does not have support for
    Duplicate Operation Detection.  In this case, there should be only
    one outstanding operation at any point of time.

  o Instance ID check is not part of ESROS, per se.  Use of Duplicate
    Detection is determined by EMSD-P. Operation Instance ID for
    operations 32-63 is the first byte of the argument.  Duplicate
    Detection suuport strips that byte.

  o The Instance ID is not subject to Basic Encoding Rules (BER).

  o The invoker user assigns the Operation Instance Identifier to the
    operation at the time of requesting the invoke service.  The
    Operation Value should be in the range of operation values with
    duplication detection support, i.e.  32 to 63.

  o It's the responsibility of the user to choose Operation Instance
    Identifier in a way that uniqely and unambiguously identifies the
    operation.

  o From the invoker's perspective, assumption is that two operations
    with the same operation Instance Identifier are totally identical
    which means they produce exact same results.

  o Operation Instance Identifier uniqely specifies a non-idempotent
    operation and multiple invocations of such an operation will
    eventually result in the same outcome because the duplicate
    instances are identified and the operation is not performed more
    than once.

  o From the performer's perspective, assumption is that two
    operations with the same Operation Instance Identifier should be
    executed once and once only.

  o If requested, the degree of duplication checked by Duplicate
    Operation Detection Support Functional Unit on the performer's
    side (i.e.  the total number of outstanding Operation Instance
    Identifier kept) can be communicated with the invoker to
    synchronize the invocations.

  o User of Duplicate Operation Detection Support is responsible to
    behave based on the performer profile and its limitations in this
    regard.  This behavior is defined based on the desired semantic of
    the operation which is to be implemented.

  o On the performer side, when an Operation Instance Identifier is
    received, a previous Operation Instance Identifier whose distance
    to this latest one is greater than or equal to half of the
    wrap-around range of the Operation Instance Identifier number is
    expired, i.e.  for an 8-bit Operation Instance Identifier, the
    distance of 128 causes an old Operation Instance Identifier to

Banan                     Informational                      [Page 43]



    expire.

  o It's the responsibility of the invoker user to use consecutive
    Operation Instance Identifier numbers, or when it skips some
    Operation Instance Identifiers, it should remember that if there
    is an smaller Operation Instance Identifier on performer side with
    the distance explained above, it will be expired.

5  EMSD PROCEDURE FOR OPERATIONS

The following sections shows the general procedures to be used in the
implementation of the EMSD Message Transfer Server (MTS) and the EMSD
User Agent (UA), with the option for 3-Way or 2-Way handshakes on
operations which support them.  These procedures do not constitute
complete behavior specifications for implementations.  The following
sections contain information helpful to implementors.

The MTS and the UA are event-driven.  Each waits for any of the
possible event types, and, upon receiving an event, processes it.
After processing the event, the next event is waited upon.

5.1  MTS Behavior

The MTS is event-driven.

If it received an event from ESROS, then it could be any of the
following types:

  o Message submit indication;

  o Message submit confirm and failure indication;

  o Result and Error indication for a deliver operation;

  o DeliveryVerify indication;

  o Result and Error indication for a submissionVerify operation;

  o Result and Error indication for a submissionControl operation;

  o DeliveryControl indication.

For an ESROS event responsibility is passed to the MTS performer
(Section 5.1.1).

If the MTS received an event:

Banan                     Informational                      [Page 44]



  o for message delivery, from the RFC-822 mailer;

  o requesting submission controls upon the UA, or;

  o indicating an elapsed timer (meaning that it's time to re-attempt
    a message delivery)

then responsibility is passed to the MTS invoker (Section 5.1.5).

5.1.1  MTS Performer

The MTS performer is responsible for processing the following
operations, received from ESROS:

  o Message-submission

  o Delivery-control

  o Delivery-verify

The MTS performer should first make sure that it has received an
INVOKE.indication.  Any other type of primitive shouldn't be occurring
at this point, and should be ignored.

If there's something wrong with the PDU or operation data, the MTS
performer should send back an error to the proper invoker:

 1. Send an ESROS Error Request, then go wait for a response (either a
    confirmation or a failure indication).  The response is sent back
    on the same SAP type on which the event occurred.

 2. Keep track of the type of request that was issued.

If there isn't anything wrong with the PDU or operation data, then the
MTS performer has received a valid event from ESROS. This could be any
of the defined Submission and Delivery Protocol operations.

5.1.2  Message-submission

 1. The Message-submission operation first checks to see which SAP
    this Submit Request came in on.

Banan                     Informational                      [Page 45]



 2. The request could have arrived as 2-Way SAP (see #3) or a 3-Way
    SAP (see #7).

 3. If the event arrived on the 2-Way SAP, consider this a protocol
    violation and ignore it.

 4. Wait for a response to the request.  The response could be either
    an ERROR.confirm (see #5) or a FAILURE.indication (see #6).

 5. The ERROR.request has been confirmed.  The UA knows that the
    submitted message wasn't sent.  Since there was an error, there is
    nothing more to do, so return.

 6. If the result to the ErrorRequest is a Failure.indication, it can
    be assumed that either the UA has received nothing (the
    ERROR.request PDU was lost), which means failure for the UA; or
    that the 3-Way acknowledgment was lost, which means that the UA
    has in fact received the ERROR.request PDU and knows about the
    delivery failure.  Either way, the message can be ignored.  There
    is nothing more to do, so return.

 7. If the event was received on the 3-Way SAP, then this is the
    correct SAP on which to receive a Submit Request.  Send back a
    Result Request and keep track of the primitive which was issued.

 8. Now wait for a response to our request.  The response will be
    either a Result.confirm (see #9) or a Failure.indication (see
    #13).

 9. The RESULT.request has been confirmed.

10. Submit the message to the RFC-822 mailer.

11. Attempt, a number of times, to send the submitted message via the
    RFC-822 mailer.  If the send was successful, then return.

12. If, after the maximum number of retries, the message was not able
    to be sent, consider it a failure.  Since the UA assumption has
    been that submission was successful, but now it has not been sent,
    a brand new message, a Non-Delivery message, must be generated and
    delivered to the UA. When this is completed, then return.

13. A FAILURE.indication has occurred due to the previously issued
    RESULT.request.

14. A Submission Verification is issued to the UA to see if the
    RESULT.request was received.  There are three possible results
    from sending the submission verification to the UA: Fail (see
    #15), Send Message (see #16) or Drop Message (see #20).

Banan                     Informational                      [Page 46]



15. Fail -- The Submission-verify request didn't reach the UA, or the
    Submission Verify response didn't get back.  Ignore the message
    and return.

16. The Submission Verify operation succeeded, meaning that the UA
    received the request, and responded with a message stating that it
    wants the message to be sent.

17. Attempt, a number of times, to send the submitted message via the
    RFC-822 mailer.

18. If the message was submitted to the RFC-822 mailer successfully,
    then return.  If, after the maximum number of retries, the message
    was not able to send the message, consider it a failure.

19. The UA already assumes that the Message-submission was successful.
    Now since the submitted message has not been sent, a brand new
    message, a Non-Delivery message, must be generated and delivered
    to the UA. After this is accomplished, then return.

20. The UA responded with a message stating that the message should be
    dropped.  This may occur if the UA never received the result from
    the MTS, meaning that it never received the Message Id, and had to
    therefore inform the user that the message couldn't be submitted.
    This may also occur if the UA doesn't have the record of the
    message being verified.  It can be because the message record has
    been aged and expired, or because the EMSD-UA has not been able to
    keep the record of the received message because of storage or
    memory limitations.  There is nothing to do, so return.

5.1.3  Delivery-control

This operation can be processed immediately.  After it is processed,
the appropriate result is returned.

5.1.4  Delivery-verify

This operation occurs when the UA doesn't think that the MTS has
received the RESULT.indication from a previously delivered message.
The UA wants to make sure that the MTS knows it has been delivered.
The MTS will determine what it knows of the specified message, and
send back a result.  This can be processed immediately, as it doesn't
need to deal with duplicate detection.

Banan                     Informational                      [Page 47]



5.1.5  MTS Invoker

The MTS invoker is responsible for processing the following
operations, received from ESROS:

  o Message-delivery

  o Submission-control

  o Submission-verify

Submission-control

Process the Submission Control request.

Message-delivery

 1. Check the User Agent's profile to determine the SAP.

 2. Set the SAP to 3-Way.

 3. Issue the INVOKE.request on the appropriate SAP, with duplication
    detection enabled.  Since a local error is possible on issuing the
    INVOKE.request, a retry counter is needed.

 4. There are three possible events possible in result to the
    INVOKE.request:  an ERROR.indication (see #5), a RESULT.indication
    (see #9) or a FAILURE.indication (see #10).

 5. An ERROR.indication was received, which means that the UA can't
    accept the message right now.

 6. If the reason was one of a transient nature, wait for a while and
    then send the Deliver Request again.

 7. If the reason was one of a permanent nature, send back a
    non-delivery report to the originator.

 8. Since the error was one of a permanent nature, then the MTS must
    send back a non-delivery report, then log the unsuccessful
    delivery with error from UA and return.

 9. A RESULT.Indication was returned, which means that the Delivery
    was successful.  Send a delivery report to the originator if one
    was requested and log successful delivery and return.

Banan                     Informational                      [Page 48]



    If the UA profile indicated that Complete mode was to be used,
    keep track of the fact that this message has been successfully
    delivered (as far as the MTS is concerned), so that if the UA
    sends us a Delivery Verify operation, we know that we consider the
    message to be delivered.

10. A FAILURE.indication was returned, which means there was a problem
    getting the Deliver Request to the UA, or in getting the response
    back from the UA. In any case, a response was never received, so
    the request timed out.  Wait for a while, and then send the
    Deliver Request again.

    As long as a FAILURE.indication is returned and the number of
    retries has not been exceeded, keep trying to verify the delivery.

Submission-verify

The Submission-verify operation is always issued on the 2-Way SAP. The
response is awaited.  If a response doesn't come, the request is
queued and attempted again later.

 1. Issue the INVOKE.request on the 2-Way SAP, with duplication
    detection disabled.  Since a local error on issuing the invoke
    request is possible, a retry counter is needed.

 2. An INVOKE.Request has been issued and a response has been
    received.  The response will be either a a RESULT.indication (see
    #3) or a FAILURE.indication (see #4).  There are no defined errors
    to a Submission Verify operation, so an ERROR.indication should
    not be occurring here.

 3. A RESULT.indication was received.  Either ResponseSendMessage or
    ResponseDropMessage, as specified in the PDU, will be returned.

 4. A FAILURE.indication was received, which means that there was a
    problem getting the Submission Verify Request to the UA, or in
    getting the response back from the UA. In any case, the response
    was never received, so the request timed out.  Wait for a while,
    and then another attempt to send the Submission Verify request is
    needed.

Non-Delivery Report

Issue an INVOKE.request containing a Submit operation with a content
type of Non- Delivery Report, to the UA. This operation is always

Banan                     Informational                      [Page 49]



issued on the 2-Way SAP. The response is awaited.  If a response
doesn't come, the request is queued and attempted again later.

 1. Create a Submit operation.

 2. Issue the INVOKE.request on the 2-Way SAP, with duplication
    detection enabled.  Since a local error on issuing the invoke
    request is possible, a retry counter for is needed.

 3. A response to the INVOKE.Request has been received.  The response
    will be either a RESULT.indication (see #5), ERROR.indication (see
    #4), or a FAILURE indication (see #7).

 4. An ERROR.indication was received, which means that the UA doesn't
    know what to do with our non-delivery report.  That's the UAs
    problem, so just do nothing and return.

 5. A RESULT.indication was received, which means we delivered a
    successful non-delivery report.

 6. The result is logged.  Nothing more is needed, so return.

 7. A FAILURE.indication was received, which means there was a problem
    getting the Submit Request to the UA, or in getting the response
    back from the UA. In any case, the response was never, so the
    request timed out.  Wait for a while, and then send the Submission
    Verify request again.

5.2  UA Behavior

The User Agent is event-driven.

If it received an event from ESROS, then it could be any of the
following types:

  o Message deliver indication;

  o Message deliver confirm and failure indication;

  o Result and Error indication for a submit operation;

  o Submission verify indication;

  o Result and Error indication for a delivery verify operation;

  o Result and Error indication for a delivery control operation;

  o Submission control indication.

Banan                     Informational                      [Page 50]



For an ESROS event responsibility is passed to the UA performer
(Section 5.2.1).

IF the UA received an event indicating that there's a message from the
user, for submission, then responsibility is passed to the UA invoker
(Section 5.2.2).

5.2.1  UA Performer

The performer on the UA side is responsible for processing the
following operations:

  o Message Delivery

  o Submission Verification

  o Submission Control

Message-delivery

 1. A Message-delivery request is received.

 2. Check for the correctness of the PDU. If the PDU is bad the see
    #3.  If the PDU is good then see #8.

 3. Send an ESROS ERROR.request.  If the request arrived on a 3-Way
    SAP, use a 3-Way SAP for the result.  If the request arrived on a
    2-Way SAP, use a 2-Way SAP for the result.  Keep track of the type
    of request that was issued.

 4. Wait for the ESROS event.  The result could be an ERROR.confirm
    (see #5) or a FAILURE.indication (see #7).

 5. The ESROS event was an ERROR.confirm

 6. Log the message as the Non-Delivery was confirmed by the MTS and
    return.

 7. If the ESROS event was a FAILURE.indication, that means one of two
    things has occurred:

    A. The MTS has received nothing (the ERROR.request PDU was lost),
       which means that the MTS doesn't know that the message delivery
       has been rejected.  In this case, the MTS will eventually time
       out, and retransmit the message delivery request.

Banan                     Informational                      [Page 51]



    B. The 3-Way acknowledgment was lost, which means that the MTS has
       in fact received the ERROR.request PDU and knows about the
       delivery failure.

    Either way, the message can now be ignored.

 8. Send an ESROS RESULT.request.  If the request arrived on a 3-Way
    SAP, use a 3-Way SAP for the result.  If the request arrived on a
    2-Way SAP, use a 2-Way SAP for the result.  Keep track of the type
    of request that was issued.

 9. Wait for the ESROS event.  The result could be an RESULT.confirm
    (see #10) or a FAILURE.indication (see #13).

10. If the event is a RESULT.confirm, then the delivered message can
    now be given to the user.

11. Deliver the message to the user.

12. Log the message as Message Delivery Known to MTS.

13. If the event is a FAILURE.indication, then, if the delivery was on
    a 3-Way SAP, a Delivery Verification request to the MTS can be
    issued to see if the MTS actually got the RSULT.request.  If the
    delivery was on a 2-Way SAP, then the message will delivered to
    the user and if the MTS has not received the RESULT.request, it
    will retransmit it later and the duplicate will be ignored.

14. Deliver the message to the user.  Since a FAILRUE.indication was
    received in response to a RESULT.requst, it means that possible,
    the MTS didn't receive the RESULT.request.  The MTS could now time
    out, and send another copy of the same message.  Save the message
    for duplication detection.

15. Log the fact that the message was delivered, but that the MTS
    might not be aware of it.

16. If the UA supports Delivery Verification, and the Delivery Request
    was sent on the 3-Way SAP, then see #17.  If either of these
    conditions are not true, then return.

17. Send a Delivery-verify request to see if the MTS got the
    RESULT.request.

    There are three possible results from sending the delivery
    verification to the MTS: Fail (see #18), ResponseNonDelivery (see
    #20) or ResponseDelivery (see #23).

18. Fail -- Delivery Verify request didn't reach the MTS, or the
    Delivery Verify response didn't get back to the UA.

Banan                     Informational                      [Page 52]



19. Log this as delivering the message to the user, but the MTS having
    possibly sent a Non-Delivery report to the originator even though
    the UA did actually deliver the message to the user.  Then return.

20. ResponseNonDelivery -- Verify Response indicates that the MTS now
    knows (because of the Delivery Verify operation that the message
    has been delivered to the user, but had not received our
    RESULT.request nor a Delivery Verify operation in a timely manner,
    and had already sent out a Non-Delivery report to the originator.

21. The MTS had not received, from the UA, in a timely manner, a
    RESULT.indication indicating that the message had been delivered
    to the user.  The MTS has already sent a Non-Delivery report to
    the originator.  The UA must let the user know about this.  Log
    the message as delivered to the user, but a Non-Delivery sent to
    the originator.

22. Since the UA received a response to the Verify operation, it knows
    that the MTS knows about this message delivery, so the UA also
    knows that it won't be receiving a duplicate of it.  The UA can
    now remove this message's Message Id from the list of possible
    duplicates.

23. ResponseDelivery -- Verify Response received from MTS.

24. This means that the MTS knows (either because the MTS had received
    the RESULT.request that was sent by the UA or because the MTS has
    now received the UAs Delivery-verification message, informing that
    the UA received the message for delivery to the user.  The MTS is
    (or was) able to send a Delivery report to the originator if one
    was requested.  Log it as such.

25. Since the UA received a response to the Verify operation, it knows
    that the MTS knows about this message delivery, so the UA also
    knows that it won't be receiving a duplicate of it.  The UA can
    now remove this message's Message Id from the list of possible
    duplicates and return.

Submission-verify

Process the Submission-verify request and return.

Submission-control

This operation can be processed immediately.  After it is processed,
the appropriate result is returned.

Banan                     Informational                      [Page 53]



5.2.2  UA Invoker

The invoker on the UA side is responsible for processing the following
operations:

  o Message-submission

  o Delivery-control

  o Delivery-verify

Message-submission

General procedures for UA's Message-submission mirror that of MTS's
Message-delivery.

Delivery-control

 1. Issue the INVOKE.request on the 3-Way SAP, with duplication
    detection enabled.  Since the UA can get a local error on issuing
    the invoke request, a retry counter is needed.

    If we got a local failure in issuing the Invoke Request, wait a
    while and then try again (up to the limit of the maximum number of
    retries).

 2. The UA has issued an INVOKE.Request.  Wait for a response from
    ESROS. The response will be either a RESULT.indication (see #5),
    ERROR.indication (see #3), or FAILURE.indication (see #7).

 3. A ERROR.indicaiton was received, meaning that the MTS told says
    that it cannot accept the message.

 4. Log the MTS rejection and return

 5. A RESULT.indication was received, which means that the Submission
    was successful.

 6. Log successful submission and return.

 7. a FAILURE.indication was received, meaning that there was a
    problem getting the Submit Request to the MTS, or in getting the
    response back from the MTS. In any case, the UA never received the
    response, so the request timed out.  Wait for a while, and then
    send the Submit Request again.

Banan                     Informational                      [Page 54]



 8. The UA has exceeded the maximum number of retries.  Let the user
    know, log the failure and return.

Delivery-verify

General procedures for UA's Delivery-verify mirror that of MTS's
Submission-verify.

6  EMSD FORMAT STANDARDS

6.1  Format Standard Overview

EMSD Format Standard (EMSD-FS) is a non-textual form of compact
encoding of Internet mail (RFC-822) messages which facilitates
efficient transfer of messages.  EMSD-FS is used in conjunction with
the EMSD-P but is not a general replacement for RFC-822.  EMSD-FS
defines a method of representation of short interpersonal message.  It
defines the ``Content'' encoding (Header + Body).  Although EMSD-FS
contains end-to-end information its scope is purely point-to-point.

The "Efficient InterPersonal Message Format Standard" is defined in
this section.  This standard is primarily intended for communication
among people.

The EMSD Format Standard is designed to be fully consistent with
RFC-822 [3].  In many ways EMSD-FS can be considered to be an
efficiency oriented encoder and decoder.  Through use of EMSD-FS an
RFC-822 message is converted to a more compact binary encoding.  This
more compact message is then transfered between an EMSD-SA and
EMSD-UA. The compact message (represented in EMSD-FS) may then be
converted back to RFC-822 intact.

For messages that are originated (submitted) with EMSD protocol,
certain fields (e.g., addresses, message-id) can have special forms
that are specialized and produce more compact EMSD-FS encoding.  These
special forms are legitimate values of RFC-822 messages.

This specification expresses information objects using ASN.1 [X.208].
Encoding of ASN.1 shall be based on Basic Encoding Rules (BER) [5].
Future revisions of this specification will use Packed Encoding Rules
(PER) [4].

The convention of (O) "OPTIONAL", (D) "DEFAULT", (C) "CONDITIONAL" and
(M) "MANDATORY" which express requirements for presence of information
is used in this section.

Banan                     Informational                      [Page 55]



6.2  Interpersonal Messages

An interpersonal message (IPM) consists of a heading and a body.

IPM ::=   SEQUENCE

{

  heading       Heading,

  body          Body OPTIONAL

};

6.2.1  Heading fields

The fields that may appear in the Heading of an IPM are defined and
described below.

Heading ::= SEQUENCE
{
  -- Address of the sending agent (person, program, machine) of
  -- this message. This field is mandatory if the sender
  -- is different than the originator.
  sender                      [0]     EMSDORAddress OPTIONAL,

  -- Address of the originator of the message
  -- (not necessarily the sender)
  originator                          EMSDORAddress,

  -- List of recipients and flags associated with each.
  recipient-data                      SEQUENCE SIZE (1..ub-recipients)
                                      OF PerRecipientFields,

  -- Flags applying to this entire message
  per-message-flags           [1]     IMPLICIT BIT STRING

   {
   -- Priority values
   -- At most one of "non-urgent" and "urgent" may be specified
   -- concurrently.  If neither is specified, then a Priority
   -- level of "normal" is assumed.
   priority-non-urgent             (0),
   priority-urgent                 (1),

   -- Importance values

Banan                     Informational                      [Page 56]



   -- At most one of "low" and "high" may be specified
   -- concurrently.  If neither is specified, then an
   -- Importance level of "normal" is  assumed.
   importance-low                  (2),
   importance-high                 (3),

   -- Indication of whether this message has been
      automatically forwarded
   auto-forwarded                  (4)
   } OPTIONAL,

  -- User-specified recipient who is to receive replies
     to this message.
  reply-to                    [2]     IMPLICIT SEQUENCE SIZE
                                      (1..ub-reply-to)
                                     OF EMSDORAddress OPTIONAL,

  -- Identifier of a previous message, for which this message
  -- is a reply
  replied-to-IPM                       EMSDMessageId OPTIONAL,

  -- Subject of the message.
  subject                     [3]     IMPLICIT AsciiPrintableString
                                      (SIZE (0..ub-subject-field))
                                                OPTIONAL,

  -- RFC-822 header fields not explicitly provided for in
  -- this Heading. For messages incoming from the external
  -- world (i.e. in RFC-822 format), the Message-Id: field
  -- need not go here, as it is placed in the
  -- Envelope's EMSDMessageId (message-id) field.
  extensions        [4]  IMPLICIT  SEQUENCE
                         (SIZE (0..ub-header-extensions))
                         OF  IPMSExtension OPTIONAL,

  -- MIME Version (if other than 1.0)
  mime-version            [5]     IMPLICIT AsciiPrintableString
                                  (SIZE (0..ub-mime-version-length))
                                               OPTIONAL,

  -- Top-level MIME Content Type
  mime-content-type       [6]     IMPLICIT AsciiPrintableString
                                  (SIZE (0..
                                   ub-mime-content-type-length))
                                            OPTIONAL,

  -- MIME Content Id
  mime-content-id         [7]     IMPLICIT AsciiPrintableString
                                  (SIZE (0..
                                   ub-mime-content-id-length))
                                            OPTIONAL,

Banan                     Informational                      [Page 57]



  -- MIME Content Description
  mime-content-description [8]    IMPLICIT AsciiPrintableString
                                  (SIZE (0..ub-mime-content-
                                  description-length))
                                            OPTIONAL,
  -- Top-level MIME Content Type
  mime-content-transfer-encoding
                           [9]     IMPLICIT AsciiPrintableString
                                   (SIZE (0..ub-mime-content-
                                   transfer-encoding))
                                            OPTIONAL
};

Some fields have components and thus are composite, rather than
indivisible.  A field component is called a sub-field.

Sender

This field is mandatory if the sender is different from the
originator.

Originator

The Originator heading field (O) identifies the IPM's originator.

Recipient-data

PerRecipientFields ::= SEQUENCE
{
  recipient-address                            EMSDORAddress,
  per-recipient-flags                          BIT STRING

  {
  -- Recipient Types.
  -- At most one of "copy" and "blind-copy" may be
  -- specified concurrently for a single recipient.  If
  -- neither is specified, than the recipient
  -- is assumed to be a "primary" recipient.
  recipient-type-copy                             (0),
  recipient-type-blind-copy                       (1),

  -- Notification Request Types.
  -- Only one of "rn" and "nrn" may be specified

Banan                     Informational                      [Page 58]



  -- concurrently, \\x110011 for a single recipient.
  -- "rn" implies "nrn" in addition.
  notification-request-rn                         (2),
  notification-request-nrn                        (3),

  notification-request-ipm-return                 (4),

  -- Report Request Types
  -- At most one of these should be set for a
  -- particular recipient. "delivery" implies "non-delivery"
  -- in addition.
  report-request-non-delivery                     (5),
  report-request-delivery                         (6),

  -- Originator-to-Recipient request for a reply.
  reply-requested                                 (7)
  } DEFAULT { report-request-non-delivery }

};

recipient-address

The Primary Recipients heading field identifies the zero or more users
who are the "primary recipients" of the IPM. The primary recipients
might be those users who are expected to act upon the IPM.

per-recipient-flags

The Copy Recipients heading field identifies the zero or more users
who are the "copy recipients" of the IPM. The copy recipients might be
those users to whom the IPM is conveyed for information.

recipient-type-copy

This field is set if the recipient is on the Carbon Copy (CC) list.

recipient-type-blind-copy

This field is set if the recipient is on the Blind Carbon Copy (BCC)
list.

The Blind Copy Recipients heading field (C) identifies zero or more
users who are the intended blind copy recipients of the IPM.

Banan                     Informational                      [Page 59]



The phrase "copy recipients" above has the same meaning as in "Copy
Recipients" from Section 6.2.1 .  A blind copy recipient is one whose
role as such is disclosed to neither primary nor copy recipients.

In the instance of an IPM intended for a blind copy recipient, this
conditional field shall be present and identify that user.  Whether it
shall also identify the other blind copy recipients is a local matter.
In the instance of the IPM intended for a primary or copy recipient,
the field shall be absent.

notification-request-rn

A receipt notification (rn) reports its originator's receipt, or his
expected and arranged future receipt, of an IPM.

notification-request-nrn

A non-receipt notification (nrn) reports its originator's failure to
receive, to accept, or his delay in receiving, an IPM.

notification-request-ipm-return

When this field is set, the contents of the message are returned along
with the notification.

report-request-non-delivery

The report request enables the MTS to acknowledge to the MTS-user one
or more outcomes of a previous invocation of the message-submission or
probe-submission abstract-operations.

A report is returned only in case of non-delivery.

report-request-delivery

For the message-submission, report-delivery indicates the delivery or
non-delivery of the submitted message to one or more recipients.  For
the probe-submission, the report- delivery indicates whether or not a
message could be delivered if the message were to be submitted.

Banan                     Informational                      [Page 60]



reply-requested

When set this field indicates that the originator requests that a
recipient send a message in reply to the message which carries the
request.

per-message-Flags

Priority

The Priority field (default is normal) identifies the priority that
the authorizing users attach to the IPM. It may assume any one of the
following values:  urgent, normal, or non-urgent.

At most one of either "non-urgent" or "urgent" may be specified
concurrently.  If neither is specified, then a Priority level of
"normal" is assumed.

Importance

The Importance heading field (default normal) identifies the
importance that the authorizing users attach to the IPM. It may assume
any one of the following values:  low, normal, or high.

At most one of either "low" or "high" may be specified concurrently.
If neither is specified, then a Importance level of "normal" is
assumed.

The values above are not defined by this specification; they are given
meaning by users.

auto-forwarded

The Auto-forwarded heading field (default is false) indicates whether
the IPM is the result of auto-forwarding.  It is a Boolean value.

reply-to

User-specified recipient or recipients who are to receive replies to
this message.

Banan                     Informational                      [Page 61]



replied-to IPM

The Replied-to IPM heading field (C) identifies the IPM to which the
present IPM is a reply.  It comprises an IPM identifier.

This conditional field shall be present if, and only if, the IPM is a
reply.

Note - In the context of forwarding, care should be taken to
distinguish between the forwarding IPM and the forwarded IPM. This
field should identify whichever of these two IPMs to which the reply
responds.

subject

The Subject heading field (O) identifies the subject of the IPM. It
corresponds to the "Subject:" field of RFC-822.

extensions

The Extensions heading field [D no extensions (i.e.  members)] conveys
information accommodated by no other heading field.  It comprises a
Set of zero or more IPMS extensions, each conveying one such
information item.

IPMSExtension ::= SEQUENCE
{
    x-header-label                      AsciiPrintableString,
    x-header-value                      AsciiPrintableString
};

6.2.2  Body part types

The types of body parts that may appear in the Body of an IPM are
structured using the MIME specification.

Body ::= SEQUENCE
{
  compression-method          [0]     IMPLICIT CompressionMethod
                                               OPTIONAL,
  -- If compression method is not specified,

Banan                     Informational                      [Page 62]



  -- "no-compression" is implied.

  message-body                        OCTET STRING
  -- See MIME for structure of the Body.
  -- If a compression method is specified, the entire text containing
  -- the Content-Type: element followed by the RFC-822 body are
  -- compressed using the specified method, and placed herein.
};

CompressionMethod ::= INTEGER
{
  -- Compression Methods numbered 0 to 63 are reserved for
  -- assignment within this and associated specifications.
  no-compression                  (0),
  lempel-ziv                      (1)

  -- Compression Methods numbered between 64 and 127 may be
  --  used on a bilaterally-agreed basis between peers.
} (0..127)

7  ACKNOWLEDGMENTS

In the context of Limited Size Messaging (LSM) over CDPD and pACT over
Narrowband PCS, AT&T Wireless Services (AWS), funded work which was
relevant to the development of the EMSD protocols.

8  SECURITY CONSIDERATIONS

This protocol supports simple authentication of the originator's
address by the EMSD-SA and simple authentication of EMSD-SA by
EMSD-UA.

Mainstream Internet mail security mechanisms can be used in
conjunction with the EMSD protocol.

9  AUTHOR'S ADDRESS

Mohsen Banan
Neda Communications, Inc.
17005 SE 31st Place
Bellevue, WA 98008
email: mohsen@neda.com

Banan                     Informational                      [Page 63]



A  EMSD-P ASN.1 MODULE

This section compiles in one place the complete ASN.1 Module for EM
Submission and Delivery Protocol.

EMSD-SubmissionAndDeliveryProtocol DEFINITIONS ::=

BEGIN

EXPORTS EMSDORAddress, AsciiPrintableString, ContentType,
DateTime, EMSDMessageId, EMSDORAddress, ProtocolVersionNumber;

-- Upper bounds

ub-recipients  INTEGER ::= 256;
-- also defined in EMSD-InterpersonalMessaging1995
ub-reply-to INTEGER ::= 256;
-- also defined in EMSD-InterpersonalMessaging1995
ub-subject-field INTEGER ::= 128;
-- also defined in EMSD-InterpersonalMessaging1995
ub-password-length INTEGER ::= 16;
ub-content-length INTEGER ::= 65535;
-- also defined in EMSD-Probe
ub-content-types INTEGER ::= 128;
ub-message-id-length INTEGER ::= 127;
ub-total-number-of-segments INTEGER ::= 32;
ub-header-extensions INTEGER ::= 64;
-- also defined in EMSD-InterpersonalMessaging1995
ub-emsd-name-length INTEGER ::= 64;
ub-emsd-address-length INTEGER ::= 20;
ub-rfc822-name-length INTEGER ::= 127;
ub-mime-version-length INTEGER ::= 8;
-- also defined in EMSD-InterpersonalMessaging1995
ub-mime-content-type-length INTEGER ::= 127;
-- also defined in EMSD-InterpersonalMessaging1995
ub-mime-content-id-length INTEGER ::= 127;
-- also defined in EMSD-InterpersonalMessaging1995
ub-mime-content-description-length INTEGER ::= 127;
-- also defined in EMSD-InterpersonalMessaging1995
ub-mime-content-transfer-encoding INTEGER ::= 127;
-- also defined in EMSD-InterpersonalMessaging1995
ub-local-message-nu INTEGER ::= 4096;

----------------------
-- SUBMIT Operation --
----------------------

submit ES-OPERATION

Banan                     Informational                      [Page 64]



    ARGUMENT SubmitArgument
    RESULT SubmitResult
    ERRORS
    {
        submissionControlViolated,
        securityError,
        resourceError,
        protocolViolation,
        messageError
    } ::= 33;

SubmitArgument ::= SEQUENCE
{
  -- Security features
  security           [0]    IMPLICIT SecurityElement
                            OPTIONAL,

  -- Segmentation features for efficient transport
  segment-info                  SegmentInfo OPTIONAL,

  -- Content type of the message
  content-type                            ContentType,

  --
  -- THE CONTENT --
  --

  -- The submission content
  content                       ANY DEFINED BY content-type

};

SubmitResult ::= SEQUENCE

{

  -- Permanent identifier for this message.
  -- Also contains the message submission time.
  -- See comment regarding assignment of message
  -- identifiers, at the definition of EMSDLocalMessageId.
  message-id                        EMSDLocalMessageId
    };

--------------------------------
-- Delivery Control Operation --
--------------------------------

deliveryControl ES-OPERATION
    ARGUMENT DeliveryControlArgument
    RESULT DeliveryControlResult
    ERRORS

Banan                     Informational                      [Page 65]



    {
        securityError,
        resourceError,
        protocolViolation
    } ::= 2;

DeliveryControlArgument ::= SEQUENCE
{
  -- Request an addition of or removal of a set of restrictions
  restrict             [0]     IMPLICIT Restrict DEFAULT update,

  -- Which operations are to be placed in the restriction set
  permissible-operations  [1]     IMPLICIT Operations OPTIONAL,

  -- What maximum content length should be allowed
  permissible-max-content-length
                          [2]     IMPLICIT INTEGER
                                  (0..ub-content-length) OPTIONAL,

  -- What is the lowest priority message which may be delivered
  permissible-lowest-priority
                          [3]     IMPLICIT ENUMERATED
                                  {
                                     non-urgent     (0),
                                     normal         (1),
                                     urgent         (2)
                                  } OPTIONAL,

  -- Security features
  security                  [4]     IMPLICIT SecurityElement
                                                  OPTIONAL,

  -- User Feature selection
  user-features             [5]     IMPLICIT OCTET STRING OPTIONAL
};

DeliveryControlResult ::= SEQUENCE
{
  -- Operation types queued at the EMSD-SA due to existing
  -- restrictions.
  waiting-operations    [0]   IMPLICIT Operations DEFAULT { },

  -- Types of messages queued at the EMSD-SA due to
  -- existing restrictions
  waiting-messages      [1]   IMPLICIT WaitingMessages DEFAULT { },

  -- Content Types of messages queued at the EMSD-SA
  waiting-content-types   SEQUENCE SIZE (0..ub-content-types) OF
                                        ContentType DEFAULT { }
};

Banan                     Informational                      [Page 66]



Restrict ::= ENUMERATED
{
    update                                      (1),
    remove                                      (2)
};

Operations ::= BIT STRING
{
    submission                                  (0),
    delivery                                    (1)
};

WaitingMessages ::= BIT STRING
{
    long-content                                (0),
    low-priority                                (1)
};

-- Delivery Verify Operation

deliveryVerify ES-OPERATION

    ARGUMENT DeliveryVerifyArgument
    RESULT DeliveryVerifyResult
    ERRORS
    {
        verifyError,
        resourceError,
        protocolViolation
    } ::= 5;

DeliveryVerifyArgument ::= SEQUENCE
{
  -- Identifier of this message. This is the same identifier that
  -- was provided to the originator in the Submission Result.
  -- See comment regarding assignment of message identifiers,
  -- at the definition of EMSDMessageId.
  message-id                                      EMSDMessageId
};

DeliveryVerifyResult ::= SEQUENCE
{
                         status  DeliveryStatus
};

 DeliveryStatus  ::= ENUMERATED
{
        no-report-is-sent-out                   (1),
        delivery-report-is-sent-out             (2),

Banan                     Informational                      [Page 67]



        non-delivery-report-is-sent-out         (3)
};

-----------------------
-- DELIVER Operation --
-----------------------

deliver ES-OPERATION
    ARGUMENT DeliverArgument
    RESULT NULL
    ERRORS
    {
        deliveryControlViolated,
        securityError,
        resourceError,
        protocolViolation,
        messageError
    } ::= 35;

DeliverArgument ::= SEQUENCE
{
  -- Identifier of this message. This is the same identifier that
  -- was provided to the originator in the Submission Result.
  -- See comment regarding assignment of message identifiers,
  -- at the definition of EMSDMessageId.
  message-id                                      EMSDMessageId,

  -- Time the message was delivered to the recipient by EMSD-SA
  message-delivery-time                           DateTime,

  -- Time EMSD-SA originally took responsibility for processing
  -- of this message. This field shall be omitted if the message-id
  -- contains an EMSDLocalMessageId, because that field contains
  -- the submission time within it.
  message-submission-time [0]     IMPLICIT   DateTime OPTIONAL,

  -- Security features
  security                [1]     IMPLICIT   SecurityElement OPTIONAL,

  -- SegContentTypementation features for efficient transport
  segment-info                               SegmentInfo OPTIONAL,

  -- The type of the content
  content-type                               ContentType,

  --
  -- THE CONTENT --
  --

  -- The submitted (and now being delivered) content
  content                       ANY DEFINED BY content-type

Banan                     Informational                      [Page 68]



};

-- Submission Control Operation

submissionControl ES-OPERATION
    ARGUMENT SubmissionControlArgument
    RESULT SubmissionControlResult
    ERRORS
    {
        securityError,
        resourceError,
        protocolViolation
    } ::= 4;

SubmissionControlArgument ::= SEQUENCE
{
  -- Request an addition of or removal of a set of restrictions
  restrict               [0]     IMPLICIT Restrict DEFAULT update,

  -- Which operations are to be placed in the restriction set
  permissible-operations  [1]     IMPLICIT Operations OPTIONAL,

  -- What maximum content length should be allowed
  permissible-max-content-length
                          [2]     IMPLICIT INTEGER
                                  (0..ub-content-length) OPTIONAL,

  -- Security features
  security                [3]     IMPLICIT SecurityElement
                                                  OPTIONAL
};

SubmissionControlResult ::= SEQUENCE
{
  -- Operation types queued at the EMSD-SA due to existing
  -- restrictions.
  waiting-operations    [0]   IMPLICIT Operations DEFAULT { }

};

----------------------------------
-- Submission Verify Operation --
----------------------------------

submissionVerify  ES-OPERATION

    ARGUMENT SubmissionVerifyArgument
    RESULT SubmissionVerifyResult
    ERRORS
    {
        submissionVerifyError,

Banan                     Informational                      [Page 69]



        resourceError,
        protocolViolation
    } ::= 6;

SubmissionVerifyArgument ::= SEQUENCE
  -- Identifier of this message. This is the same identifier that
  -- was provided to the originator in the Submission Result.
  -- See comment regarding assignment of message identifiers,
  -- at the definition of EMSDMessageId.
  {
     message-id                       EMSDMessageId
  };

SubmissionVerifyResult ::= SEQUENCE
    {
        status  SubmissionStatus
    };

SubmissionStatus::= ENUMERATED
{
        send-message            (1),
        drop-message            (2)
};

-- GetConfiguration Operation
-- To be fully defined later. This will possibly include,
-- but not be limited to:
--      get-local-time-zone
--      get-protocol-version
--      etc.

getConfiguration ES-OPERATION

        ARGUMENT NULL
        RESULT NULL
        ERRORS
        {
            resourceError,
            protocolViolation
        } ::= 7;

-- SetConfiguration Operation
-- To be fully defined later.

setConfiguration ES-OPERATION

        ARGUMENT NULL
        RESULT NULL
        ERRORS
        {
            resourceError,

Banan                     Informational                      [Page 70]



            protocolViolation
        } ::= 8;

-- Security --

SecurityElement ::= SEQUENCE

{
  credentials                   Credentials,
  contentIntegrityCheck         ContentIntegrityCheck OPTIONAL
};

Credentials ::= CHOICE
{
  simple                          [0]   IMPLICIT SimpleCredentials
  -- Strong Credentials are for future study
  -- strong                       [1]   IMPLICIT StrongCredentials
  -- externalProcedure            [2]   EXTERNAL
};

SimpleCredentials ::= SEQUENCE

{
  eMSDAddress                         EMSDAddress OPTIONAL,
  password                    [0]     IMPLICIT OCTET STRING
                              (SIZE (0..ub-password-length)) OPTIONAL
};

-- StrongCredentials ::= NULL
-- for now.

-- ContentIntegrityCheck is a 16-bit checksum of content
ContentIntegrityCheck ::= INTEGER (0..65535);

SegmentInfo ::= CHOICE

{
  first           [APPLICATION 2]         IMPLICIT FirstSegment,
  other           [APPLICATION 3]         IMPLICIT OtherSegment
};

FirstSegment ::= SEQUENCE

{
  sequence-id                             INTEGER,
  number-of-segments                      INTEGER
  -- number-of-segments must not exceed ub-total-number-of-segments

};

OtherSegment ::= SEQUENCE

Banan                     Informational                      [Page 71]



{
  sequence-id                             INTEGER,
  segment-number                          INTEGER
};

-----------
-- Errors --
------------

protocolVersionNotRecognized  ERROR PARAMETER NULL ::= 1;

submissionControlViolated  ERROR PARAMETER NULL ::= 2;

messageIdentifierInvalid  ERROR PARAMETER NULL ::= 3;

securityError ERROR PARAMETER security-problem SecurityProblem ::= 4;

deliveryControlViolated   ERROR PARAMETER NULL ::= 5;

resourceError  ERROR PARAMETER NULL ::= 6;

protocolViolation  ERROR PARAMETER NULL ::= 7;

messageError  ERROR PARAMETER NULL ::= 8;

SecurityProblem ::= INTEGER (0..127);

--
-- EXPORTED Definitions (for use by associated specifications) --
--

ContentType ::=  INTEGER
{
  -- Content type 0 is reserved and shall never be transmitted.
  reserved                                 (0),
  -- Content types between 1 and 31 (inclusive) are for
  -- internal-use only
  probe                                    (1), -- reserved
  delivery-report                          (2), -- reserved

  -- Content types between 32 and 63 (inclusive) are for
  -- message types  defined within this specifications.
  emsd-interpersonal-messaging-1995        (32),
  voice-messaging                          (33) -- reserved

  -- Content types beyond and including 64 are for
  -- bilaterally-agreed use between peers.
} (0..127);

Banan                     Informational                      [Page 72]



-- If this message was originated as an RFC-822 message, then this
-- EMSDMessageId shall be the "Message-Id:" field from that message.
-- If this message was originated within the EMSD domain,
-- then this identifier shall be unique for the Message Center
-- generating this id.

EMSDMessageId ::= CHOICE
{
  emsdLocalMessageId     [APPLICATION 4]  IMPLICIT
                         EMSDLocalMessageId,
  rfc822MessageId        [APPLICATION 5]  IMPLICIT
                         AsciiPrintableString
                         (SIZE (0..ub-message-id-length))

};

EMSDLocalMessageId ::= SEQUENCE
{
  submissionTime                  DateTime,
  messageNumber                   INTEGER (0..ub-local-message-nu)
};

-- An Originator/Recipient Address in EMSD Environment

EMSDORAddress ::= CHOICE
{
  -- This is the local-format address
  emsd-local-address-format            EMSDAddress,

  -- This is a globally-unique RFC-822 Address
  rfc822DomainAddress                 AsciiPrintableString
};

EMSDAddress ::= SEQUENCE
{
  emsd-address         OCTET STRING
                                 (SIZE (1..ub-emsd-address-length)),

  -- emsd-address is a decimal integer in BCD (Binary Encoded Decimal)
  -- format.
  -- If it had an odd number of digits, it is padded with 0 on
  -- the left.

  emsd-name                [0]     IMPLICIT OCTET STRING
                                   (SIZE (0..ub-emsd-name-length))
                                   OPTIONAL
};

Banan                     Informational                      [Page 73]



DateTime ::= INTEGER;

Iso8859String ::=  GeneralString;

AsciiPrintableString ::= [ APPLICATION 0 ]
                         IMPLICIT Iso8859String (FROM

    (" "|"!"|"#"|"$"|"%"|"&"|"'"|"("|")"|"*"|"+"|","|"-"|"."|"/"|
     "0"|"1"|"2"|"3"|"4"|"5"|"6"|"7"|"8"|"9"|":"|";"|"<"|"="|">"|
     "?"|"@"|"A"|"B"|"C"|"D"|"E"|"F"|"G"|"H"|"I"|"J"|"K"|"L"|"M"|
     "N"|"O"|"P"|"Q"|"R"|"S"|"T"|"U"|"V"|"W"|"X"|"Y"|"Z"|"["|"]"|
     "^"|"_"|"`"|"a"|"b"|"c"|"d"|"e"|"f"|"g"|"h"|"i"|"j"|"k"|"l"|
     "m"|"n"|"o"|"p"|"q"|"r"|"s"|"t"|"u"|"v"|"w"|"x"|"y"|"z"|"{"|
     "|"|"}"|"~"|"\"|""""));

ProtocolVersionNumber ::= [APPLICATION 1]    SEQUENCE
{
  version-major                   INTEGER,
  version-minor           [0]     IMPLICIT INTEGER DEFAULT 0
}
END  -- end of EMSD-SubmissionAndDeliveryProtocol

B  EMSD-IPM ASN.1 MODULE

This section compiles in one place the complete ASN.1 Module for
EMSD-IPM.

EMSD-InterpersonalMessaging1995 DEFINITIONS ::=

BEGIN

IMPORTS EMSDORAddress, EMSDMessageId, AsciiPrintableString
  FROM EMSD-SubmissionAndDeliveryProtocol;

ub-recipients  INTEGER ::= 256;
ub-reply-to INTEGER ::= 256;
ub-subject-field INTEGER ::= 128;
ub-header-extensions INTEGER ::= 64;
ub-emsd-name-length INTEGER ::= 64;
ub-mime-version-length INTEGER ::= 8;
ub-mime-content-type-length INTEGER ::= 127;
ub-mime-content-id-length INTEGER ::= 127;
ub-mime-content-description-length INTEGER ::= 127;
ub-mime-content-transfer-encoding INTEGER ::= 127;

IPM ::=   SEQUENCE

Banan                     Informational                      [Page 74]



{
  heading                              Heading,
  body                                 Body OPTIONAL
};

Heading ::= SEQUENCE
{
  -- Address of the sending agent (person, program, machine) of
  -- this message. This field is mandatory if the sender
  -- is different than the originator.
  sender                      [0]     EMSDORAddress OPTIONAL,

  -- Address of the originator of the message
  -- (not necessarily the sender)
  originator                          EMSDORAddress,

  -- List of recipients and flags associated with each.
  recipient-data                      SEQUENCE SIZE (1..ub-recipients)
                                      OF PerRecipientFields,

  -- Flags applying to this entire message
  per-message-flags           [1]     IMPLICIT BIT STRING

  {
     -- Priority values
     -- At most one of "non-urgent" and "urgent" may be specified
     -- concurrently.  If neither is specified, then a Priority
     -- level of "normal" is assumed.
     priority-non-urgent             (0),
     priority-urgent                 (1),

     -- Importance values
     -- At most one of "low" and "high" may be specified
     --  concurrently.  If neither is specified, then an
     -- Importance level of "normal" is  assumed.
     importance-low                  (2),
     importance-high                 (3),

     -- Indication of whether this message has been automatically
     -- forwarded
     auto-forwarded                  (4)
   }  OPTIONAL,

  -- User-specified recipient who is to receive replies to this
  -- message.
  reply-to                    [2]     IMPLICIT SEQUENCE SIZE
                                      (1..ub-reply-to)
                                      OF EMSDORAddress OPTIONAL,

  -- Identifier of a previous message, for which this message
  -- is a reply

Banan                     Informational                      [Page 75]



  replied-to-IPM                       EMSDMessageId OPTIONAL,

  -- Subject of the message.
  subject                     [3]     IMPLICIT AsciiPrintableString
                                      (SIZE (0..ub-subject-field))
                                                OPTIONAL,

  -- RFC-822 header fields not explicitly provided for in
  -- this Heading. For messages incoming from the external
  -- world (i.e. in RFC-822 format), the Message-Id: field
  -- need not go here, as it is placed in the
  -- Envelope's EMSDMessageId (message-id) field.
  extensions                [4]   IMPLICIT  SEQUENCE
                            (SIZE (0..ub-header-extensions))
                                  OF  IPMSExtension OPTIONAL,

  -- MIME Version (if other than 1.0)
  mime-version            [5]     IMPLICIT AsciiPrintableString
                                  (SIZE
                                  (0..ub-mime-version-length))
                                          OPTIONAL,

  -- Top-level MIME Content Type
  mime-content-type       [6]     IMPLICIT AsciiPrintableString
                                  (SIZE (0..
                                   ub-mime-content-type-length))
                                             OPTIONAL,

  -- MIME Content Id
  mime-content-id         [7]     IMPLICIT AsciiPrintableString
                                  (SIZE (0..
                                   ub-mime-content-id-length))
                                            OPTIONAL,

  -- MIME Content Description
  mime-content-description [8]    IMPLICIT AsciiPrintableString
                                  (SIZE (0..
                               ub-mime-content-description-length))
                                            OPTIONAL,

  -- Top-level MIME Content Type
  mime-content-transfer-encoding
                           [9]     IMPLICIT AsciiPrintableString
                     (SIZE (0..ub-mime-content-transfer-encoding))
                                               OPTIONAL
};

PerRecipientFields ::= SEQUENCE
{
  recipient-address                            EMSDORAddress,
  per-recipient-flags                          BIT STRING

Banan                     Informational                      [Page 76]



   {
      -- Recipient Types.
      -- At most one of "copy" and "blind-copy" may be
      -- specified concurrently for a single recipient.  If
      -- neither is specified, than the recipient
      -- is assumed to be a "primary" recipient.
      recipient-type-copy                             (0),
      recipient-type-blind-copy                       (1),

      -- Notification Request Types.
      -- Only one of "rn" and "nrn" may be specified
      -- concurrently, \\x110011 for a single recipient.
      -- "rn" implies "nrn" in addition.
      notification-request-rn                         (2),
      notification-request-nrn                        (3),
      notification-request-ipm-return                 (4),

      -- Report Request Types
      -- At most one of these should be set for a
      -- particular recipient. "delivery" implies "non-delivery"
      -- in addition.
      report-request-non-delivery                     (5),
      report-request-delivery                         (6),

      -- Originator-to-Recipient request for a reply.
      reply-requested                                 (7)
   }  DEFAULT { report-request-non-delivery }

};

IPMSExtension ::= SEQUENCE
{
  x-header-label                      AsciiPrintableString,
  x-header-value                      AsciiPrintableString
};

Body ::= SEQUENCE
{
  compression-method          [0]     IMPLICIT CompressionMethod
                                                 OPTIONAL,
  -- If compression method is not specified,
  -- "no-compression" is implied.

  message-body                        OCTET STRING
  -- See MIME for structure of the Body.
  -- If a compression method is specified, the entire text containing
  -- the Content-Type: element followed by the RFC-822 body are
  -- compressed using the specified method, and placed herein.
};

Banan                     Informational                      [Page 77]



CompressionMethod ::= INTEGER
{
  -- Compression Methods numbered 0 to 63 are reserved for
  -- assignment within this and associated specifications.
  no-compression                  (0),
  lempel-ziv                      (1)

  -- Compression Methods numbered between 64 and 127 may be
  --  used on a bilaterally-agreed basis between peers.
} (0..127)

END  -- end of EMSD-InterpersonalMessaging1995

C  RATIONALE FOR KEY DESIGN DECISIONS

This section summarizes the rationale behind key design decisions that
were made while developing the EMSD Protocols.

C.1  Deviation From The SMTP Model

SMTP is the main mail transport mechanism throughout the Internet.
SMTP is widely deployed and well understood by many engineers who
specialize in Internet email.  Because of these reasons, works based
on SMTP or derived from it have a higher likelyhood of being widely
deployed throughout the Internet.

However, SMTP is highly inefficient for transfer of short messages.
SMTP's inefficiency applies to both the number of transmissions and
also to the number of bytes transmitted.

Even when fully optimized with PIPELINING, SMTP is still quite
inefficient.

Submission of a short message with SMTP involves 15 transmissions.
Submission of a short message with SMTP and PIPELINING involves 9
transmissions.  Submission of a short message with EMSD (EMSD-P and
ESRO) involves 3 transmissions (in typical cases).

The key requirement driving the design of EMSD is efficiency.  It was
determined that the at least 3 fold gains in efficiency justifies the
deviation from the SMTP model.

C.1.1  Comparison of SMTP and EMSD Efficiency

The table below illustrates the number of N-PDUs exchanged for
transfer of a short Internet email when using SMTP, SMTP and

Banan                     Informational                      [Page 78]



PIPELINING, QMTP and EMSD. The names used for identifying the PDUs are
informal names.

        SMTP      SMTP + pipelining   QMTP, QMQP,   EMSD
        -------   -----------------   ------------  -----------
client: SYN       SYN                 SYN           Submit.Req
server: SYN ok    SYN ok              SYN           Submit.Resp
client: HELO      EHLO                message       ack
server: ok        PIPELINING          accept close
client: MAIL      MAIL RCPT DATA      close
server: ok        ok
client: RCPT      message QUIT
server: ok        accept ok close
client: DATA      close
server: ok
client: message
server: accept
client: QUIT
server: ok close
client: close

C.2  Use of ESRO Instead of TCP

In order to provide the same level of reliability that the existing
email protocols provide for short messages, it is clear that a
reliable underlying service is needed.  UDP [6], by itself, is clearly
not adequate.

Use of TCP however, involves three phases:

 1. Connection Establishment

 2. Data Transfer

 3. Disconnect

Reliable transfer of a short message using TCP at a minimum involves 5
transmissions as it is the case with QMTP.

The key requirement driving the design of EMSD is Efficiency.  It was
determined that elimination of the extra 2 transmissions that are an
inherent characteristic of TCP, justifies deviation from it.

ESRO protocol, as specified in (RFC-2188 [1]), provides reliable
connectionless remote operation services on top of UDP [6] with

Banan                     Informational                      [Page 79]



minimum overhead.  ESRO protocol supports segmentation and reassembly,
concatenation and separation.

Reliable transfer of a short message using ESRO involves 3
transmissions as it is the case with EMSD-P.

C.3  Use Of Remote Procedure Call (RPC) Model

Many Internet protocols are "text-based".  Few Internet protocols are
RPC based.  Protocols designed around the "text-based" approach have a
better track record of acceptance throughout the Internet.

Considering that message submission and delivery in EMSD involve no
more than two data exchanges, the text-based model becomes the same as
an operation.  Furthermore, the RPC model is the natural way of using
ESRO.

C.4  Use Of ASN.1

In order to minimize the number of bytes transferred, efficient
encoding mechanisms are needed.

Amongst today's encoding mechanisms, ASN.1 has the unique feature of
separating the abstract syntax from the encoding rules.  By selecting
ASN.1 as the notation used for expressing EMSD's information objects,
EMSD has the flexibility of using the most efficient encoding rules
such as Packed Encoding Rules (PER) when they are available.

Efficient encoding can always be better performed when the syntax of
the information is known.  In general, encoding and compression
techniques which use the knowledge of the syntax of the information
produce better results than those compression techniques that work on
arbitrary text.

D  FURTHER DEVELOPMENT

Beyond this documentation of existing implementations, further
development of EMSD protocol is anticipated.

The following deficiencies and areas of improvement are identified.

  o Mapping of RFC-822 to EMSD-FS needs to be more explicit.

  o Mapping of EMSD-FS to RFC-822 needs to be more explicit.

  o Text of duplicate detection section needs more structure.

Banan                     Informational                      [Page 80]



  o SubmissionControl operation needs more informative description.

  o Based on implementor's feedback the "EMSD PROCEDURE FOR
    OPERATIONS" section needs to be adjusted or re-done.

  o The EMSD protocol can be extended to also support transfer of raw
    RFC-822 text-based messages in addition to EMSD-FS. This would be
    a trade-off in favor of "ease of implementation" against
    "efficiency of bytes transfered".

  o Provide mechanisms to support fully automated initial provisioning
    of mail-boxes.

Future development of the EMSD Protocol is anticipated to take place
at http://www.emsd.org/.  Those interested in further development and
maintenance of this protocol are invited to join the various mailing
lists hosted at http://www.emsd.org/.

References

[1] M. Banan, J. Cheng, and M. Taylor. At&t/neda's efficient short
    remote operations (ESRO) protocol specification version 1.2.
    Request for Comments (Informational) 2188, Neda Communications,
    Inc., September 1997.
[2] S. Bradner. Key words for use in RFCs to indicate requirement
    levels. BC 2119, Internet Engineering Task Force, March 1997.

[3] D. Crocker. Standard for the format of ARPA internet text
    messages. Request for Comments (Standard) STD 11, 822, Internet
    Engineering Task Force, August 1982. (Obsoletes RFC733); (Updated
    by RFC987); (Updated by RFC1327).

[4] Information Processing --- Open Systems
    Interconnection --- Specification of Packed Encoding Rules for
    Abstract Syntax Notation One (ASN.1). International Organization
    for Standardization and International Electrotechnical Committee.
    International Standard 8825-2.
[5] Information Processing --- Open Systems
    Interconnection --- Specification of Basic Encoding Rules for
    Abstract Syntax Notation One (ASN.1). International Organization
    for Standardization and International Electrotechnical Committee,
    1987. International Standard 8825.

[6] Jon B. Postel. User Datagram Protocol. Request for Comments 768,
    DDN Network Information Center, SRI International, August 1980.

INTERNET DRAFT          EXPIRES JULY 1999               INTERNET DRAFT