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Active Operations, Administration, and Maintenance (OAM) for Service Function Chaining (SFC)
RFC 9516

Document Type RFC - Proposed Standard (November 2023)
Authors Greg Mirsky , Wei Meng , Ting Ao , Bhumip Khasnabish , Kent Leung , Gyan Mishra
Last updated 2023-11-20
RFC stream Internet Engineering Task Force (IETF)
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RFC 9516


Internet Engineering Task Force (IETF)                         G. Mirsky
Request for Comments: 9516                                      Ericsson
Category: Standards Track                                        W. Meng
ISSN: 2070-1721                                          ZTE Corporation
                                                                   T. Ao
                                                            China Mobile
                                                           B. Khasnabish
                                                                K. Leung
                                                  Individual Contributor
                                                               G. Mishra
                                                            Verizon Inc.
                                                           November 2023

  Active Operations, Administration, and Maintenance (OAM) for Service
                        Function Chaining (SFC)

Abstract

   A set of requirements for active Operations, Administration, and
   Maintenance (OAM) for Service Function Chaining (SFC) in a network is
   presented in this document.  Based on these requirements, an
   encapsulation of active OAM messages in SFC and a mechanism to detect
   and localize defects are described.

Status of This Memo

   This is an Internet Standards Track document.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Further information on
   Internet Standards is available in Section 2 of RFC 7841.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   https://www.rfc-editor.org/info/rfc9516.

Copyright Notice

   Copyright (c) 2023 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (https://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Revised BSD License text as described in Section 4.e of the
   Trust Legal Provisions and are provided without warranty as described
   in the Revised BSD License.

Table of Contents

   1.  Introduction
   2.  Terminology and Conventions
     2.1.  Requirements Language
     2.2.  Acronyms
   3.  Requirements for Active OAM in SFC
   4.  Active OAM Identification in the NSH
   5.  SFC Active OAM Header
   6.  Echo Request/Reply for SFC
     6.1.  Return Codes
     6.2.  Authentication in Echo Request/Reply
     6.3.  SFC Echo Request Transmission
       6.3.1.  Source ID TLV
     6.4.  Processing a Received SFC Echo Request
       6.4.1.  Errored TLVs TLV
     6.5.  SFC Echo Reply Transmission
       6.5.1.  Reply Service Function Path TLV
       6.5.2.  Theory of Operation
       6.5.3.  SFC Echo Reply Reception
       6.5.4.  Tracing an SFP
     6.6.  The Use of the Consistency Verification Request Message
       6.6.1.  SFF Information Record TLV
       6.6.2.  SF Information Sub-TLV
       6.6.3.  SF Information Sub-TLV Construction
   7.  Security Considerations
   8.  Operational Considerations
   9.  IANA Considerations
     9.1.  SFC Active OAM Protocol
     9.2.  SFC Active OAM
       9.2.1.  SFC Active OAM Message Types
       9.2.2.  SFC Echo Request Flags
       9.2.3.  SFC Echo Types
       9.2.4.  SFC Echo Reply Modes
       9.2.5.  SFC Echo Return Codes
       9.2.6.  SFC Active OAM TLV Types
       9.2.7.  SF Identifier Types
   10. References
     10.1.  Normative References
     10.2.  Informative References
   Acknowledgments
   Contributors
   Authors' Addresses

1.  Introduction

   [RFC7665] defines data plane elements necessary to implement Service
   Function Chaining (SFC).  These include the following:

   1.  Classifiers that perform the classification of incoming packets.
       Such classification may result in associating a received packet
       to a service function chain.

   2.  Service Function Forwarders (SFFs) that are responsible for
       forwarding traffic to one or more connected Service Functions
       (SFs) according to the information carried in the SFC
       encapsulation and handling traffic coming back from the SFs and
       forwarding it to the next SFF.

   3.  SFs that are responsible for executing specific service treatment
       on received packets.

   There are different views from different levels of SFC.  One is the
   service function chain, an entirely abstract view, which defines an
   ordered set of SFs that must be applied to packets selected based on
   classification rules.  But the service function chain doesn't specify
   the exact mapping between SFFs and SFs.  Thus, another logical
   construct used in SFC is a Service Function Path (SFP).  According to
   [RFC7665], an SFP is the instantiation of SFC in the network and
   provides a level of indirection between the entirely abstract SFCs
   and a fully specified, ordered list of SFF and SF identities that the
   packet will visit when it traverses SFC.  The latter entity is
   referred to as Rendered Service Path (RSP).  The main difference
   between an SFP and RSP is that the former is the logical construct,
   while the latter is the realization of the SFP via the sequence of
   specific SFC data plane elements.

   This document defines how active Operations, Administration, and
   Maintenance (OAM), per the definition of active OAM in [RFC7799], is
   implemented when the Network Service Header (NSH) [RFC8300] is used
   as the SFC encapsulation.  Following the analysis of SFC OAM in
   [RFC8924], this document applies and, when necessary, extends
   requirements listed in Section 4 of [RFC8924] for the use of active
   OAM in an SFP supporting fault management and performance monitoring.
   Active OAM tools that are conformant to this specification improve
   OAM's ability for Fault Management (FM) by, for example, using the
   query mechanism to troubleshoot and localize defects, which conforms
   to the stateless character of transactions in SFC NSH [RFC8300].
   Note that Performance Monitoring OAM, as required by [RFC8924], is
   not satisfied by this document and is out of scope.  For the purpose
   of FM OAM in SFC, the SFC Echo Request and Echo Reply are specified
   in Section 6.  These mechanisms enable on-demand continuity check and
   connectivity verification, among other operations, over SFC in
   networks and address functionalities discussed in Sections 4.1, 4.2,
   and 4.3 of [RFC8924].  The SFC Echo Request and Echo Reply can be
   used with encapsulations other than the NSH, for example, using MPLS
   encapsulation, as described in [RFC8595].  The applicability of the
   SFC Echo Request/Reply mechanism in SFC encapsulations other than the
   NSH is outside the scope of this document.

   The intended scope of SFC active OAM is for use within a single
   provider's operational domain.  The SFC active OAM deployment scope
   is deliberately constrained, as explained in [RFC7665] and [RFC8300],
   and limited to a single network administrative domain.

2.  Terminology and Conventions

   The terminology defined in [RFC7665] is used extensively throughout
   this document, and the reader is expected to be familiar with it.

   In this document, SFC OAM refers to an active OAM [RFC7799] in an SFC
   architecture.  Additionally, "Echo Request/Reply" and "SFC Echo
   Request/Reply" are used interchangeably.

2.1.  Requirements Language

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
   "OPTIONAL" in this document are to be interpreted as described in
   BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
   capitals, as shown here.

2.2.  Acronyms

   E2E:  End-to-End

   FM:  Fault Management

   MAC:  Message Authentication Code

   NSH:  Network Service Header

   OAM:  Operations, Administration, and Maintenance

   RSP:  Rendered Service Path

   SF:  Service Function

   SFC:  Service Function Chaining

   SFF:  Service Function Forwarder

   SFI:  Service Function Instance

   SFP:  Service Function Path

3.  Requirements for Active OAM in SFC

   As discussed in [RFC8924], SFC-specific means are needed to perform
   the FM OAM task in an SFC architecture, including failure detection,
   defect characterization, and localization.  This document defines the
   set of requirements for active FM OAM mechanisms to be used in an SFC
   architecture.

                 +-----+ +-----+ +-----+ +-----+ +-----+ +-----+
                 |SFI11| |SFI12| |SFI21| |SFI22| |SFI31| |SFI32|
                 +-----+ +-----+ +-----+ +-----+ +-----+ +-----+
                     \    /          \   /           \    /
      +----------+   +----+         +----+          +----+
      |Classifier|---|SFF1|---------|SFF2|----------|SFF3|
      +----------+   +----+         +----+          +----+

            Figure 1: An Example of SFC Data Plane Architecture

   The architecture example depicted in Figure 1 considers a service
   function chain that includes three distinct service functions.  In
   this example, the SFP traverses SFF1, SFF2, and SFF3.  Each SFF is
   connected to two Service Function Instances (SFIs) of the same SF.
   End-to-End (E2E) SFC OAM has the Classifier as the ingress and SFF3
   as its egress.  The scope of Segment SFC OAM is between two elements
   that are part of the same SFP.  The following are the requirements
   for an FM SFC OAM, whether with the E2E or segment scope:

   REQ1:  Packets of SFC active OAM SHOULD be fate sharing with the
          monitored SFC data in the forward direction from ingress
          toward egress endpoint(s) of the OAM test.

   The fate sharing, in the SFC environment, is achieved when a test
   packet traverses the same path and receives the same treatment in the
   underlay network layer as an SFC-encapsulated packet.

   REQ2:  SFC OAM MUST support monitoring of the continuity of the SFP
          between any of its elements.

   An SFC failure might be declared when several consecutive test
   packets are not received within a predetermined time.  For example,
   in the E2E FM SFC OAM case, i.e., the egress, SFF3 (Figure 1) could
   be the entity that detects the SFP's failure by monitoring a flow of
   periodic test packets.  The ingress may be capable of recovering from
   the failure, e.g., using redundant SFC elements.  Thus, it is
   beneficial for the egress to signal the new defect state to the
   ingress, which in this example, is the Classifier, hence, the
   following requirement:

   REQ3:  SFC OAM MUST support Remote Defect Indication notification by
          the egress to the ingress.

   REQ4:  SFC OAM MUST support connectivity verification of the SFP.
          The definitions of the misconnection defect, entry, and exit
          criteria are outside the scope of this document.

   Once an SFF detects the defect, the objective of the SFC OAM changes
   from the detection of a defect to defect characterization and
   localization.

   REQ5:  SFC OAM MUST support fault localization of the loss of
          continuity check within an SFP.

   REQ6:  SFC OAM MUST support an SFP tracing to discover the RSP.

   In the example presented in Figure 1, two distinct instances of the
   same SF share the same SFF.  In this example, the SFP can be realized
   over several RSPs that use different instances of the SF of the same
   type, for instance, RSP1(SFI11--SFI21--SFI31) and RSP2(SFI12--SFI22--
   SFI32).  Available RSPs can be discovered using the trace function
   discussed in Section 4.3 of [RFC8924] or the procedure defined in
   Section 6.5.4.

   REQ7:  SFC OAM MUST have the ability to discover and exercise all
          available RSPs in the network.

   The SFC OAM layer model described in [RFC8924] offers an approach for
   defect localization within a service function chain.  As the first
   step, the SFP's continuity for SFFs that are part of the same SFP
   could be verified.  After the reachability of SFFs has already been
   verified, SFFs that serve an SF may be used as a test packet source.
   In such a case, an SFF can act as a proxy for another element within
   the service function chain.

   REQ8:  SFC OAM MUST be able to trigger on-demand FM remotely with
          responses being directed toward the initiator of the remote
          request.

   The conformance of the SFC Echo Request/Reply mechanism to these
   requirements is reflected below:

   REQ1:  Fate sharing via the SFC Echo Request/Reply defined in
          Section 6.

   REQ2:  Continuity monitoring via the SFP tracing defined in
          Section 6.5.4.

   REQ3:  Remote defect detection via the SFC Echo Request/Reply defined
          in Section 6.

   REQ4:  Connectivity verification via the SFP tracing defined in
          Section 6.5.4.

   REQ5:  Fault localization via verification of the SFP consistency
          defined in Section 6.6.

   REQ6:  SFP tracing as described in Section 6.5.4 and verification of
          SFP consistency as defined in Section 6.6.

   REQ7:  Discover and exercise available RSPs via trace defined in
          Section 6.5.4.

   REQ8:  Can be addressed by adding the proxying capability to the SFC
          Echo Request/Reply described in this document.  [RFC7555]
          describes an example of a proxy function for an Echo Request.
          Specification of a proxy function for SFC Echo Request is
          outside the scope of this document.

4.  Active OAM Identification in the NSH

   SFC active OAM combines OAM commands and/or data included in a
   message that immediately follows the NSH.  To identify the SFC active
   OAM message, the Next Protocol field MUST be set to SFC Active OAM
   (0x07) (Section 9.1).  The O bit in the NSH MUST be set, according to
   [RFC9451].  A case when the O bit is clear and the Next Protocol
   field value is set to SFC Active OAM (0x07) is considered an
   erroneous combination.  An implementation MUST report it.  Although
   the notification mechanism is outside the scope of this
   specification, note that it MUST include rate-limiting control.  The
   packet SHOULD be dropped.  An implementation MAY have control to
   enable the processing of the OAM payload.

5.  SFC Active OAM Header

   SFC OAM is required to perform multiple tasks.  Several active OAM
   protocols could be used to address all the requirements.  When IP/UDP
   encapsulation of an SFC OAM control message is used, protocols can be
   demultiplexed using the destination UDP port number.  But an extra
   IP/UDP header, especially in an IPv6 network, adds overhead compared
   to the length of an Active OAM Control Packet (e.g., BFD Control
   packet [RFC5880]).  In some environments, for example, when measuring
   performance metrics, it is beneficial to transmit OAM packets in a
   broad range of lengths to emulate application traffic closer.  This
   document defines an Active OAM Header (Figure 2) to demultiplex
   active OAM protocols on SFC.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   V   | Msg Type  | Reserved  |          Length               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~              SFC Active OAM Control Packet                    ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                      Figure 2: SFC Active OAM Header

   V -  a four-bit field that indicates the current version of the SFC
      Active OAM Header.  The current value is 0.  The version number is
      to be incremented whenever a change is made that affects the
      ability of an implementation to parse or process the SFC Active
      OAM Header correctly, for example, if syntactic or semantic
      changes are made to any of the fixed fields.

   Msg Type -  a six-bit field that identifies the OAM protocol, e.g.,
      the Echo Request/Reply.

   Reserved -  a six-bit field.  It MUST be zeroed on transmission and
      ignored on receipt.

   Length -  a two-octet field that is the length of the SFC Active OAM
      Control Packet in octets.

6.  Echo Request/Reply for SFC

   The Echo Request/Reply is a well-known active OAM mechanism
   extensively used to verify a path's continuity, detect
   inconsistencies between a state in control and the data planes, and
   localize defects in the data plane.  ICMP ([RFC0792] for IPv4 and
   [RFC4443] for IPv6 networks) and MPLS [RFC8029] are examples of
   broadly used active OAM protocols based on the Echo Request/Reply
   principle.  The SFC Echo Request/Reply control message (format is
   presented in Figure 3) is an instance of the SFC Active OAM Control
   Packet that is a part of the SFC Active OAM Header (Figure 2).

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      Echo Request Flags       |          Reserved             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Echo Type   |   Reply Mode  |  Return Code  |Return Subcode |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                        Sender's Handle                        |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                         Sequence Number                       |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                              TLVs                             ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                  Figure 3: SFC Echo Request/Reply Format

   The interpretation of the fields is as follows:

   Echo Request Flags -  a two-octet bit vector field.  Section 9.2.2
      requests IANA to create a new registry for flags.  This
      specification defines all flags for future use.  Flags MUST be
      zeroed on transmission and ignored on receipt.

   Reserved -  a two-octet field.  It MUST be zeroed on transmission and
      ignored on receipt.

   Echo Type -  a one-octet field that reflects the packet type.  SFC
      Echo Request/Reply Echo Types, defined in this document, are
      listed in Section 9.2.3.

   Reply Mode -  a one-octet field.  It defines the type of the return
      path requested by the sender of the Echo Request.

   Return Code and Return Subcode -  one-octet fields each.  These can
      be used to inform the sender about the result of processing its
      request.  For all Return Code values defined in this document
      (Section 9.2.5), the value of the Return Subcode field MUST be set
      to zero.

   Sender's Handle -  a four-octet field.  It MUST be filled in by the
      sender of the Echo Request and returned unchanged by the Echo
      Reply sender (if a reply is being sent).  The sender of the Echo
      Request SHOULD use a pseudorandom number generator [RFC4086] to
      set the value of the Sender's Handle field.  In some use cases, an
      implementation MAY use the Sender's Handle for proprietary
      signaling as long as the system that receives the SFC Echo Request
      doesn't alter the value of the Sender's Handle field but copies it
      into the SFC Echo Reply.

   Sequence Number -  a four-octet field.  It is assigned by the sender
      and can be, for example, used to detect missed replies.  The
      initial Sequence Number contains an unsigned integer that wraps
      around.  It MUST be pseudorandomly generated [RFC4086] and then
      SHOULD be monotonically increasing in the course of the test
      session.  If a reply is sent, the sender of the SFC Echo Reply
      message MUST copy the value from the received SFC Echo Request.

   TLV is a variable-length construct whose length is multiple four-
   octet words.  Multiple TLVs MAY be placed in an SFC Echo Request/
   Reply packet.  None, one, or more sub-TLVs may be enclosed in the
   value part of a TLV, subject to the semantics of the (outer) TLV.  If
   no TLVs are included in an SFC Echo Request/Reply, the value of the
   Length field in the SFC Active OAM Header MUST be 16 octets.
   Figure 4 presents the format of an SFC Echo Request/Reply TLV, where
   the fields are defined as follows:

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |      Type     |    Reserved   |           Length              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                            Value                              ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                Figure 4: SFC Echo Request/Reply TLV Format

   Type -  a one-octet field that characterizes the interpretation of
      the Value field.  Type values are allocated according to
      Section 9.2.6.

   Reserved -  a one-octet field.  The field MUST be zeroed on
      transmission and ignored on receipt.

   Length -  a two-octet field equal to the Value field's length in
      octets as an unsigned integer.

   Value -  a variable-length field.  The value of the Type field
      determines its interpretation and encoding.

6.1.  Return Codes

   The value of the Return Code field MUST be set to zero by the sender
   of an Echo Request.  The receiver of said Echo Request MUST set it to
   one of the values in IANA's "SFC Echo Return Codes" registry
   (Section 9.2.5) in the corresponding Echo Reply that it generates.

6.2.  Authentication in Echo Request/Reply

   Authentication can be used to protect the integrity of the
   information in the SFC Echo Request and/or Echo Reply.  In [RFC9145],
   a variable-length Context Header has been defined to protect the
   integrity of the NSH and the payload.  The header can also be used
   for the optional encryption of sensitive metadata.  The MAC#1 Context
   Header is more suitable for the integrity protection of SFC active
   OAM, particularly of the SFC Echo Request and Echo Reply, as defined
   in this document.  On the other hand, using the MAC#2 Context Header
   allows the detection of mishandling of the O bit by a transient SFC
   element.

6.3.  SFC Echo Request Transmission

   The SFC Echo Request control packet MUST use the appropriate underlay
   network encapsulation of the monitored SFP.  The Echo Request MUST
   set the O bit in the NSH, as defined in [RFC9451].  The NSH MUST be
   immediately followed by the SFC Active OAM Header defined in
   Section 4.  The Echo Type field's value in the SFC Active OAM Header
   MUST be set to the SFC Echo Request/Reply value (1), per
   Section 9.2.1.

   The value of the Reply Mode field MUST be set to one of the
   following:

   Do Not Reply (1) -  This is the value if one-way monitoring is
      desired.  If the Echo Request is used to measure synthetic packet
      loss, the receiver may report loss measurement results to a remote
      node.  Ways of learning the identity of that node are outside the
      scope of this specification.

   Reply via an IPv4/IPv6 UDP Packet (2) -  If an SFC Echo Request is
      not encapsulated in IP/UDP, then this value requests the use of
      the Source ID TLV Section 6.3.1).

   Reply via Specified Path (4) -  This value requests the use of the
      particular return path specified in the included TLV to verify
      bidirectional continuity and may also increase the robustness of
      the monitoring by selecting a more stable path.  Section 6.5.1
      provides an example of communicating an explicit path for the Echo
      Reply.

   Reply via an IPv4/IPv6 UDP Packet with the data integrity
   protection (5) -  This value requests the use of the MAC Context
      Header [RFC9145].

   Reply via Specified Path with the data integrity protection (7) -
      This value requests the use of the MAC Context Header [RFC9145].

6.3.1.  Source ID TLV

   The responder to the SFC Echo Request encapsulates the SFC Echo Reply
   message in the IP/UDP packet if the Reply Mode is "Reply via an IPv4/
   IPv6 UDP Packet" or "Reply via an IPv4/IPv6 UDP Packet with the data
   integrity protection".  Because the NSH does not identify the ingress
   node that generated the Echo Request, information that sufficiently
   identifies the source MUST be included in the message so that the IP
   destination address and destination UDP port number for IP/UDP
   encapsulation of the SFC Echo Reply could be derived.  The sender of
   the SFC Echo Request MUST include the Source ID TLV (Figure 5).

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Source ID  |   Reserved1   |           Length              |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |          Port Number          |           Reserved2           |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                         IP Address                            ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                        Figure 5: SFC Source ID TLV

   The fields are defined as follows:

   Source ID -  the value MUST be set to 1 (Section 9.2.6).

   Reserved1 -  a one-octet field.  The field MUST be zeroed on
      transmission and ignored on receipt.

   Length -  the value equals the length of the data following the
      Length field counted in octets.  The value of the Length field can
      be 8 or 20.  If the value of the field is neither, the Source ID
      TLV is considered to be malformed.

   Port Number -  a two-octet field.  It contains the UDP port number of
      the sender of the SFC OAM control message.  The value of the field
      MUST be used as the destination UDP port number in the IP/UDP
      encapsulation of the SFC Echo Reply message.

   Reserved2 -  a two-octet field.  The field MUST be zeroed on transmit
      and ignored on receipt.

   IP Address -  a field that contains the IP address of the sender of
      the SFC OAM control message, i.e., IPv4 or IPv6.  The value of the
      field MUST be used as the destination IP address in the IP/UDP
      encapsulation of the SFC Echo Reply message.

   A single Source ID TLV for each address family, i.e., IPv4 and IPv6,
   MAY be present in an SFC Echo Request message.  If the Source ID TLVs
   for both address families are present in an SFC Echo Request message,
   the SFF MUST NOT replicate an SFC Echo Reply but choose the
   destination IP address for the one SFC Echo Reply it sends based on
   the local policy.  The source IP address used in the IP/UDP
   encapsulation of the SFC Echo Reply is one of the IP addresses
   associated with the responder.  The value of the Port Number field
   MUST be used as the destination UDP port number in the IP/UDP
   encapsulation of the SFC Echo Reply message.  The responder selects
   the source UDP port number from the dynamic range of port numbers.
   If more than one Source ID TLV per the address family is present, the
   receiver MUST use the first TLV and ignore the rest.  The Echo Reply
   message, including relevant TLVs, follows the IP/UDP headers
   immediately.

6.4.  Processing a Received SFC Echo Request

   Punting a received SFC Echo Request to the control plane for
   validation and processing is triggered by one of the following packet
   processing exceptions: NSH TTL expiration, NSH Service Index
   expiration, or the receiver is the terminal SFF for an SFP.

   An SFF that received the SFC Echo Request MUST validate the packet as
   follows:

   1.  If the SFC Echo Request is integrity protected, the receiving SFF
       first MUST verify the authentication.

       1.1.  Suppose the authentication validation has failed and the
             Source ID TLV is considered properly formatted.  In that
             case, the SFF MUST send an SFC Echo Reply with the Return
             Code set to 3 ("Authentication failed") and the Subcode set
             to zero to the system identified in the Source ID TLV (see
             Section 6.5), according to a rate-limit control mechanism.

       1.2.  If the authentication is validated successfully, the SFF
             that has received an SFC Echo Request verifies the rest of
             the packet's general consistency.

   2.  Validate the Source ID TLV, as defined in Section 6.3.1.

       2.1.  If the Source ID TLV is determined to be malformed, the
             received SFC Echo Request processing is stopped, the
             message is dropped, and the event SHOULD be logged,
             according to a rate-limiting control for logging.

   3.  The Sender's Handle and Sequence Number fields are not examined
       but are copied in the SFC Echo Reply message.

   4.  If the packet is not well formed, i.e., not formed according to
       this specification, the receiving SFF SHOULD send an SFC Echo
       Reply with the Return Code set to 1 ("Malformed Echo Request
       received") and the Subcode set to zero under the control of the
       rate-limiting mechanism to the system identified in the Source ID
       TLV (see Section 6.5).

   5.  If there are any TLVs that the SFF does not understand, the SFF
       MUST send an SFC Echo Reply with the Return Code set to 2 ("One
       or more of the TLVs was not understood") and set the Subcode to
       zero.  Also, the SFF MAY include an Errored TLVs TLV
       (Section 6.4.1) that, as sub-TLVs, contains only the
       misunderstood TLVs.

   6.  If the consistency check of the received Echo Request succeeded,
       i.e., the Echo Request is deemed properly formed, then the SFF at
       the end of the SFP MUST send an SFC Echo Reply with the Return
       Code set to 5 ("End of the SFP") and the Subcode set to zero.

   7.  If the SFF is not at the end of the SFP and the NSH TTL value is
       1, the SFF MUST send an SFC Echo Reply with the Return Code set
       to 4 ("SFC TTL Exceeded") and the Subcode set to zero.

   8.  In all other cases, for the validated Echo Request message, a
       transit, i.e., not at the end of the SFP, SFF MUST send an SFC
       Echo Reply with the Return Code set to 0 ("No Error") and the
       Subcode set to zero.

6.4.1.  Errored TLVs TLV

   If the Return Code for the Echo Reply is determined as 2 ("One or
   more of the TLVs was not understood"), the Errored TLVs TLV might be
   included in an Echo Reply.  The use of this TLV is meant to inform
   the sender of an Echo Request of TLVs either not supported by an
   implementation or parsed and found to be in error.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  Errored TLVs |    Reserved   |            Length             |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |                             Value                             |
   .                                                               .
   .                                                               .
   .                                                               .
   |                                                               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                         Figure 6: Errored TLVs TLV

   The fields are defined as follows:

   Errored TLVs -  the field MUST be set to 2 (Section 9.2.6).

   Reserved -  the field MUST be zeroed on transmission and ignored on
      receipt.

   Length -  the value equals to length of the Value field in octets.

   Value -  the field contains the TLVs, encoded as sub-TLVs (as shown
      in Figure 7), that were not understood or failed to be parsed
      correctly.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |  Sub-TLV Type |    Reserved   |        Sub-TLV Length         |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ~                        Sub-TLV Value                          ~
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

            Figure 7: Not Understood or Failed TLV as a Sub-TLV

   The fields are defined as follows:

   Sub-TLV Type -  a copy of the first octet of the TLV that is not
      understood or failed to be parsed.

   Reserved -  MUST be zeroed on transmission and ignored on receipt.

   Sub-TLV Length -  the value equals the value of the Length field of
      the errored TLV.

   Sub-TLV Value -  the field contains data that follows the Length
      field in the errored TLV.

6.5.  SFC Echo Reply Transmission

   The Reply Mode field directs whether and how the Echo Reply message
   should be sent.  The Echo Request sender MAY use TLVs to request that
   the corresponding Echo Reply be transmitted over the specified path.
   For example, a TLV that specifies the return path of the Echo Reply
   if the Return Mode in the Echo Request is set to Reply via Specified
   Path (4) is described in Section 6.5.1.  Value 1 is the "Do Not
   Reply" mode and suppresses the Echo Reply packet transmission.  The
   value 2 of the Reply Mode field requests sending the Echo Reply
   packet out-of-band as an IPv4/IPv6 UDP packet.

6.5.1.  Reply Service Function Path TLV

   While the SFC Echo Request always traverses the SFP it is directed to
   by using the NSH, the corresponding Echo Reply usually is sent
   without the NSH.  In some cases, an operator might choose to direct
   the responder to send and Echo Reply with the NSH over a particular
   SFP.  This section defines a new TLV, i.e., Reply Service Function
   Path TLV, for Reply via Specified Path mode of the SFC Echo Reply.

   The Reply Service Function Path TLV can provide an efficient
   mechanism to test SFCs, such as bidirectional and hybrid SFC, as
   defined in Section 2.2 of [RFC7665].  For example, it allows an
   operator to test both directions of the bidirectional or hybrid SFP
   with a single SFC Echo Request/Reply operation.

   The Reply Service Function Path TLV carries the information that
   sufficiently identifies the return SFP that the SFC Echo Reply
   message is expected to follow.  The format of Reply Service Function
   Path TLV is shown in Figure 8.

    0                   1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |   Reply SFP   |    Reserved   |          Length               |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   |    Reply Service Function Path Identifier     | Service Index |
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                       Figure 8: SFC Reply TLV Format

   The fields are defined as follows:

   Reply SFP (3) -  identifies the TLV that contains information about
      the SFC Reply path.

   Reserved -  MUST be zeroed on transmission and ignored on receipt.

   Length -  the value MUST be equal to 4.

   Reply Service Function Path Identifier -  a three-octet field that
      contains the SFP identifier for the path that the SFC Echo Reply
      message is requested to be sent over.

   Service Index -  a one-octet field.  The value is set to the value of
      the Service Index field in the NSH of the SFC Echo Reply message.

6.5.2.  Theory of Operation

   [RFC7110] defines a mechanism to control the return path for the MPLS
   Label Switched Path (LSP) Echo Reply.  In the SFC's case, the return
   path is an SFP along which the SFC Echo Reply message MUST be
   transmitted.  Hence, the Reply Service Function Path TLV included in
   the SFC Echo Request message MUST sufficiently identify the SFP that
   the sender of the Echo Request message expects the receiver to use
   for the corresponding SFC Echo Reply.

   When sending an Echo Request, the sender MUST set the value of the
   Reply Mode field to "Reply via Specified Path", defined in
   Section 6.3, and if the specified path is an SFC path, the Request
   MUST include the Reply Service Function Path TLV.  The Reply Service
   Function Path TLV consists of the identifier of the reverse SFP and
   an appropriate Service Index.

   If the NSH of the received SFC Echo Request includes the MAC Context
   Header, the packet's authentication MUST be verified before using any
   data, as defined in Section 6.4.

   The destination SFF of the SFP being tested and the SFF at which the
   NSH TTL expired (as per [RFC8300]) are referred to as responding
   SFFs.  The processing described below equally applies to both cases.

   If the Echo Request message with the Reply Service Function Path TLV
   received by the responding SFF has the Reply Mode value of "Reply via
   Specified Path" but no Reply Service Function Path TLV is present,
   then the responding SFF MUST send an Echo Reply with the Return Code
   set to 6 ("Reply Service Function Path TLV is missing").  If the
   responding SFF cannot find the requested SFP, it MUST send an Echo
   Reply with the Return Code set to 7 ("Reply SFP was not found") and
   include the Reply Service Function Path TLV from the Echo Request
   message.

   Suppose the SFC Echo Request receiver cannot determine whether the
   specified return path SFP has the route to the initiator.  In that
   case, it SHOULD set the value of the Return Code field to 8
   ("Unverifiable Reply Service Function Path").  The receiver MAY drop
   the Echo Request when it cannot determine whether the SFP's return
   path has the route to the initiator.  When sending the Echo Request,
   the sender SHOULD choose a proper source address according to the
   specified return path SFP to help the receiver find the viable return
   path.

6.5.2.1.  Bidirectional SFC Case

   The ability to specify the return path for an Echo Reply might be
   used in the case of bidirectional SFC.  The egress SFF of the forward
   SFP might not be co-located with a classifier of the reverse SFP, and
   thus, the egress SFF has no information about the reverse path of
   SFC.  Because of that, even for bidirectional SFC, a reverse SFP
   needs to be indicated in a Reply Service Function Path TLV in the
   Echo Request message.

6.5.3.  SFC Echo Reply Reception

   An SFF SHOULD NOT accept the SFC Echo Reply unless the received
   message passes the following checks:

   *  the received SFC Echo Reply is well formed;

   *  the matching SFC Echo Request is found, that is, the value of the
      Sender's Handle in the Echo Request sent is equal to the value of
      Sender's Handle in the Echo Reply received;

   *  the Sequence Number in the Echo Reply received matches the
      Sequence Number of one of the outstanding transmitted Echo
      Requests; and

   *  all other checks passed.

6.5.4.  Tracing an SFP

   The SFC Echo Request/Reply can be used to isolate a defect detected
   in the SFP and trace an RSP.  As with the ICMP Echo Request/Reply
   [RFC0792] and the MPLS Echo Request/Reply [RFC8029], this mode is
   referred to as "traceroute".  In the traceroute mode, the sender
   transmits a sequence of SFC Echo Request messages starting with the
   NSH TTL value set to 1 and is incremented by 1 in each next Echo
   Request packet.  The sender stops transmitting SFC Echo Request
   packets when the Return Code in the received Echo Reply equals 5
   ("End of the SFP").

   Suppose a specialized information element (e.g., IPv6 Flow Label
   [RFC6437] or Flow ID [RFC9263]) is used for distributing the load
   across Equal Cost Multipath or Link Aggregation Group paths.  In that
   case, such an element SHOULD also be used for the SFC OAM traffic.
   Doing so is meant to induce the SFC Echo Request to follow the same
   RSP as the monitored flow.

6.6.  The Use of the Consistency Verification Request Message

   The consistency of an SFP can be verified by comparing the view of
   the SFP from the control or management plane with information
   collected from traversing by an SFC Echo Request/Reply message
   (Figure 3).  The sender of an SFP Consistency Verification Request
   (CVReq) message MUST set the value of the SFC Echo Request/Reply Echo
   Type field to 3 ("SFP Consistency Verification Request").  The sender
   of an SFP Consistency Verification Reply (CVRep) message MUST set the
   value of the SFC Echo Request/Reply Echo Type field to 4 ("SFP
   Consistency Verification Reply").  All processing steps of SFC Echo
   Request and Echo Reply messages described in Sections 6.3 through 6.5
   apply to the processing of CVReq and CVRep, respectively.

   Every SFF that receives a CVReq message MUST perform the following
   actions:

   *  Collect information about the SFs traversed by the CVReq packet
      and send it to the ingress SFF as a CVRep packet over an IP
      network.

   *  Forward the CVReq to the next downstream SFF if the one exists.

   As a result, the ingress SFF collects information about all traversed
   SFFs and SFs, i.e., information on the actual path the CVReq packet
   has traveled.  That information can be used to verify the SFC's path
   consistency.  The mechanism for the SFP consistency verification is
   outside the scope of this document.

6.6.1.  SFF Information Record TLV

   For the received CVReq, an SFF that supports this specification MUST
   include in the CVRep message the information about SFs that are
   available from that SFF instance for the specified SFP.  The SFF MUST
   include the SFF Information Record TLV (Figure 9) in the CVRep
   message.  Every SFF sends back a single CVRep message, including
   information on all the SFs attached to that SFF on the SFP, as
   requested in the received CVReq message using the SF Information Sub-
   TLV (Section 6.6.2).

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |SFF Record TLV |    Reserved   |            Length             |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |       Service Path Identifier (SPI)           |   Reserved    |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     |                   SF Information Sub-TLV                      |
     ~                                                               ~
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                    Figure 9: SFF Information Record TLV

   The SFF Information Record TLV is a variable-length TLV that includes
   the information of all SFs available from the particular SFF instance
   for the specified SFP.  Figure 9 presents the format of an SFF
   Information Record TLV, where the fields are defined as follows:

   SFF Record TLV -  the value is (4) (Section 9.2.6).

   Reserved -  MUST be zeroed on transmission and ignored on receipt.

   Length -  the value equals the sum of lengths of the Service Path
      Identifier, reserved, and SF Information Sub-TLV fields in octets.

   Service Path Identifier (SPI) -  the identifier of SFP to which all
      the SFs in this TLV belong.

   SF Information Sub-TLV -  the sub-TLV is as defined in Section 6.6.2.

   If the NSH of the received SFC Echo Reply includes the MAC Context
   Header [RFC9145], the authentication of the packet MUST be verified
   before using any data.  If the verification fails, the receiver MUST
   stop processing the SFF Information Record TLV and notify an
   operator.  The notification mechanism SHOULD include control of rate-
   limited messages.  Specification of the notification mechanism is
   outside the scope of this document.

6.6.2.  SF Information Sub-TLV

   Every SFF receiving a CVReq packet MUST include the SF characteristic
   data into the CVRep packet.  The format of an SF Information Sub-TLV,
   included in a CVRep packet, is shown in Figure 10.

   After the CVReq message traverses the SFP, all the information about
   the SFs on the SFP is available from the TLVs included in CVRep
   messages.

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |  SF Sub-TLV   |    Reserved   |          Length               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |Service Index  |          SF Type              |   SF ID Type  |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                          SF Identifier                        |
     ~                                                               ~
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

              Figure 10: Service Function Information Sub-TLV

   SF Sub-TLV -  one-octet field.  The value is (5) (Section 9.2.6).

   Reserved -  one-octet field.  The field MUST be zeroed on
      transmission and ignored on receipt.

   Length -  two-octet field.  The value of this field is the length of
      the data following the Length field counted in octets.

   Service Index -  indicates the SF's position on the SFP.

   SF Type -  two-octet field.  It is defined in [RFC9015] and indicates
      the type of SF, e.g., firewall, Deep Packet Inspection, WAN
      optimization controller, etc.

   SF ID Type -  one-octet field with values defined as in
      Section 9.2.7.

   SF Identifier -  an identifier of the SF.  The length of the SF
      Identifier depends on the type of the SF ID Type.  For example, if
      the SF Identifier is its IPv4 address, the SF Identifier should be
      32 bits.

6.6.3.  SF Information Sub-TLV Construction

   Each SFF in the SFP MUST send one and only one CVRep corresponding to
   the CVReq.  If only one SF is attached to the SFF in the SFP, only
   one SF Information Sub-TLV is included in the CVRep.  If several SFs
   are attached to the SFF in the SFP, the SF Information Sub-TLV MUST
   be constructed as described below in either Section 6.6.3.1 or
   6.6.3.2.

6.6.3.1.  Multiple SFs as Hops of an SFP

   Multiple SFs attached to the same SFF can be the hops of the SFP.
   The service indexes of these SFs on that SFP will be different.
   Service Function Types of these SFs could be different or be the
   same.  Information about all SFs MAY be included in the CVRep
   message.  Information about each SF MUST be listed as separate SF
   Information Sub-TLVs in the CVRep message.  The same SF can even
   appear more than once in an SFP with a different service index.

   An example of the SFP consistency verification procedure for this
   case is shown in Figure 11.  The Service Function Path (SPI=x) is
   SF1->SF2->SF4->SF3.  SF1, SF2, and SF3 are attached to SFF1, and SF4
   is attached to SFF2.  The CVReq message is sent to the SFFs in the
   sequence of the SFP(SFF1->SFF2->SFF1).  Every SFF(SFF1, SFF2) replies
   with the information of SFs belonging to the SFP.  The SF Information
   Sub-TLV in Figure 10 contains information for each SF (SF1, SF2, SF3,
   and SF4).

                     SF1         SF2           SF4                SF3
                     +------+------+            |                  |
        CVReq  ......>  SFF1       ......>  SFF2       ......> SFF1
        (SPI=x)             .                   .                  .
                <............         <..........       <...........
                  CVRep1(SF1,SF2)    CVRep2(SF4)    CVRep3(SF3)

              Figure 11: Example 1 for CVRep with Multiple SFs

6.6.3.2.  Multiple SFs for Load Balance

   Multiple SFs may be attached to the same SFF to spread the load; in
   other words, that means that the particular traffic flow will
   traverse only one of these SFs.  These SFs have the same Service
   Function Type and Service Index.  For this case, the SF ID Type,
   which must be the same for all of these SFs, appears once, but all
   the respective SF Identifiers will be listed sequentially in the SF
   Identifier field of the Service Function Information Sub-TLV (see
   Figure 10).  The number of these SFs can be calculated from the SF ID
   Type and the value of the Length field of the sub-TLV.

   An example of the SFP consistency verification procedure for this
   case is shown in Figure 12.  The Service Function Path (SPI=x) is
   SF1a/SF1b->SF2a/SF2b.  The Service Functions SF1a and SF1b are
   attached to SFF1, which balances the load among them.  The Service
   Functions SF2a and SF2b are attached to SFF2, which in turn, balances
   its load between them.  The CVReq message is sent to the SFFs in the
   sequence of the SFP (i.e., SFF1->SFF2).  Every SFF (SFF1, SFF2)
   replies with the information of SFs belonging to the SFP.  The SF
   Information Sub-TLV in Figure 10 contains information for all SFs at
   that hop.

                                  /SF1a                   /SF2a
                                  \SF1b                   \SF2b
                                    |                       |
                                   SFF1                    SFF2
               CVReq   .........>  .           .........>  .
               (SPI=x)                .                       .
                          <............        <...............
                   CVRep1(SF1a,SF1b)       CVRep2(SF2a,SF2b)

              Figure 12: Example 2 for CVRep with Multiple SFs

7.  Security Considerations

   As an element of SFC OAM and, specifically, based on the NSH, the
   Echo Request/Reply mechanism described in this document inherits
   security considerations discussed in [RFC7665] and [RFC8300].

   When the integrity protection for SFC active OAM, particularly the
   SFC Echo Request/Reply, is required, using one of the Context Headers
   defined in [RFC9145] is RECOMMENDED.  The MAC#1 Context Header could
   be more suitable for SFC active OAM because it does not require
   recalculation of the MAC when the value of the NSH Base Header's TTL
   field is changed.  Integrity protection for SFC active OAM can also
   be achieved using mechanisms in the underlay data plane.  For
   example, if the underlay is an IPv6 network, i.e., an IP
   Authentication Header [RFC4302] or IP Encapsulating Security Payload
   Header [RFC4303], it can be used to provide integrity protection.
   Confidentiality for the SFC Echo Request/Reply exchanges can be
   achieved using the IP Encapsulating Security Payload Header
   [RFC4303].  Also, the security needs for the SFC Echo Request/Reply
   are similar to those of ICMP ping [RFC0792] [RFC4443] and MPLS LSP
   ping [RFC8029].

   There are at least three approaches to attacking a node in the
   overlay network using the mechanisms defined in the document.  One is
   a Denial-of-Service attack, i.e., sending SFC Echo Requests to
   overload an element of SFC.  The second may use spoofing, hijacking,
   replying, or otherwise tampering with SFC Echo Requests and/or
   Replies to misrepresent and alter the operator's view of the state of
   the SFC.  The third is an unauthorized source using an SFC Echo
   Request/Reply to obtain information about the SFC and/or its
   elements, e.g., SFFs and/or SFs.

   It is RECOMMENDED that implementations throttle the number of SFC
   Echo Request/Reply messages going to the control plane to mitigate
   potential Denial-of-Service attacks.

   Reply and spoofing attacks involving faking or replying to SFC Echo
   Reply messages would have to match the Sender's Handle and Sequence
   Number of an outstanding SFC Echo Request message, which is highly
   unlikely for off-path attackers.  A non-matching reply would be
   discarded.

   To protect against unauthorized sources trying to obtain information
   about the overlay and/or underlay, an implementation MUST have means
   to check that the source of the Echo Request is part of the SFP.

   Also, since the SF Information Sub-TLV discloses information about
   the SFP, the spoofed CVReq packet may be used to obtain network
   information.  Thus, implementations MUST provide a means of checking
   the source addresses of CVReq messages, as specified in Section 6.3.1
   ("Source ID TLV"), against an access list before accepting the
   message.

8.  Operational Considerations

   This section provides information about operational aspects of the
   SFC NSH Echo Request/Reply according to recommendations in [RFC5706].

   The SFC NSH Echo Request/Reply provides essential OAM functions for
   network operators.  The SFC NSH Echo Request/Reply is intended to
   detect and localize defects in SFC.  For example, by comparing
   results of the trace function in operational and failed states, an
   operator can locate the defect, e.g., the connection between SFF1 and
   SFF2 (Figure 1).  After narrowing down a failure to an overlay link,
   a more specific failure location can be determined using OAM tools in
   the underlay network.  The mechanism defined in this document can be
   used on demand or for periodic validation of an SFP or RSP.  Because
   the protocol makes use of the control plane, which may have limited
   capacity, an operator must be able to rate limit Echo Request and
   Echo Reply messages.  A reasonably selected default interval between
   Echo Request control packets can provide additional benefit for an
   operator.  If the protocol is incrementally deployed in the NSH
   domain, SFC elements, e.g., Classifier or SFF, that don't support SFC
   active OAM will discard the protocol's packets.  If SFC uses a
   reclassification along the SFP or when the principle of load
   balancing is unknown, the fate sharing between data and active OAM
   packets cannot be guaranteed.  As a result, the OAM outcome might not
   reflect the state of the entire SFC properly but only its segment.
   In general, it is an operational task to consider the cases where
   active OAM may not share fate with the monitored SFP.  The SFC NSH
   Echo Request/Reply also can be used in combination with the existing
   mechanisms discussed in [RFC8924], filling the gaps and extending
   their functionalities.

   Management of the SFC NSH Echo Request/Reply protocol can be provided
   by a proprietary tool, e.g., command line interface, or based on a
   data model that is structured or standardized.

9.  IANA Considerations

   The terms used in the IANA considerations below are intended to be
   consistent with [RFC8126].

9.1.  SFC Active OAM Protocol

   IANA has assigned the following new type in the "NSH Next Protocol"
   registry within the "Network Service Header (NSH) Parameters" group
   of registries:

              +===============+================+===========+
              | Next Protocol | Description    | Reference |
              +===============+================+===========+
              | 0x07          | SFC Active OAM | RFC 9516  |
              +---------------+----------------+-----------+

                     Table 1: SFC Active OAM Protocol

9.2.  SFC Active OAM

   IANA has created the "Service Function Chaining (SFC) Active
   Operations, Administration, and Maintenance (OAM)" group of
   registries, which contains the registries described in the following
   subsections.

9.2.1.  SFC Active OAM Message Types

   IANA has created the "SFC Active OAM Message Types" registry as
   follows:

   Registry Name:  SFC Active OAM Message Types

   Assignment Policy:
      0 - 31  IETF Review
      32 - 62  First Come First Served

   Reference:  RFC 9516

              +========+========================+===========+
              | Value  | Description            | Reference |
              +========+========================+===========+
              | 0      | Reserved               | RFC 9516  |
              +--------+------------------------+-----------+
              | 1      | SFC Echo Request/Reply | RFC 9516  |
              +--------+------------------------+-----------+
              | 2 - 62 | Unassigned             |           |
              +--------+------------------------+-----------+
              | 63     | Reserved               | RFC 9516  |
              +--------+------------------------+-----------+

                   Table 2: SFC Active OAM Message Types

9.2.2.  SFC Echo Request Flags

   IANA has created the "SFC Echo Request Flags" registry to track the
   assignment of the 16 flags in the SFC Echo Request Flags field of the
   SFC Echo Request message.  The flags are numbered from 0 (the most
   significant bit is transmitted first) to 15.

   IANA has created the "SFC Echo Request Flags" registry as follows:

   Registry Name:  SFC Echo Request Flags

   Assignment Policy:
      0 - 15  Standards Action

   Reference:
      RFC 9516

                 +============+=============+===========+
                 | Bit Number | Description | Reference |
                 +============+=============+===========+
                 | 0 - 15     | Unassigned  |           |
                 +------------+-------------+-----------+

                     Table 3: SFC Echo Request Flags

9.2.3.  SFC Echo Types

   IANA has created the "SFC Echo Types" registry as follows:

   Registry Name:  SFC Echo Types

   Assignment Policy:
      0 - 175  IETF Review
      176 - 239  First Come First Served
      240 - 251  Experimental Use
      252 - 254  Private Use

   Reference:  RFC 9516

     +===========+======================================+===========+
     | Value     | Description                          | Reference |
     +===========+======================================+===========+
     | 0         | Reserved                             | RFC 9516  |
     +-----------+--------------------------------------+-----------+
     | 1         | SFC Echo Request                     | RFC 9516  |
     +-----------+--------------------------------------+-----------+
     | 2         | SFC Echo Reply                       | RFC 9516  |
     +-----------+--------------------------------------+-----------+
     | 3         | SFP Consistency Verification Request | RFC 9516  |
     +-----------+--------------------------------------+-----------+
     | 4         | SFP Consistency Verification Reply   | RFC 9516  |
     +-----------+--------------------------------------+-----------+
     | 5 - 239   | Unassigned                           |           |
     +-----------+--------------------------------------+-----------+
     | 240 - 251 | Reserved for Experimental Use        | RFC 9516  |
     +-----------+--------------------------------------+-----------+
     | 252 - 254 | Reserved for Private Use             | RFC 9516  |
     +-----------+--------------------------------------+-----------+
     | 255       | Reserved                             | RFC 9516  |
     +-----------+--------------------------------------+-----------+

                         Table 4: SFC Echo Types

9.2.4.  SFC Echo Reply Modes

   IANA has created the "SFC Echo Reply Modes" registry as follows:

   Registry Name:  SFC Echo Reply Modes

   Assignment Policy:
      0 - 175  IETF Review
      176 - 239  First Come First Served
      240 - 251  Experimental Use
      252 - 254  Private Use

   Reference:  RFC 9516

        +=======+====================================+===========+
        | Value | Description                        | Reference |
        +=======+====================================+===========+
        | 0     | Reserved                           | RFC 9516  |
        +-------+------------------------------------+-----------+
        | 1     | Do Not Reply                       | RFC 9516  |
        +-------+------------------------------------+-----------+
        | 2     | Reply via an IPv4/IPv6 UDP Packet  | RFC 9516  |
        +-------+------------------------------------+-----------+
        | 3     | Unassigned                         |           |
        +-------+------------------------------------+-----------+
        | 4     | Reply via Specified Path           | RFC 9516  |
        +-------+------------------------------------+-----------+
        | 5     | Reply via an IPv4/IPv6 UDP Packet  | RFC 9516  |
        |       | with the data integrity protection |           |
        +-------+------------------------------------+-----------+
        | 6     | Unassigned                         |           |
        +-------+------------------------------------+-----------+
        | 7     | Reply via Specified Path with the  | RFC 9516  |
        |       | data integrity protection          |           |
        +-------+------------------------------------+-----------+
        | 8 -   | Unassigned                         |           |
        | 239   |                                    |           |
        +-------+------------------------------------+-----------+
        | 240 - | Reserved for Experimental Use      | RFC 9516  |
        | 251   |                                    |           |
        +-------+------------------------------------+-----------+
        | 252 - | Reserved for Private Use           | RFC 9516  |
        | 254   |                                    |           |
        +-------+------------------------------------+-----------+
        | 255   | Reserved                           | RFC 9516  |
        +-------+------------------------------------+-----------+

                      Table 5: SFC Echo Reply Modes

9.2.5.  SFC Echo Return Codes

   IANA has created the "SFC Echo Return Codes" registry as follows:

   Registry Name:  SFC Echo Return Codes

   Assignment Policy:
      0 - 191  IETF Review
      192 - 251  First Come First Served
      252 - 254  Private Use

   Reference:  RFC 9516

   +=========+============================================+===========+
   | Value   | Description                                | Reference |
   +=========+============================================+===========+
   | 0       | No Error                                   | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 1       | Malformed Echo Request received            | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 2       | One or more of the TLVs was not understood | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 3       | Authentication failed                      | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 4       | SFC TTL Exceeded                           | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 5       | End of the SFP                             | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 6       | Reply Service Function Path TLV is missing | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 7       | Reply SFP was not found                    | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 8       | Unverifiable Reply Service Function Path   | RFC 9516  |
   +---------+--------------------------------------------+-----------+
   | 9 - 251 | Unassigned                                 |           |
   +---------+--------------------------------------------+-----------+
   | 252 -   | Reserved for Private Use                   | RFC 9516  |
   | 254     |                                            |           |
   +---------+--------------------------------------------+-----------+
   | 255     | Reserved                                   | RFC 9516  |
   +---------+--------------------------------------------+-----------+

                      Table 6: SFC Echo Return Codes

9.2.6.  SFC Active OAM TLV Types

   IANA has created the "SFC Active OAM TLV Types" registry as follows:

   Registry Name:  SFC Active OAM TLV Types

   Assignment Policy:
      0 - 175  IETF Review
      176 - 239  First Come First Served
      240 - 251  Experimental Use
      252 - 254  Private Use

   Reference:  RFC 9516

       +===========+==================================+===========+
       | Value     | Description                      | Reference |
       +===========+==================================+===========+
       | 0         | Reserved                         | RFC 9516  |
       +-----------+----------------------------------+-----------+
       | 1         | Source ID TLV                    | RFC 9516  |
       +-----------+----------------------------------+-----------+
       | 2         | Errored TLVs                     | RFC 9516  |
       +-----------+----------------------------------+-----------+
       | 3         | Reply Service Function Path Type | RFC 9516  |
       +-----------+----------------------------------+-----------+
       | 4         | SFF Information Record Type      | RFC 9516  |
       +-----------+----------------------------------+-----------+
       | 5         | SF Information                   | RFC 9516  |
       +-----------+----------------------------------+-----------+
       | 6 - 239   | Unassigned                       |           |
       +-----------+----------------------------------+-----------+
       | 240 - 251 | Reserved for Experimental Use    | RFC 9516  |
       +-----------+----------------------------------+-----------+
       | 252 - 254 | Reserved for Private Use         | RFC 9516  |
       +-----------+----------------------------------+-----------+
       | 255       | Reserved                         | RFC 9516  |
       +-----------+----------------------------------+-----------+

                    Table 7: SFC Active OAM TLV Types

9.2.7.  SF Identifier Types

   IANA has created the "SF Identifier Types" as follows:

   Registry Name:  SF Identifier Types

   Assignment Policy:
      0 - 191  IETF Review
      192 - 251  First Come First Served
      252 - 254  Private Use

   Reference:  RFC 9516

           +===========+==========================+===========+
           | Value     | Description              | Reference |
           +===========+==========================+===========+
           | 0         | Reserved                 | RFC 9516  |
           +-----------+--------------------------+-----------+
           | 1         | IPv4                     | RFC 9516  |
           +-----------+--------------------------+-----------+
           | 2         | IPv6                     | RFC 9516  |
           +-----------+--------------------------+-----------+
           | 3         | MAC                      | RFC 9516  |
           +-----------+--------------------------+-----------+
           | 4 - 251   | Unassigned               |           |
           +-----------+--------------------------+-----------+
           | 252 - 254 | Reserved for Private Use | RFC 9516  |
           +-----------+--------------------------+-----------+
           | 255       | Reserved                 | RFC 9516  |
           +-----------+--------------------------+-----------+

                       Table 8: SF Identifier Types

10.  References

10.1.  Normative References

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119,
              DOI 10.17487/RFC2119, March 1997,
              <https://www.rfc-editor.org/info/rfc2119>.

   [RFC7665]  Halpern, J., Ed. and C. Pignataro, Ed., "Service Function
              Chaining (SFC) Architecture", RFC 7665,
              DOI 10.17487/RFC7665, October 2015,
              <https://www.rfc-editor.org/info/rfc7665>.

   [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
              2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
              May 2017, <https://www.rfc-editor.org/info/rfc8174>.

   [RFC8300]  Quinn, P., Ed., Elzur, U., Ed., and C. Pignataro, Ed.,
              "Network Service Header (NSH)", RFC 8300,
              DOI 10.17487/RFC8300, January 2018,
              <https://www.rfc-editor.org/info/rfc8300>.

   [RFC9015]  Farrel, A., Drake, J., Rosen, E., Uttaro, J., and L.
              Jalil, "BGP Control Plane for the Network Service Header
              in Service Function Chaining", RFC 9015,
              DOI 10.17487/RFC9015, June 2021,
              <https://www.rfc-editor.org/info/rfc9015>.

   [RFC9145]  Boucadair, M., Reddy.K, T., and D. Wing, "Integrity
              Protection for the Network Service Header (NSH) and
              Encryption of Sensitive Context Headers", RFC 9145,
              DOI 10.17487/RFC9145, December 2021,
              <https://www.rfc-editor.org/info/rfc9145>.

   [RFC9451]  Boucadair, M., "Operations, Administration, and
              Maintenance (OAM) Packet and Behavior in the Network
              Service Header (NSH)", RFC 9451, DOI 10.17487/RFC9451,
              August 2023, <https://www.rfc-editor.org/info/rfc9451>.

10.2.  Informative References

   [RFC0792]  Postel, J., "Internet Control Message Protocol", STD 5,
              RFC 792, DOI 10.17487/RFC0792, September 1981,
              <https://www.rfc-editor.org/info/rfc792>.

   [RFC4086]  Eastlake 3rd, D., Schiller, J., and S. Crocker,
              "Randomness Requirements for Security", BCP 106, RFC 4086,
              DOI 10.17487/RFC4086, June 2005,
              <https://www.rfc-editor.org/info/rfc4086>.

   [RFC4302]  Kent, S., "IP Authentication Header", RFC 4302,
              DOI 10.17487/RFC4302, December 2005,
              <https://www.rfc-editor.org/info/rfc4302>.

   [RFC4303]  Kent, S., "IP Encapsulating Security Payload (ESP)",
              RFC 4303, DOI 10.17487/RFC4303, December 2005,
              <https://www.rfc-editor.org/info/rfc4303>.

   [RFC4443]  Conta, A., Deering, S., and M. Gupta, Ed., "Internet
              Control Message Protocol (ICMPv6) for the Internet
              Protocol Version 6 (IPv6) Specification", STD 89,
              RFC 4443, DOI 10.17487/RFC4443, March 2006,
              <https://www.rfc-editor.org/info/rfc4443>.

   [RFC5706]  Harrington, D., "Guidelines for Considering Operations and
              Management of New Protocols and Protocol Extensions",
              RFC 5706, DOI 10.17487/RFC5706, November 2009,
              <https://www.rfc-editor.org/info/rfc5706>.

   [RFC5880]  Katz, D. and D. Ward, "Bidirectional Forwarding Detection
              (BFD)", RFC 5880, DOI 10.17487/RFC5880, June 2010,
              <https://www.rfc-editor.org/info/rfc5880>.

   [RFC6437]  Amante, S., Carpenter, B., Jiang, S., and J. Rajahalme,
              "IPv6 Flow Label Specification", RFC 6437,
              DOI 10.17487/RFC6437, November 2011,
              <https://www.rfc-editor.org/info/rfc6437>.

   [RFC7110]  Chen, M., Cao, W., Ning, S., Jounay, F., and S. Delord,
              "Return Path Specified Label Switched Path (LSP) Ping",
              RFC 7110, DOI 10.17487/RFC7110, January 2014,
              <https://www.rfc-editor.org/info/rfc7110>.

   [RFC7555]  Swallow, G., Lim, V., and S. Aldrin, "Proxy MPLS Echo
              Request", RFC 7555, DOI 10.17487/RFC7555, June 2015,
              <https://www.rfc-editor.org/info/rfc7555>.

   [RFC7799]  Morton, A., "Active and Passive Metrics and Methods (with
              Hybrid Types In-Between)", RFC 7799, DOI 10.17487/RFC7799,
              May 2016, <https://www.rfc-editor.org/info/rfc7799>.

   [RFC8029]  Kompella, K., Swallow, G., Pignataro, C., Ed., Kumar, N.,
              Aldrin, S., and M. Chen, "Detecting Multiprotocol Label
              Switched (MPLS) Data-Plane Failures", RFC 8029,
              DOI 10.17487/RFC8029, March 2017,
              <https://www.rfc-editor.org/info/rfc8029>.

   [RFC8126]  Cotton, M., Leiba, B., and T. Narten, "Guidelines for
              Writing an IANA Considerations Section in RFCs", BCP 26,
              RFC 8126, DOI 10.17487/RFC8126, June 2017,
              <https://www.rfc-editor.org/info/rfc8126>.

   [RFC8595]  Farrel, A., Bryant, S., and J. Drake, "An MPLS-Based
              Forwarding Plane for Service Function Chaining", RFC 8595,
              DOI 10.17487/RFC8595, June 2019,
              <https://www.rfc-editor.org/info/rfc8595>.

   [RFC8924]  Aldrin, S., Pignataro, C., Ed., Kumar, N., Ed., Krishnan,
              R., and A. Ghanwani, "Service Function Chaining (SFC)
              Operations, Administration, and Maintenance (OAM)
              Framework", RFC 8924, DOI 10.17487/RFC8924, October 2020,
              <https://www.rfc-editor.org/info/rfc8924>.

   [RFC9263]  Wei, Y., Ed., Elzur, U., Majee, S., Pignataro, C., and D.
              Eastlake 3rd, "Network Service Header (NSH) Metadata Type
              2 Variable-Length Context Headers", RFC 9263,
              DOI 10.17487/RFC9263, August 2022,
              <https://www.rfc-editor.org/info/rfc9263>.

Acknowledgments

   The authors greatly appreciate the thorough review and the most
   helpful comments from Dan Wing, Dirk von Hugo, Mohamed Boucadair,
   Donald Eastlake 3rd, Carlos Pignataro, and Frank Brockners.  The
   authors are thankful to John Drake for his review and the reference
   to the work on BGP control plane for NSH SFC.  The authors express
   their appreciation to Joel M. Halpern for his suggestion about the
   load-balancing scenario.  The authors greatly appreciate the
   thoroughness of comments and thoughtful suggestions by Darren Dukes
   that significantly improved the document.

Contributors

   Cui Wang
   Individual contributor
   Email: lindawangjoy@gmail.com

   Zhonghua Chen
   China Telecom
   No.1835, South PuDong Road
   Shanghai
   201203
   China
   Phone: +86 18918588897
   Email: chenzhongh@chinatelecom.cn

Authors' Addresses

   Greg Mirsky
   Ericsson
   Email: gregimirsky@gmail.com

   Wei Meng
   ZTE Corporation
   Yuhuatai District
   No.50 Software Avenue
   Nanjing,
   China
   Email: meng.wei2@zte.com.cn

   Ting Ao
   China Mobile
   No.889, BiBo Road
   Shanghai
   201203
   China
   Phone: +86 17721209283
   Email: 18555817@qq.com

   Bhumip Khasnabish
   Individual Contributor
   Email: vumip1@gmail.com

   Kent Leung
   Individual Contributor
   530 Showers Drive Ste 7
   Mountain View, CA 94040
   United States of America
   Email: mail4kentl@gmail.com

   Gyan Mishra
   Verizon Inc.
   Email: gyan.s.mishra@verizon.com