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Host Identity Protocol Version 2 (HIPv2)
draft-ietf-hip-rfc5201-bis-19

The information below is for an old version of the document.
Document Type
This is an older version of an Internet-Draft that was ultimately published as RFC 7401.
Authors Robert Moskowitz , Tobias Heer , Petri Jokela , Thomas R. Henderson
Last updated 2014-09-26 (Latest revision 2014-09-22)
RFC stream Internet Engineering Task Force (IETF)
Formats
Reviews
Additional resources Mailing list discussion
Stream WG state Submitted to IESG for Publication
Document shepherd Gonzalo Camarillo
Shepherd write-up Show Last changed 2014-03-20
IESG IESG state Became RFC 7401 (Proposed Standard)
Consensus boilerplate Yes
Telechat date (None)
Responsible AD Ted Lemon
Send notices to hip-chairs@tools.ietf.org, draft-ietf-hip-rfc5201-bis@tools.ietf.org
IANA IANA review state Version Changed - Review Needed
IANA action state No IANA Actions
draft-ietf-hip-rfc5201-bis-19
6.   The system MUST check that the Initiator HIT Suite is contained
        in the HIT_SUITE_LIST parameter in the R1 packet (i.e., the
        Initiator's HIT Suite is supported by the Responder).  If the
        HIT Suite is supported by the Responder, the system proceeds
        normally.  Otherwise, the system MAY stay in state I1-sent and
        restart the BEX by sending a new I1 packet with an Initiator HIT
        that is supported by the Responder and hence is contained in the
        HIT_SUITE_LIST in the R1 packet.  The system MAY abort the BEX
        if no suitable source HIT is available.  The system SHOULD wait
        for an acceptable time span to allow further R1 packets with
        higher R1 generation counters or different HIT and HIT Suites to
        arrive before restarting or aborting the BEX.

   7.   The system MUST check that the DH Group ID in the DIFFIE_HELLMAN
        parameter in the R1 matches the first DH Suite ID in the
        Responder's DH_GROUP_LIST in the R1 packet that was also
        contained in the Initiator's DH_GROUP_LIST in the I1 packet.  If
        the DH Group ID of the DIFFIE_HELLMAN parameter does not express
        the Responder's best choice, the Initiator can conclude that the
        DH_GROUP_LIST in the I1 packet was adversely modified.  In such
        case, the Initiator MAY send a new I1 packet, however, it SHOULD
        NOT change its preference in the DH_GROUP_LIST in the new I1
        packet.  Alternatively, the Initiator MAY abort the HIP base
        exchange.

   8.   If the HIP association state is I2-SENT, the system MAY re-enter
        state I1-SENT and process the received R1 packet if it has a
        larger R1 generation counter than the R1 packet responded to
        previously.

   9.   The R1 packet may have the A bit set -- in this case, the system
        MAY choose to refuse it by dropping the R1 packet and returning
        to state UNASSOCIATED.  The system SHOULD consider dropping the
        R1 packet only if it used a NULL HIT in I1 packet.  If the A bit
        is set, the Responder's HIT is anonymous and SHOULD NOT be
        stored permanently.

   10.  The system SHOULD attempt to validate the HIT against the
        received Host Identity by using the received Host Identity to
        construct a HIT and verify that it matches the Sender's HIT.

   11.  The system MUST store the received R1 generation counter for
        future reference.

   12.  The system attempts to solve the puzzle in the R1 packet.  The
        system MUST terminate the search after exceeding the remaining
        lifetime of the puzzle.  If the puzzle is not successfully

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        solved, the implementation MAY either resend the I1 packet
        within the retry bounds or abandon the HIP base exchange.

   13.  The system computes standard Diffie-Hellman keying material
        according to the public value and Group ID provided in the
        DIFFIE_HELLMAN parameter.  The Diffie-Hellman keying material
        Kij is used for key extraction as specified in Section 6.5.

   14.  The system selects the HIP_CIPHER ID from the choices presented
        in the R1 packet and uses the selected values subsequently when
        generating and using encryption keys, and when sending the I2
        packet.  If the proposed alternatives are not acceptable to the
        system, it may either resend an I1 within the retry bounds or
        abandon the HIP base exchange.

   15.  The system chooses one suitable transport format from the
        TRANSPORT_FORMAT_LIST and includes the respective transport
        format parameter in the subsequent I2 packet.

   16.  The system initializes the remaining variables in the associated
        state, including Update ID counters.

   17.  The system prepares and sends an I2 packet, as described in
        Section 5.3.3.

   18.  The system SHOULD start a timer whose timeout value SHOULD be
        larger than the worst-case anticipated RTT, and MUST increment a
        trial counter associated with the I2 packet.  The sender SHOULD
        retransmit the I2 packet upon a timeout and restart the timer,
        up to a maximum of I2_RETRIES_MAX tries.

   19.  If the system is in state I1-SENT, it SHALL transition to state
        I2-SENT.  If the system is in any other state, it remains in the
        current state.

6.8.1.  Handling of Malformed Messages

   If an implementation receives a malformed R1 message, it MUST
   silently drop the packet.  Sending a NOTIFY or ICMP would not help,
   as the sender of the R1 packet typically doesn't have any state.  An
   implementation SHOULD wait for some more time for a possibly well-
   formed R1, after which it MAY try again by sending a new I1 packet.

6.9.  Processing Incoming I2 Packets

   Upon receipt of an I2 packet, the system MAY perform initial checks
   to determine whether the I2 packet corresponds to a recent R1 packet
   that has been sent out, if the Responder keeps such state.  For

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   example, the sender could check whether the I2 packet is from an
   address or HIT for which the Responder has recently received an I1.
   The R1 packet may have had Opaque data included that was echoed back
   in the I2 packet.  If the I2 packet is considered to be suspect, it
   MAY be silently discarded by the system.

   Otherwise, the HIP implementation SHOULD process the I2 packet.  This
   includes validation of the puzzle solution, generating the Diffie-
   Hellman key, possibly decrypting the Initiator's Host Identity,
   verifying the signature, creating state, and finally sending an R2
   packet.

   The following steps define the conceptual processing rules for
   responding to an I2 packet:

   1.   The system MAY perform checks to verify that the I2 packet
        corresponds to a recently sent R1 packet.  Such checks are
        implementation dependent.  See Appendix A for a description of
        an example implementation.

   2.   The system MUST check that the Responder's HIT corresponds to
        one of its own HITs and MUST drop the packet otherwise.

   3.   The system MUST further check that the Initiator's HIT Suite is
        supported.  The Responder SHOULD silently drop I2 packets with
        unsupported Initiator HITs.

   4.   If the system's state machine is in the R2-SENT state, the
        system MAY check if the newly received I2 packet is similar to
        the one that triggered moving to R2-SENT.  If so, it MAY
        retransmit a previously sent R2 packet, reset the R2-SENT timer,
        and the state machine stays in R2-SENT.

   5.   If the system's state machine is in the I2-SENT state, the
        system MUST make a comparison between its local and sender's
        HITs (similarly as in Section 6.5).  If the local HIT is smaller
        than the sender's HIT, it should drop the I2 packet, use the
        peer Diffie-Hellman key and nonce #I from the R1 packet received
        earlier, and get the local Diffie-Hellman key and nonce #J from
        the I2 packet sent to the peer earlier.  Otherwise, the system
        should process the received I2 packet and drop any previously
        derived Diffie-Hellman keying material Kij it might have formed
        upon sending the I2 packet previously.  The peer Diffie-Hellman
        key and the nonce #J are taken from the just arrived I2 packet.
        The local Diffie-Hellman key and the nonce I are the ones that
        were sent earlier in the R1 packet.

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   6.   If the system's state machine is in the I1-SENT state, and the
        HITs in the I2 packet match those used in the previously sent I1
        packet, the system uses this received I2 packet as the basis for
        the HIP association it was trying to form, and stops
        retransmitting I1 packets (provided that the I2 packet passes
        the additional checks below).

   7.   If the system's state machine is in any other state than
        R2-SENT, the system SHOULD check that the echoed R1 generation
        counter in the I2 packet is within the acceptable range if the
        counter is included.  Implementations MUST accept puzzles from
        the current generation and MAY accept puzzles from earlier
        generations.  If the generation counter in the newly received I2
        packet is outside the accepted range, the I2 packet is stale
        (and perhaps replayed) and SHOULD be dropped.

   8.   The system MUST validate the solution to the puzzle by computing
        the hash described in Section 5.3.3 using the same RHASH
        algorithm.

   9.   The I2 packet MUST have a single value in the HIP_CIPHER
        parameter, which MUST match one of the values offered to the
        Initiator in the R1 packet.

   10.  The system must derive Diffie-Hellman keying material Kij based
        on the public value and Group ID in the DIFFIE_HELLMAN
        parameter.  This key is used to derive the HIP association keys,
        as described in Section 6.5.  If the Diffie-Hellman Group ID is
        unsupported, the I2 packet is silently dropped.

   11.  The encrypted HOST_ID is decrypted by the Initiator's encryption
        key defined in Section 6.5.  If the decrypted data is not a
        HOST_ID parameter, the I2 packet is silently dropped.

   12.  The implementation SHOULD also verify that the Initiator's HIT
        in the I2 packet corresponds to the Host Identity sent in the I2
        packet.  (Note: some middleboxes may not able to make this
        verification.)

   13.  The system MUST process the TRANSPORT_FORMAT_LIST parameter.
        Other documents specifying transport formats (e.g.
        [I-D.ietf-hip-rfc5202-bis]) contain specifications for handling
        any specific transport selected.

   14.  The system MUST verify the HIP_MAC according to the procedures
        in Section 5.2.12.

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   15.  The system MUST verify the HIP_SIGNATURE according to
        Section 5.2.14 and Section 5.3.3.

   16.  If the checks above are valid, then the system proceeds with
        further I2 processing; otherwise, it discards the I2 and its
        state machine remains in the same state.

   17.  The I2 packet may have the A bit set -- in this case, the system
        MAY choose to refuse it by dropping the I2 and the state machine
        returns to state UNASSOCIATED.  If the A bit is set, the
        Initiator's HIT is anonymous and should not be stored
        permanently.

   18.  The system initializes the remaining variables in the associated
        state, including Update ID counters.

   19.  Upon successful processing of an I2 message when the system's
        state machine is in state UNASSOCIATED, I1-SENT, I2-SENT, or
        R2-SENT, an R2 packet is sent and the system's state machine
        transitions to state R2-SENT.

   20.  Upon successful processing of an I2 packet when the system's
        state machine is in state ESTABLISHED, the old HIP association
        is dropped and a new one is installed, an R2 packet is sent, and
        the system's state machine transitions to R2-SENT.

   21.  Upon the system's state machine transitioning to R2-SENT, the
        system starts a timer.  The state machine transitions to
        ESTABLISHED if some data has been received on the incoming HIP
        association, or an UPDATE packet has been received (or some
        other packet that indicates that the peer system's state machine
        has moved to ESTABLISHED).  If the timer expires (allowing for
        maximal amount of retransmissions of I2 packets), the state
        machine transitions to ESTABLISHED.

6.9.1.  Handling of Malformed Messages

   If an implementation receives a malformed I2 message, the behavior
   SHOULD depend on how many checks the message has already passed.  If
   the puzzle solution in the message has already been checked, the
   implementation SHOULD report the error by responding with a NOTIFY
   packet.  Otherwise, the implementation MAY respond with an ICMP
   message as defined in Section 5.4.

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6.10.  Processing of Incoming R2 Packets

   An R2 packet received in states UNASSOCIATED, I1-SENT, or ESTABLISHED
   results in the R2 packet being dropped and the state machine staying
   in the same state.  If an R2 packet is received in state I2-SENT, it
   MUST be processed.

   The following steps define the conceptual processing rules for an
   incoming R2 packet:

   1.  If the system is in any other state than I2-SENT, the R2 packet
       is silently dropped.

   2.  The system MUST verify that the HITs in use correspond to the
       HITs that were received in the R1 packet that caused the
       transition to the I1-SENT state.

   3.  The system MUST verify the HIP_MAC_2 according to the procedures
       in Section 5.2.13.

   4.  The system MUST verify the HIP signature according to the
       procedures in Section 5.2.14.

   5.  If any of the checks above fail, there is a high probability of
       an ongoing man-in-the-middle or other security attack.  The
       system SHOULD act accordingly, based on its local policy.

   6.  Upon successful processing of the R2 packet, the state machine
       transitions to state ESTABLISHED.

6.11.  Sending UPDATE Packets

   A host sends an UPDATE packet when it intends to update some
   information related to a HIP association.  There are a number of
   possible scenarios when this can occur, e.g., mobility management and
   rekeying of an existing ESP Security Association.  The following
   paragraphs define the conceptual rules for sending an UPDATE packet
   to the peer.  Additional steps can be defined in other documents
   where the UPDATE packet is used.

   The sequence of UPDATE messages is indicated by their SEQ parameter.
   Before sending an UPDATE message, the system first determines whether
   there are any outstanding UPDATE messages that may conflict with the
   new UPDATE message under consideration.  When multiple UPDATEs are
   outstanding (not yet acknowledged), the sender must assume that such
   UPDATEs may be processed in an arbitrary order by the receiver.
   Therefore, any new UPDATEs that depend on a previous outstanding
   UPDATE being successfully received and acknowledged MUST be postponed

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   until reception of the necessary ACK(s) occurs.  One way to prevent
   any conflicts is to only allow one outstanding UPDATE at a time.
   However, allowing multiple UPDATEs may improve the performance of
   mobility and multihoming protocols.

   The following steps define the conceptual processing rules for
   sending UPDATE packets.

   1.  The first UPDATE packet is sent with Update ID of zero.
       Otherwise, the system increments its own Update ID value by one
       before continuing the steps below.

   2.  The system creates an UPDATE packet that contains a SEQ parameter
       with the current value of Update ID.  The UPDATE packet MAY also
       include zero or more ACKs of the peer's Update ID(s) from
       previously received UPDATE SEQ parameter(s)

   3.  The system sends the created UPDATE packet and starts an UPDATE
       timer.  The default value for the timer is 2 * RTT estimate.  If
       multiple UPDATEs are outstanding, multiple timers are in effect.

   4.  If the UPDATE timer expires, the UPDATE is resent.  The UPDATE
       can be resent UPDATE_RETRY_MAX times.  The UPDATE timer SHOULD be
       exponentially backed off for subsequent retransmissions.  If no
       acknowledgment is received from the peer after UPDATE_RETRY_MAX
       times, the HIP association is considered to be broken and the
       state machine SHOULD move from state ESTABLISHED to state CLOSING
       as depicted in Section 4.4.4.  The UPDATE timer is cancelled upon
       receiving an ACK from the peer that acknowledges receipt of the
       UPDATE.

6.12.  Receiving UPDATE Packets

   When a system receives an UPDATE packet, its processing depends on
   the state of the HIP association and the presence and values of the
   SEQ and ACK parameters.  Typically, an UPDATE message also carries
   optional parameters whose handling is defined in separate documents.

   For each association, a host stores the peer's next expected in-
   sequence Update ID ("peer Update ID").  Initially, this value is
   zero.  Update ID comparisons of "less than" and "greater than" are
   performed with respect to a circular sequence number space.  Hence, a
   wrap around after 2^32 updates has to be expected and MUST be handled
   accordingly.

   The sender MAY send multiple outstanding UPDATE messages.  These
   messages are processed in the order in which they are received at the
   receiver (i.e., no re-sequencing is performed).  When processing

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   UPDATEs out-of-order, the receiver MUST keep track of which UPDATEs
   were previously processed, so that duplicates or retransmissions are
   ACKed and not reprocessed.  A receiver MAY choose to define a receive
   window of Update IDs that it is willing to process at any given time,
   and discard received UPDATEs falling outside of that window.

   The following steps define the conceptual processing rules for
   receiving UPDATE packets.

   1.  If there is no corresponding HIP association, the implementation
       MAY reply with an ICMP Parameter Problem, as specified in
       Section 5.4.4.

   2.  If the association is in the ESTABLISHED state and the SEQ (but
       not ACK) parameter is present, the UPDATE is processed and
       replied to as described in Section 6.12.1.

   3.  If the association is in the ESTABLISHED state and the ACK (but
       not SEQ) parameter is present, the UPDATE is processed as
       described in Section 6.12.2.

   4.  If the association is in the ESTABLISHED state and there is both
       an ACK and SEQ in the UPDATE, the ACK is first processed as
       described in Section 6.12.2, and then the rest of the UPDATE is
       processed as described in Section 6.12.1.

6.12.1.  Handling a SEQ Parameter in a Received UPDATE Message

   The following steps define the conceptual processing rules for
   handling a SEQ parameter in a received UPDATE packet.

   1.  If the Update ID in the received SEQ is not the next in the
       sequence of Update IDs and is greater than the receiver's window
       for new UPDATEs, the packet MUST be dropped.

   2.  If the Update ID in the received SEQ corresponds to an UPDATE
       that has recently been processed, the packet is treated as a
       retransmission.  The HIP_MAC verification (next step) MUST NOT be
       skipped.  (A byte-by-byte comparison of the received and a stored
       packet would be acceptable, though.)  It is recommended that a
       host caches UPDATE packets sent with ACKs to avoid the cost of
       generating a new ACK packet to respond to a replayed UPDATE.  The
       system MUST acknowledge, again, such (apparent) UPDATE message
       retransmissions but SHOULD also consider rate-limiting such
       retransmission responses to guard against replay attacks.

   3.  The system MUST verify the HIP_MAC in the UPDATE packet.  If the
       verification fails, the packet MUST be dropped.

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   4.  The system MAY verify the SIGNATURE in the UPDATE packet.  If the
       verification fails, the packet SHOULD be dropped and an error
       message logged.

   5.  If a new SEQ parameter is being processed, the parameters in the
       UPDATE are then processed.  The system MUST record the Update ID
       in the received SEQ parameter, for replay protection.

   6.  An UPDATE acknowledgment packet with ACK parameter is prepared
       and sent to the peer.  This ACK parameter MAY be included in a
       separate UPDATE or piggybacked in an UPDATE with SEQ parameter,
       as described in Section 5.3.5.  The ACK parameter MAY acknowledge
       more than one of the peer's Update IDs.

6.12.2.  Handling an ACK Parameter in a Received UPDATE Packet

   The following steps define the conceptual processing rules for
   handling an ACK parameter in a received UPDATE packet.

   1.  The sequence number reported in the ACK must match with an UPDATE
       packet sent earlier that has not already been acknowledged.  If
       no match is found or if the ACK does not acknowledge a new
       UPDATE, the packet MUST either be dropped if no SEQ parameter is
       present, or the processing steps in Section 6.12.1 are followed.

   2.  The system MUST verify the HIP_MAC in the UPDATE packet.  If the
       verification fails, the packet MUST be dropped.

   3.  The system MAY verify the SIGNATURE in the UPDATE packet.  If the
       verification fails, the packet SHOULD be dropped and an error
       message logged.

   4.  The corresponding UPDATE timer is stopped (see Section 6.11) so
       that the now acknowledged UPDATE is no longer retransmitted.  If
       multiple UPDATEs are acknowledged, multiple timers are stopped.

6.13.  Processing of NOTIFY Packets

   Processing of NOTIFY packets is OPTIONAL.  If processed, any errors
   in a received NOTIFICATION parameter SHOULD be logged.  Received
   errors MUST be considered only as informational, and the receiver
   SHOULD NOT change its HIP state (see Section 4.4.2) purely based on
   the received NOTIFY message.

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6.14.  Processing CLOSE Packets

   When the host receives a CLOSE message, it responds with a CLOSE_ACK
   message and moves to CLOSED state.  (The authenticity of the CLOSE
   message is verified using both HIP_MAC and SIGNATURE).  This
   processing applies whether or not the HIP association state is
   CLOSING in order to handle simultaneous CLOSE messages from both ends
   that cross in flight.

   The HIP association is not discarded before the host moves to the
   UNASSOCIATED state.

   Once the closing process has started, any new need to send data
   packets triggers creating and establishing of a new HIP association,
   starting with sending of an I1 packet.

   If there is no corresponding HIP association, the CLOSE packet is
   dropped.

6.15.  Processing CLOSE_ACK Packets

   When a host receives a CLOSE_ACK message, it verifies that it is in
   CLOSING or CLOSED state and that the CLOSE_ACK was in response to the
   CLOSE.  A host can map CLOSE_ACK messages to CLOSE messages by
   comparing the value of ECHO_REQUEST_SIGNED (in the CLOSE packet) to
   the value of ECHO_RESPONSE_SIGNED (in the CLOSE_ACK packet).

   The CLOSE_ACK contains the HIP_MAC and the SIGNATURE parameters for
   verification.  The state is discarded when the state changes to
   UNASSOCIATED and, after that, the host MAY respond with an ICMP
   Parameter Problem to an incoming CLOSE message (see Section 5.4.4).

6.16.  Handling State Loss

   In the case of a system crash and unanticipated state loss, the
   system SHOULD delete the corresponding HIP state, including the
   keying material.  That is, the state SHOULD NOT be stored in long-
   term storage.  If the implementation does drop the state (as
   RECOMMENDED), it MUST also drop the peer's R1 generation counter
   value, unless a local policy explicitly defines that the value of
   that particular host is stored.  An implementation MUST NOT store a
   peer's R1 generation counters by default, but storing R1 generation
   counter values, if done, MUST be configured by explicit HITs.

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7.  HIP Policies

   There are a number of variables that will influence the HIP base
   exchanges that each host must support.  All HIP implementations MUST
   support more than one simultaneous HI, at least one of which SHOULD
   be reserved for anonymous usage.  Although anonymous HIs will be
   rarely used as Responders' HIs, they will be common for Initiators.
   Support for more than two HIs is RECOMMENDED.

   Initiators MAY use a different HI for different Responders to provide
   basic privacy.  Whether such private HIs are used repeatedly with the
   same Responder and how long these HIs are used is decided by local
   policy and depends on the privacy requirements of the Initiator.

   The value of #K used in the HIP R1 must be chosen with care.  Too
   high numbers of #K will exclude clients with weak CPUs because these
   devices cannot solve the puzzle within reasonable time.  #K should
   only be raised if a Responder is under high load, i.e., it cannot
   process all incoming HIP handshakes any more.  If a responder is not
   under high load, K SHOULD be 0.

   Responders that only respond to selected Initiators require an ACL,
   representing for which hosts they accept HIP base exchanges, and the
   preferred transport format and local lifetimes.  Wildcarding SHOULD
   be supported for such ACLs, and also for Responders that offer public
   or anonymous services.

8.  Security Considerations

   HIP is designed to provide secure authentication of hosts.  HIP also
   attempts to limit the exposure of the host to various denial-of-
   service and man-in-the-middle (MitM) attacks.  In doing so, HIP
   itself is subject to its own DoS and MitM attacks that potentially
   could be more damaging to a host's ability to conduct business as
   usual.

   Denial-of-service attacks often take advantage of asymmetries in the
   cost of an starting an association.  One example of such asymmetry is
   the need of a Responder to store local state while a malicious
   Initiator can stay stateless.  HIP makes no attempt to increase the
   cost of the start of state at the Initiator, but makes an effort to
   reduce the cost for the Responder.  This is accomplished by having
   the Responder start the 3-way exchange instead of the Initiator,
   making the HIP protocol 4 packets long.  In doing this, the first
   packet from the Responder, R1, becomes a 'stock' packet that the
   Responder MAY use many times, until some Initiator has provided a
   valid response to such an R1 packet.  During an I1 packet storm, the
   host may reuse the same DH value also even if some Initiator has

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   provided a valid response using that particular DH value.  However,
   such behavior is discouraged and should be avoided.  Using the same
   Diffie-Hellman values and random puzzle #I value has some risks.
   This risk needs to be balanced against a potential storm of HIP I1
   packets.

   This shifting of the start of state cost to the Initiator in creating
   the I2 HIP packet presents another DoS attack.  The attacker can
   spoof the I1 packet and the Responder sends out the R1 HIP packet.
   This could conceivably tie up the 'Initiator' with evaluating the R1
   HIP packet, and creating the I2 packet.  The defense against this
   attack is to simply ignore any R1 packet where a corresponding I1
   packet was not sent (as defined in Section 6.8 step 1).

   The R1 packet is considerably larger than the I1 packet.  This
   asymmetry can be exploited in an reflection attack.  A malicious
   attacker could spoof the IP address of a victim and send a flood of
   I1 messages to a powerful Responder.  For each small I1 packet, the
   Responder would send a larger R1 packet to the victim.  The
   difference in packet sizes can further amplify a flooding attack
   against the victim.  To avoid such reflection attacks, the Responder
   SHOULD rate limit the sending of R1 packets in general or SHOULD rate
   limit the sending of R1 packets to a specific IP address.

   Floods of forged I2 packets form a second kind of DoS attack.  Once
   the attacking Initiator has solved the puzzle, it can send packets
   with spoofed IP source addresses with either an invalid HIP signature
   or invalid encrypted HIP payload (in the ENCRYPTED parameter).  This
   would take resources in the Responder's part to reach the point to
   discover that the I2 packet cannot be completely processed.  The
   defense against this attack is after N bad I2 packets with the same
   puzzle solution, the Responder would discard any I2 packets that
   contain the given solution.  This will shut down the attack.  The
   attacker would have to request another R1 packet and use that to
   launch a new attack.  The Responder could increase the value of #K
   while under attack.  Keeping a list of solutions from malformed
   packets requires that the Responder keeps state for these malformed
   I2 packets.  This state has to be kept until the R1 counter is
   increased.  As malformed packets are generally filtered by their
   checksum before signature verification, only solutions in packets
   that are forged to pass the checksum and puzzle are put to the
   blacklist.  In addition, a valid puzzle is required before a new list
   entry is created.  Hence, attackers that intend to flood the
   blacklist must solve puzzles first.

   A third form of DoS attack is emulating the restart of state after a
   reboot of one of the peers.  A restarting host would send an I1
   packet to the peers, which would respond with an R1 packet even if it

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   were in the ESTABLISHED state.  If the I1 packet were spoofed, the
   resulting R1 packet would be received unexpectedly by the spoofed
   host and would be dropped, as in the first case above.

   A fourth form of DoS attack is emulating closing of the HIP
   association.  HIP relies on timers and a CLOSE/CLOSE_ACK handshake to
   explicitly signal the end of a HIP association.  Because both CLOSE
   and CLOSE_ACK messages contain a HIP_MAC, an outsider cannot close a
   connection.  The presence of an additional SIGNATURE allows
   middleboxes to inspect these messages and discard the associated
   state (for e.g., firewalling, SPI-based NATing, etc.).  However, the
   optional behavior of replying to CLOSE with an ICMP Parameter Problem
   packet (as described in Section 5.4.4) might allow an attacker
   spoofing the source IP address to send CLOSE messages to launch
   reflection attacks.

   A fifth form of DoS attack is replaying R1s to cause the Initiator to
   solve stale puzzles and become out of synchronization with the
   Responder.  The R1 generation counter is a monotonically increasing
   counter designed to protect against this attack, as described in
   Section 4.1.4.

   Man-in-the-middle attacks are difficult to defend against, without
   third-party authentication.  A skillful MitM could easily handle all
   parts of HIP, but HIP indirectly provides the following protection
   from a MitM attack.  If the Responder's HI is retrieved from a signed
   DNS zone, a certificate, or through some other secure means, the
   Initiator can use this to validate the R1 HIP packet.

   Likewise, if the Initiator's HI is in a secure DNS zone, a trusted
   certificate, or otherwise securely available, the Responder can
   retrieve the HI (after having got the I2 HIP packet) and verify that
   the HI indeed can be trusted.

   The HIP Opportunistic Mode concept has been introduced in this
   document, but this document does not specify what the semantics of
   such a connection setup are for applications.  There are certain
   concerns with opportunistic mode, as discussed in Section 4.1.8.

   NOTIFY messages are used only for informational purposes and they are
   unacknowledged.  A HIP implementation cannot rely solely on the
   information received in a NOTIFY message because the packet may have
   been replayed.  An implementation SHOULD NOT change any state
   information purely based on a received NOTIFY message.

   Since not all hosts will ever support HIP, ICMP 'Destination Protocol
   Unreachable' messages are to be expected and may be used for a DoS
   attack.  Against an Initiator, the attack would look like the

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   Responder does not support HIP, but shortly after receiving the ICMP
   message, the Initiator would receive a valid R1 HIP packet.  Thus, to
   protect from this attack, an Initiator SHOULD NOT react to an ICMP
   message until a reasonable delta time to get the real Responder's R1
   HIP packet.  A similar attack against the Responder is more involved.
   Normally, if an I1 message received by a Responder was a bogus one
   sent by an attacker, the Responder may receive an ICMP message from
   the IP address the R1 message was sent to.  However, a sophisticated
   attacker can try to take advantage of such a behavior and try to
   break up the HIP base exchange by sending such an ICMP message to the
   Responder before the Initiator has a chance to send a valid I2
   message.  Hence, the Responder SHOULD NOT act on such an ICMP
   message.  Especially, it SHOULD NOT remove any minimal state created
   when it sent the R1 HIP packet (if it did create one), but wait for
   either a valid I2 HIP packet or the natural timeout (that is, if R1
   packets are tracked at all).  Likewise, the Initiator SHOULD ignore
   any ICMP message while waiting for an R2 HIP packet, and SHOULD
   delete any pending state only after a natural timeout.

9.  IANA Considerations

   IANA has reserved protocol number 139 for the Host Identity Protocol
   and included it in the "IPv6 Extension Header Types" registry
   [RFC7045] and the "Assigned Internet Protocol Numbers" registry.  The
   reference in both of these registries should be updated from
   [RFC5201] to this specification.

   The reference to the 128-bit value under the CGA Message Type
   namespace [RFC3972] of "0xF0EF F02F BFF4 3D0F E793 0C3C 6E61 74EA"
   should be changed from [RFC5201] to this specification.

   The following changes to the "Host Identity Protocol (HIP)
   Parameters" registries are requested.  In many cases, the changes
   required involve updating the reference from [RFC5201] to this
   specification, but there are some differences as outlined below.
   Allocation terminology is defined in [RFC5226]; any existing
   references to "IETF Consensus" can be replaced with "IETF Review" as
   per [RFC5226].

   HIP Version

      This document adds the value "2" to the existing registry.  The
      value of "1" should be left with a reference to [RFC5201].

   Packet Type

      The 7-bit Packet Type field in a HIP protocol packet describes the
      type of a HIP protocol message.  It is defined in Section 5.1.

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      All existing values referring to [RFC5201] should be updated to
      refer to this specification.  Other values should be left
      unchanged.

   HIT Suite ID

      This specification creates a new registry for "HIT Suite ID".
      This is different than the existing registry for "Suite ID" which
      can be left unmodified for version 1 of the protocol ([RFC5201]).
      The registry should be closed to new registrations.

      The four-bit HIT Suite ID uses the OGA field in the ORCHID to
      express the type of the HIT.  This document defines three HIT
      Suites (see Appendix E).

      The HIT Suite ID is also carried in the four higher-order bits of
      the ID field in the HIT_SUITE_LIST parameter.  The four lower-
      order bits are reserved for future extensions of the HIT Suite ID
      space beyond 16 values.

      For the time being, the HIT Suite uses only four bits because
      these bits have to be carried in the HIT.  Using more bits for the
      HIT Suite ID reduces the cryptographic strength of the HIT.  HIT
      Suite IDs must be allocated carefully to avoid namespace
      exhaustion.  Moreover, deprecated IDs should be reused after an
      appropriate time span.  If 16 Suite IDs prove insufficient and
      more HIT Suite IDs are needed concurrently, more bits can be used
      for the HIT Suite ID by using one HIT Suite ID (0) to indicate
      that more bits should be used.  The HIT_SUITE_LIST parameter
      already supports 8-bit HIT Suite IDs, should longer IDs be needed.
      Possible extensions of the HIT Suite ID space to accommodate eight
      bits and new HIT Suite IDs are defined through IETF Review.

      Requests to register reused values should include a note that the
      value is being reused after a deprecation period, to ensure
      appropriate IETF review and approval.

   Parameter Type

      The 16-bit Type field in a HIP parameter describes the type of the
      parameter.  It is defined in Section 5.2.1.  The current values
      are defined in Sections 5.2.3 through 5.2.23.  The existing
      registry for "Parameter Type" should be updated as follows.

      A new value (129) for R1_COUNTER should be introduced, with a
      reference to this specification, and the existing value (128) for
      R1_COUNTER left in place with a reference to [RFC5201].  This
      documents the change in value that has occurred in version 2 of

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      this protocol.  For clarity, we recommend that the name for the
      value 128 be changed from "R1_COUNTER" to "R1_Counter (v1 only)".

      A new value (579) for a new Parameter Type HIP_CIPHER should be
      added, with reference to this specification.  This Parameter Type
      functionally replaces the HIP_TRANSFORM Parameter Type (value 577)
      which can be left in the table with existing reference to
      [RFC5201].  For clarity, we recommend that the name for the value
      577 be changed from "HIP_TRANSFORM" to "HIP_TRANSFORM (v1 only)".

      A new value (715) for a new Parameter Type HIT_SUITE_LIST should
      be added, with reference to this specification.

      A new value (2049) for a new Parameter Type TRANSPORT_FORMAT_LIST
      should be added, with reference to this specification.

      The name of the HMAC Parameter Type (value 61505) should be
      changed to HIP_MAC.  The name of the HMAC_2 Parameter Type (value
      61569) should be changed to HIP_MAC_2.  The reference should be
      changed to this specification.

      All other Parameter Types that reference [RFC5201] should be
      updated to refer to this specification, and Parameter Types that
      reference other RFCs should be unchanged.

      Regarding the range assignments, the Type codes 32768 through
      49151 (not 49141) should be Reserved for Private Use.  Where the
      existing ranges state "First Come First Served with Specification
      Required", this should be changed to "Specification Required".

      The Type codes 32768 through 49151 are reserved for
      experimentation.  Implementors SHOULD select types in a random
      fashion from this range, thereby reducing the probability of
      collisions.  A method employing genuine randomness (such as
      flipping a coin) SHOULD be used.

   Group ID

      The eight-bit Group ID values appear in the DIFFIE_HELLMAN
      parameter and the DH_GROUP_LIST parameter and are defined in
      Section 5.2.7.  This registry should be updated based on the new
      values specified in Section 5.2.7; values noted as being
      DEPRECATED can be left in the table with reference to [RFC5201].
      New values are assigned through IETF Review.

   HIP Cipher ID

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      The 16-bit Cipher ID values in a HIP_CIPHER parameter are defined
      in Section 5.2.8.  This is a new registry.  New values either from
      the reserved or unassigned space are assigned through IETF Review.

   DI-Type

      The four-bit DI-Type values in a HOST_ID parameter are defined in
      Section 5.2.9.  New values are assigned through IETF Review.  All
      existing values referring to [RFC5201] should be updated to refer
      to this specification.

   HI Algorithm

      The 16-bit Algorithm values in a HOST_ID parameter are defined in
      Section 5.2.9.  This is a new registry.  New values either from
      the reserved or unassigned space are assigned through IETF Review.

   ECC Curve Label

      When the HI Algorithm values in a HOST_ID parameter is defined to
      the values of either "ECDSA" or "ECDSA_LOW", a new registry is
      needed to maintain the values for the ECC Curve Label as defined
      in Section 5.2.9.  This might be handled by specifying two
      algorithm-specific sub-registries named "ECDSA Curve Label" and
      "ECDSA_LOW Curve Label".  New values are to be assigned through
      IETF Review.

   Notify Message Type

      The 16-bit Notify Message Type values in a NOTIFICATION parameter
      are defined in Section 5.2.19.

      Notify Message Type values 1-10 are used for informing about
      errors in packet structures, values 11-20 for informing about
      problems in parameters containing cryptographic related material,
      values 21-30 for informing about problems in authentication or
      packet integrity verification.  Parameter numbers above 30 can be
      used for informing about other types of errors or events.

      The existing registration procedures should be updated as follows.
      The range from 1-50 can remain as "IETF Review".  The range from
      51-8191 should be marked as "Specification Required".  Values
      8192-16383 can remain as "Reserved for Private Use".  Values
      16385-40959 should be marked as "Specification Required".  Values
      40960-65535 can remain as "Reserved for Private Use".

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      The following updates to the values should be made to the existing
      registry.  All existing values referring to [RFC5201] should be
      updated to refer to this specification.

      INVALID_HIP_TRANSFORM_CHOSEN should be renamed to
      INVALID_HIP_CIPHER_CHOSEN with the same value (17).

      A new value of 20 for the type UNSUPPORTED_HIT_SUITE should be
      added.

      HMAC_FAILED should be renamed to HIP_MAC_FAILED with the same
      value (28).

      SERVER_BUSY_PLEASE_RETRY should be renamed to
      RESPONDER_BUSY_PLEASE_RETRY with the same value (44).

10.  Acknowledgments

   The drive to create HIP came to being after attending the MALLOC
   meeting at the 43rd IETF meeting.  Baiju Patel and Hilarie Orman
   really gave the original author, Bob Moskowitz, the assist to get HIP
   beyond 5 paragraphs of ideas.  It has matured considerably since the
   early versions thanks to extensive input from IETFers.  Most
   importantly, its design goals are articulated and are different from
   other efforts in this direction.  Particular mention goes to the
   members of the NameSpace Research Group of the IRTF.  Noel Chiappa
   provided valuable input at early stages of discussions about
   identifier handling and Keith Moore the impetus to provide
   resolvability.  Steve Deering provided encouragement to keep working,
   as a solid proposal can act as a proof of ideas for a research group.

   Many others contributed; extensive security tips were provided by
   Steve Bellovin.  Rob Austein kept the DNS parts on track.  Paul
   Kocher taught Bob Moskowitz how to make the puzzle exchange expensive
   for the Initiator to respond, but easy for the Responder to validate.
   Bill Sommerfeld supplied the Birthday concept, which later evolved
   into the R1 generation counter, to simplify reboot management.  Erik
   Nordmark supplied the CLOSE-mechanism for closing connections.
   Rodney Thayer and Hugh Daniels provided extensive feedback.  In the
   early times of this document, John Gilmore kept Bob Moskowitz
   challenged to provide something of value.

   During the later stages of this document, when the editing baton was
   transferred to Pekka Nikander, the input from the early implementors
   was invaluable.  Without having actual implementations, this document
   would not be on the level it is now.

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   In the usual IETF fashion, a large number of people have contributed
   to the actual text or ideas.  The list of these people include Jeff
   Ahrenholz, Francis Dupont, Derek Fawcus, George Gross, Andrew
   McGregor, Julien Laganier, Miika Komu, Mika Kousa, Jan Melen, Henrik
   Petander, Michael Richardson, Rene Hummen, Tim Shepard, Jorma Wall,
   Xin Gu, and Jukka Ylitalo.  Our apologies to anyone whose name is
   missing.

   Once the HIP Working Group was founded in early 2004, a number of
   changes were introduced through the working group process.  Most
   notably, the original document was split in two, one containing the
   base exchange and the other one defining how to use ESP.  Some
   modifications to the protocol proposed by Aura, et al., [AUR03] were
   added at a later stage.

11.  Changes from RFC 5201

   This section summarizes the changes made from [RFC5201].

11.1.  Changes from draft-ietf-hip-rfc5201-bis-18

   o  Correct documentation prefix in Appendix C from 2001:D88/32 to
      2001:DB8/32, and update IPv6 checksum

   o  Correct documentation prefix reference from RFC 5747 to 5737

   o  Clarified HIT generation in Appendix E

11.2.  Changes from draft-ietf-hip-rfc5201-bis-17

   o  Update ORCHID reference to newly published RFC 7343

   o  Update example checksum section to RFC 7343 HIT prefix of
      2001:20::/28, and fix incorrect Header Length fields

   o  Update IANA considerations comment on legacy HIP_TRANSFORM
      parameter naming

   o  Add 2048-bit MODP DHE group as Group ID value 11.

11.3.  Changes from draft-ietf-hip-rfc5201-bis-16

   o  Clarify that receipt of user data in state CLOSING (Table 7)
      results in transition to I1-SENT

   o  Add academic reference for the first mention of the RSA algorithm

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   o  As part of comment resolution on use of NULL encryption, note that
      use of a NULL HIP CIPHER is only to be used when debugging and
      testing the HIP protocol.  This only pertains to the ENCRYPTED
      parameter, which is optional; in practice, if encryption is not
      desired, better to just not encrypt the Host ID.

11.4.  Changes from draft-ietf-hip-rfc5201-bis-15

   o  Additional edits to IANA Considerations section based on initial
      IANA review.

11.5.  Changes from draft-ietf-hip-rfc5201-bis-14

   o  Update source XML to comply with xmlrfcv2 version of the xml2rfc
      tool, resulting in a few table formatting changes.

   o  Editorial and minor technical revisions based on IESG review.

   o  Significant revisions to IANA Considerations section based on
      initial IANA review.

11.6.  Changes from draft-ietf-hip-rfc5201-bis-13

   o  Update a few references and fix some editorial nits.

11.7.  Changes from draft-ietf-hip-rfc5201-bis-12

   o  Fix I-D nits.

11.8.  Changes from draft-ietf-hip-rfc5201-bis-11

   o  Specify that TRANSPORT_FORMAT_LIST is mandatory in R1 and I2; fix
      incorrect section reference.

11.9.  Changes from draft-ietf-hip-rfc5201-bis-10

   o  Issue 39: Text clarifying R1 counter rollover and Initiator
      response to unexpected reset of the counter.

11.10.  Changes from draft-ietf-hip-rfc5201-bis-09

   o  Editorial changes based on working group last call.

11.11.  Changes from draft-ietf-hip-rfc5201-bis-08

   o  Issue 29: Use different RSA mode OEAP/PSS, elevate ECDSA to
      REQUIRED status

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   o  Issue 35: limiting ECC cofactor to 1

   o  Changed text regarding issue 33 reusing DH values

   o  Fix tracker issue 32 on Domain Identifier normative text

11.12.  Changes from draft-ietf-hip-rfc5201-bis-07

   o  Removed lingering references to SHA-1 as the mandatory hash
      algorithm (which was changed to SHA-256 in the -02 draft version).

   o  For parameter type number changes, changed "IETF Review" to "IETF
      Review or IESG Approval".

   o  Updated Appendix C checksum examples to conform to HIPv2 packets.

11.13.  Changes from draft-ietf-hip-rfc5201-bis-06

   o  Made echoing the R1_COUNTER in the I2 mandatory if the R1 contains
      an R1_COUNTER.  This required to make the R1 counter a critical
      parameter.  Hence, the parameter type number of the R1_COUNTER
      changed from 128 to 129.

   o  Made KDF dependent on DH Group to enable negotiation of the KDF.

11.14.  Changes from draft-ietf-hip-rfc5201-bis-05

   o  Changed type number of DH_GROUP_LIST from 2151 to 511 because it
      was in the number space that is reserved for the HIP transport
      mode negotiations.

   o  Added transport form type list parameter.  Transport forms are now
      negotiated with this list instead of by their order in the HIP
      packet.  This allows to remove the exception of the transport
      format parameters that were ordered by their preference instead of
      by their type number.  This should remove complexity from
      implementations.

   o  Clarify that in HIP signature processing, the restored checksum
      and length fields have been rendered invalid by the previous
      steps.

   o  Clarify behavior for when UPDATE does not contain SEQ or ACQ
      (disallow this).

   o  For namespace changes, changed "IETF Review" to "IETF Review or
      IESG Approval".

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   o  Addressed IESG comment about ignoring packet IP addresses.

   o  Permit using Anonymous HI control in packets other than R1/I2.

   o  Fixed minor reference error (RFC2418, RFC2410).

   o  Deleted comment that NULL-ENCRYPTION SHOULD NOT be configurable
      via the UI.

   o  Editorial changes.

11.15.  Changes from draft-ietf-hip-rfc5201-bis-04

   o  Clarifications of the Security Considerations section.  One DoS
      defense mechanism was changed to be more effective and less prone
      to misuse.

   o  Minor clarifications of the state machine.

   o  Clarified text on HIP puzzle.

   o  Added names and references for figures.

   o  Extended the definitions section.

   o  Added a reference to the HIP Version 1 certificate document.

   o  Added Initiator, Responder, HIP association, and signed data to
      the definitions section.

   o  Changed parameter figure for PUZZLE and SOLUTION to use
      RHASH_len/8 instead of n-byte.

   o  Replaced occurrences of lowercase 'not' in SHOULD NOT.

   o  Changed text to reflect the fact that several
      ECHO_REQUEST_UNSIGNED parameters may be present in an R1 and
      several ECHO_RESPONSE parameters may be present in an I2.

   o  Added text on verifying the ECHO_RESPONSE_SIGNED parameter in
      CLOSE_ACK.

   o  Changed wording from HMAC to HIP_MAC in Section 5.3.8.

   o  Reflected fact that the UPDATE packet MAY include zero or more
      ACKs.

   o  Added BEX to Definitions section.

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   o  Changed HIP_SIGNATURE algorithm field from 8 bit to 16 bit to
      achieve alignment with the HOST_ID parameters.

   o  Fixed the wrong figures of the SEQ and ACK parameters.  SEQ always
      contains ONE update ID.  ACK may acknowledge SEVERAL update IDs.

   o  Added wording that several NOTIFY parameters may be present in a
      HIP packet.

   o  Changed wording for the ECHO_RESPONSE_SIGNED parameter.  Also
      lifted the restriction that only one ECHO_RESPONSE_UNSIGNED
      parameter MUST be present in each HIP packet.  This did contradict
      the definition of the ECHO_RESPONSE_UNSIGNED parameter.

   o  Changed IETF Consensus to IETF Review or IESG Approval in IANA
      section.

   o  Aligned use of I, J, and K.  Now I is #I, J is #J and K is #K
      throughout the document.

   o  Updated references.

   o  Editorial changes.

11.16.  Changes from draft-ietf-hip-rfc5201-bis-03

   o  Editorial changes to improve clarity and readability.

   o  Removed obsoleted (not applicable) attack from security
      consideration section.

   o  Added a requirement that hosts MUST support processing of ACK
      parameters with several SEQ numbers even when they do not support
      sending such parameters.

   o  Removed note on memory bound puzzles.  The use of memory bound
      puzzles was reconsidered but no convincing arguments for inclusion
      in this document have been made on the list.

   o  Changed references to reference the new bis documents.

   o  Specified the ECC curves and the hashes used for these.

   o  Specified representation of ECC curves in the HI.

   o  Added text on the dependency between RHASH and HMAC.

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   o  Rephrased part of the security considerations to make them
      clearer.

   o  Clarified the use of HITs in opportunistic mode.

   o  Clarified the difference between HIP_MAC and HIP_MAC_2 as well as
      between SIGNATURE and SIGNATURE_2.

   o  Changed NOTIFY name for value 44 from SERVER_BUSY_PLEASE_RETRY to
      RESPONDER_BUSY_PLEASE_RETRY.

   o  Mentioned that there are multiple valid puzzle solutions.

11.17.  Changes from draft-ietf-hip-rfc5201-bis-02

   o  Added recommendation to not use puzzle #I twice for the same host
      to avoid identical key material.

   o  Revised state machine and added missing event handling.

   o  Added UNSUPPORTED_HIT_SUITE to NOTIFY to indicate unsupported HIT
      suites.

   o  Revised parameter type numbers (corresponding to IANA allocations)
      and added missing "free for experimentation" range to the
      description.

   o  Clarifying note on the use of the C bit in the parameter type
      numbers.

11.18.  Changes from draft-ietf-hip-rfc5201-bis-01

   o  Changed RHASH-len to RHASH_len to avoid confusion in calculations
      (- could be minus)

   o  Added RHASH_len to list of abbreviations

   o  Fixed length of puzzle #I and #J to be 1*RHASH_len

   o  Changed RHASH-len to RHASH_len to avoid confusion in calculations
      (- could be minus)

   o  Added RHASH_len to list of abbreviations

   o  Fixed length of puzzle #I and #J to be 1*RHASH_len

   o  Included HIT_SUITEs.

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   o  Added DH negotiation to I1 and R1.

   o  Added DH_LIST parameter.

   o  Added text for DH Group negotiation.

   o  Removed second DH public value from DH parameter.

   o  Added ECC to HI generation.

   o  Added Responder HIT selection to opportunistic mode.

   o  Added ECDSA HI text and references (not complete yet).

   o  Added separate section on aborting BEX.

   o  Added separate section on downgrade attack prevention.

   o  Added text about DH Group selection for use cases without I1.

   o  Removed type range allocation for parameters related to HIP
      transform types.

   o  New type range allocation for parameters that are only covered by
      a signature if a signature is present (Applies to DH_GROUP_LIST).

   o  Renamed HIP_TRANSFORM to HIP_CIPHER and removed hashes from it -
      hashes are determined by RHASH.

   o  The length of #I and #J for the puzzle now depends on RHASH.

   o  New keymat generation.

   o  Puzzle seed and solution now use RHASH and have variable length.

   o  Moved timing definitions closer to state machine.

   o  Simplified text regarding puzzle lifetime.

   o  Clarified the description of the use of #I in the puzzle

   o  Removed "Opportunistic mode" description from general definitions.

   o  More consistency across the old RFC5201 text.  Aligned
      capitalization and abbreviations.

   o  Extended protocol overview to include restart option.

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   o  Extended state machine to include restart option because of
      unsupported Algorithms.

   o  Replaced SHA-1 with SHA-256 for required implementation.

   o  Added OGA list parameter (715) for detecting the Responder's set
      of OGAs.

   o  Added Appendix on ORCHID use in HITs.

   o  Added truncated SHA-256 option for HITs.

   o  Added truncated SHA-1 option for HITs.

   o  Added text about new ORCHID structure to HIT overview.

   o  Moved Editor role to Robert Moskowitz.

   o  Added SHA-256 to puzzle parameter.

   o  Generalized LTRUNC to be hash-function agnostic.

   o  Added text about RHASH depending on OGA.

11.19.  Changes from draft-ietf-hip-rfc5201-bis-00

   o  Added reasoning why BIS document is needed.

11.20.  Contents of draft-ietf-hip-rfc5201-bis-00

   o  RFC5201 was submitted as draft-RFC.

12.  References

12.1.  Normative References

   [FIPS.180-2.2002]
              National Institute of Standards and Technology, "Secure
              Hash Standard", FIPS PUB 180-2, August 2002,
              <http://csrc.nist.gov/publications/fips/fips180-2/
              fips180-2.pdf>.

   [I-D.ietf-hip-rfc5202-bis]
              Jokela, P., Moskowitz, R., and J. Melen, "Using the
              Encapsulating Security Payload (ESP) Transport Format with
              the Host Identity Protocol (HIP)", draft-ietf-hip-
              rfc5202-bis-05 (work in progress), November 2013.

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   [NIST.800-131A.2011]
              National Institute of Standards and Technology,
              "Transitions: Recommendation for Transitioning the Use of
              Cryptographic Algorithms and Key Lengths", NIST 800-131A,
              January 2011.

   [RFC0768]  Postel, J., "User Datagram Protocol", STD 6, RFC 768,
              August 1980.

   [RFC0793]  Postel, J., "Transmission Control Protocol", STD 7, RFC
              793, September 1981.

   [RFC1035]  Mockapetris, P., "Domain names - implementation and
              specification", STD 13, RFC 1035, November 1987.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC2404]  Madson, C. and R. Glenn, "The Use of HMAC-SHA-1-96 within
              ESP and AH", RFC 2404, November 1998.

   [RFC2410]  Glenn, R. and S. Kent, "The NULL Encryption Algorithm and
              Its Use With IPsec", RFC 2410, November 1998.

   [RFC2460]  Deering, S. and R. Hinden, "Internet Protocol, Version 6
              (IPv6) Specification", RFC 2460, December 1998.

   [RFC2536]  Eastlake, D., "DSA KEYs and SIGs in the Domain Name System
              (DNS)", RFC 2536, March 1999.

   [RFC3110]  Eastlake, D., "RSA/SHA-1 SIGs and RSA KEYs in the Domain
              Name System (DNS)", RFC 3110, May 2001.

   [RFC3526]  Kivinen, T. and M. Kojo, "More Modular Exponential (MODP)
              Diffie-Hellman groups for Internet Key Exchange (IKE)",
              RFC 3526, May 2003.

   [RFC3602]  Frankel, S., Glenn, R., and S. Kelly, "The AES-CBC Cipher
              Algorithm and Its Use with IPsec", RFC 3602, September
              2003.

   [RFC3972]  Aura, T., "Cryptographically Generated Addresses (CGA)",
              RFC 3972, March 2005.

   [RFC4034]  Arends, R., Austein, R., Larson, M., Massey, D., and S.
              Rose, "Resource Records for the DNS Security Extensions",
              RFC 4034, March 2005.

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   [RFC4282]  Aboba, B., Beadles, M., Arkko, J., and P. Eronen, "The
              Network Access Identifier", RFC 4282, December 2005.

   [RFC4443]  Conta, A., Deering, S., and M. Gupta, "Internet Control
              Message Protocol (ICMPv6) for the Internet Protocol
              Version 6 (IPv6) Specification", RFC 4443, March 2006.

   [RFC4754]  Fu, D. and J. Solinas, "IKE and IKEv2 Authentication Using
              the Elliptic Curve Digital Signature Algorithm (ECDSA)",
              RFC 4754, January 2007.

   [RFC4868]  Kelly, S. and S. Frankel, "Using HMAC-SHA-256, HMAC-SHA-
              384, and HMAC-SHA-512 with IPsec", RFC 4868, May 2007.

   [RFC5702]  Jansen, J., "Use of SHA-2 Algorithms with RSA in DNSKEY
              and RRSIG Resource Records for DNSSEC", RFC 5702, October
              2009.

   [RFC6724]  Thaler, D., Draves, R., Matsumoto, A., and T. Chown,
              "Default Address Selection for Internet Protocol Version 6
              (IPv6)", RFC 6724, September 2012.

   [RFC7343]  Laganier, J. and F. Dupont, "An IPv6 Prefix for Overlay
              Routable Cryptographic Hash Identifiers Version 2
              (ORCHIDv2)", RFC 7343, September 2014.

12.2.  Informative References

   [AUR03]    Aura, T., Nagarajan, A., and A. Gurtov, "Analysis of the
              HIP Base Exchange Protocol", in Proceedings of 10th
              Australasian Conference on Information Security and
              Privacy, July 2003.

   [CRO03]    Crosby, SA. and DS. Wallach, "Denial of Service via
              Algorithmic Complexity Attacks", in Proceedings of Usenix
              Security Symposium 2003, Washington, DC., August 2003.

   [DIF76]    Diffie, W. and M. Hellman, "New Directions in
              Cryptography", IEEE Transactions on Information Theory
              vol. IT-22, number 6, pages 644-654, Nov 1976.

   [FIPS.197.2001]
              National Institute of Standards and Technology, "Advanced
              Encryption Standard (AES)", FIPS PUB 197, November 2001,
              <http://csrc.nist.gov/publications/fips/fips197/
              fips-197.pdf>.

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   [FIPS186-3]
              U.S. Department of Commerce/National Institute of
              Standards and Technology, "FIPS PUB 186-3: Digital
              Signature Standard (DSS).", June 2009.

   [I-D.ietf-hip-rfc4423-bis]
              Moskowitz, R., "Host Identity Protocol Architecture",
              draft-ietf-hip-rfc4423-bis-05 (work in progress),
              September 2012.

   [I-D.ietf-hip-rfc5204-bis]
              Laganier, J. and L. Eggert, "Host Identity Protocol (HIP)
              Rendezvous Extension", draft-ietf-hip-rfc5204-bis-02 (work
              in progress), September 2012.

   [I-D.ietf-hip-rfc5205-bis]
              Laganier, J., "Host Identity Protocol (HIP) Domain Name
              System (DNS) Extension", draft-ietf-hip-rfc5205-bis-02
              (work in progress), September 2012.

   [I-D.ietf-hip-rfc5206-bis]
              Henderson, T., Vogt, C., and J. Arkko, "Host Mobility with
              the Host Identity Protocol", draft-ietf-hip-rfc5206-bis-06
              (work in progress), July 2013.

   [KAU03]    Kaufman, C., Perlman, R., and B. Sommerfeld, "DoS
              protection for UDP-based protocols", ACM Conference on
              Computer and Communications Security , Oct 2003.

   [KRA03]    Krawczyk, H., "SIGMA: The 'SIGn-and-MAc' Approach to
              Authenticated Diffie-Hellman and Its Use in the IKE-
              Protocols", in Proceedings of CRYPTO 2003, pages 400-425,
              August 2003.

   [RFC0792]  Postel, J., "Internet Control Message Protocol", STD 5,
              RFC 792, September 1981.

   [RFC2785]  Zuccherato, R., "Methods for Avoiding the "Small-Subgroup"
              Attacks on the Diffie-Hellman Key Agreement Method for S/
              MIME", RFC 2785, March 2000.

   [RFC2898]  Kaliski, B., "PKCS #5: Password-Based Cryptography
              Specification Version 2.0", RFC 2898, September 2000.

   [RFC3447]  Jonsson, J. and B. Kaliski, "Public-Key Cryptography
              Standards (PKCS) #1: RSA Cryptography Specifications
              Version 2.1", RFC 3447, February 2003.

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   [RFC3849]  Huston, G., Lord, A., and P. Smith, "IPv6 Address Prefix
              Reserved for Documentation", RFC 3849, July 2004.

   [RFC5201]  Moskowitz, R., Nikander, P., Jokela, P., and T. Henderson,
              "Host Identity Protocol", RFC 5201, April 2008.

   [RFC5226]  Narten, T. and H. Alvestrand, "Guidelines for Writing an
              IANA Considerations Section in RFCs", BCP 26, RFC 5226,
              May 2008.

   [RFC5338]  Henderson, T., Nikander, P., and M. Komu, "Using the Host
              Identity Protocol with Legacy Applications", RFC 5338,
              September 2008.

   [RFC5533]  Nordmark, E. and M. Bagnulo, "Shim6: Level 3 Multihoming
              Shim Protocol for IPv6", RFC 5533, June 2009.

   [RFC5737]  Arkko, J., Cotton, M., and L. Vegoda, "IPv4 Address Blocks
              Reserved for Documentation", RFC 5737, January 2010.

   [RFC5869]  Krawczyk, H. and P. Eronen, "HMAC-based Extract-and-Expand
              Key Derivation Function (HKDF)", RFC 5869, May 2010.

   [RFC5903]  Fu, D. and J. Solinas, "Elliptic Curve Groups modulo a
              Prime (ECP Groups) for IKE and IKEv2", RFC 5903, June
              2010.

   [RFC5996]  Kaufman, C., Hoffman, P., Nir, Y., and P. Eronen,
              "Internet Key Exchange Protocol Version 2 (IKEv2)", RFC
              5996, September 2010.

   [RFC6090]  McGrew, D., Igoe, K., and M. Salter, "Fundamental Elliptic
              Curve Cryptography Algorithms", RFC 6090, February 2011.

   [RFC6253]  Heer, T. and S. Varjonen, "Host Identity Protocol
              Certificates", RFC 6253, May 2011.

   [RFC7045]  Carpenter, B. and S. Jiang, "Transmission and Processing
              of IPv6 Extension Headers", RFC 7045, December 2013.

   [RSA]      Rivest, R., Shamir, A., and L. Adleman, "A Method for
              Obtaining Digital Signatures and Public-Key
              Cryptosystems", Communications of the ACM 21 (2), pp.
              120-126, February 1978.

   [SECG]     SECG, "Recommended Elliptic Curve Domain Parameters", SEC
              2 , 2000, <http://www.secg.org/>.

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Appendix A.  Using Responder Puzzles

   As mentioned in Section 4.1.1, the Responder may delay state creation
   and still reject most spoofed I2 packets by using a number of pre-
   calculated R1 packets and a local selection function.  This appendix
   defines one possible implementation in detail.  The purpose of this
   appendix is to give the implementors an idea on how to implement the
   mechanism.  If the implementation is based on this appendix, it MAY
   contain some local modification that makes an attacker's task harder.

   The Responder creates a secret value S, that it regenerates
   periodically.  The Responder needs to remember the two latest values
   of S.  Each time the S is regenerated, the R1 generation counter
   value is incremented by one.

   The Responder generates a pre-signed R1 packet.  The signature for
   pre-generated R1s must be recalculated when the Diffie-Hellman key is
   recomputed or when the R1_COUNTER value changes due to S value
   regeneration.

   When the Initiator sends the I1 packet for initializing a connection,
   the Responder receives the HIT and IP address from the packet, and
   generates an #I value for the puzzle.  The #I value is set to the
   pre-signed R1 packet.

       #I value calculation:
       #I = Ltrunc( RHASH ( S | HIT-I | HIT-R | IP-I | IP-R ), n)
       where n = RHASH_len

   The RHASH algorithm is the same that is used to generate the
   Responder's HIT value.

   From an incoming I2 packet, the Responder receives the required
   information to validate the puzzle: HITs, IP addresses, and the
   information of the used S value from the R1_COUNTER.  Using these
   values, the Responder can regenerate the #I, and verify it against
   the #I received in the I2 packet.  If the #I values match, it can
   verify the solution using #I, #J, and difficulty #K.  If the #I
   values do not match, the I2 is dropped.

       puzzle_check:
       V := Ltrunc( RHASH( I2.I | I2.hit_i | I2.hit_r | I2.J ), #K )
       if V != 0, drop the packet

   If the puzzle solution is correct, the #I and #J values are stored
   for later use.  They are used as input material when keying material
   is generated.

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   Keeping state about failed puzzle solutions depends on the
   implementation.  Although it is possible for the Responder not to
   keep any state information, it still may do so to protect itself
   against certain attacks (see Section 4.1.1).

Appendix B.  Generating a Public Key Encoding from an HI

   The following pseudo-code illustrates the process to generate a
   public key encoding from an HI for both RSA and DSA.

   The symbol ":=" denotes assignment; the symbol "+=" denotes
   appending.  The pseudo-function "encode_in_network_byte_order" takes
   two parameters, an integer (bignum) and a length in bytes, and
   returns the integer encoded into a byte string of the given length.

   switch ( HI.algorithm )
   {

   case RSA:
   buffer := encode_in_network_byte_order ( HI.RSA.e_len,
             ( HI.RSA.e_len > 255 ) ? 3 : 1 )
   buffer += encode_in_network_byte_order ( HI.RSA.e, HI.RSA.e_len )
   buffer += encode_in_network_byte_order ( HI.RSA.n, HI.RSA.n_len )
   break;

   case DSA:
   buffer := encode_in_network_byte_order ( HI.DSA.T , 1 )
   buffer += encode_in_network_byte_order ( HI.DSA.Q , 20 )
   buffer += encode_in_network_byte_order ( HI.DSA.P , 64 +
                                            8 * HI.DSA.T )
   buffer += encode_in_network_byte_order ( HI.DSA.G , 64 +
                                            8 * HI.DSA.T )
   buffer += encode_in_network_byte_order ( HI.DSA.Y , 64 +
                                            8 * HI.DSA.T )
   break;

   }

Appendix C.  Example Checksums for HIP Packets

   The HIP checksum for HIP packets is specified in Section 5.1.1.
   Checksums for TCP and UDP packets running over HIP-enabled security
   associations are specified in Section 4.5.1.  The examples below use
   [RFC3849] and [RFC5737] addresses, and HITs with the prefix of
   2001:20 followed by zeros, followed by a decimal 1 or 2,
   respectively.

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   The following example is defined only for testing the checksum
   calculation.

C.1.  IPv6 HIP Example (I1 packet)

     Source Address:                 2001:DB8::1
     Destination Address:            2001:DB8::2
     Upper-Layer Packet Length:      48              0x30
     Next Header:                    139             0x8b
     Payload Protocol:               59              0x3b
     Header Length:                  5               0x5
     Packet Type:                    1               0x1
     Version:                        2               0x2
     Reserved:                       1               0x1
     Control:                        0               0x0
     Checksum:                       6750            0x1a5e
     Sender's HIT  :                 2001:20::1
     Receiver's HIT:                 2001:20::2
     DH_GROUP_LIST type:             511             0x1ff
     DH_GROUP_LIST length:           3               0x3
     DH_GROUP_LIST group IDs:        3,4,8

C.2.  IPv4 HIP Packet (I1 packet)

   The IPv4 checksum value for the example I1 packet is shown below.

     Source Address:                 192.0.2.1
     Destination Address:            192.0.2.2
     Upper-Layer Packet Length:      48              0x30
     Next Header:                    139             0x8b
     Payload Protocol:               59              0x3b
     Header Length:                  5               0x5
     Packet Type:                    1               0x1
     Version:                        2               0x2
     Reserved:                       1               0x1
     Control:                        0               0x0
     Checksum:                       61902           0xf1ce
     Sender's HIT  :                 2001:20::1
     Receiver's HIT:                 2001:20::2
     DH_GROUP_LIST type:             511             0x1ff
     DH_GROUP_LIST length:           3               0x3
     DH_GROUP_LIST group IDs:        3,4,8

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C.3.  TCP Segment

   Regardless of whether IPv6 or IPv4 is used, the TCP and UDP sockets
   use the IPv6 pseudo-header format [RFC2460], with the HITs used in
   place of the IPv6 addresses.

     Sender's HIT:                   2001:20::1
     Receiver's HIT:                 2001:20::2
     Upper-Layer Packet Length:      20              0x14
     Next Header:                    6               0x06
     Source port:                    65500           0xffdc
     Destination port:               22              0x0016
     Sequence number:                1               0x00000001
     Acknowledgment number:          0               0x00000000
     Data offset:                    5               0x5
     Flags:                          SYN             0x02
     Window size:                    65535           0xffff
     Checksum:                       28586           0x6faa
     Urgent pointer:                 0               0x0000

Appendix D.  ECDH and ECDSA 160 Bit Groups

   The ECDH and ECDSA 160-bit group SECP160R1 is rated at 80 bits
   symmetric strength.  Once this was considered appropriate for one
   year of security.  Today these groups should be used only when the
   host is not powerful enough (e.g., some embedded devices) and when
   security requirements are low (e.g., long-term confidentiality is not
   required).

Appendix E.  HIT Suites and HIT Generation

   The HIT as an ORCHID [RFC7343] consists of three parts: A 28-bit
   prefix, a 4-bit encoding of the ORCHID generation algorithm (OGA) and
   a hash that includes the Host Identity and a context ID.  The OGA is
   an index pointing to the specific algorithm by which the public key
   and the 96-bit hashed encoding is generated.  The OGA is protocol
   specific and is to be interpreted as defined below for all protocols
   that use the same context ID as HIP.  HIP groups sets of valid
   combinations of signature and hash algorithms into HIT Suites.  These
   HIT suites are addressed by an index, which is transmitted in the OGA
   field of the ORCHID.

   The set of used HIT Suites will be extended to counter the progress
   in computation capabilities and vulnerabilities in the employed
   algorithms.  The intended use of the HIT Suites is to introduce a new
   HIT Suite and phase out an old one before it becomes insecure.  Since
   the 4-bit OGA field only permits 15 HIT Suites (the HIT Suite with ID

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   0 is reserved) to be used in parallel, phased-out HIT Suites must be
   reused at some point.  In such a case, there will be a rollover of
   the HIT Suite ID and the next newly introduced HIT Suite will start
   with a lower HIT Suite index than the previously introduced one.  The
   rollover effectively deprecates the reused HIT Suite.  For a smooth
   transition, the HIT Suite should be deprecated a considerable time
   before the HIT Suite index is reused.

   Since the number of HIT Suites is tightly limited to 16, the HIT
   Suites must be assigned carefully.  Hence, sets of suitable
   algorithms are grouped in a HIT Suite.

   The HIT Suite of the Responder's HIT determines the RHASH and the
   hash function to be used for the HMAC in HIP packets as well as the
   signature algorithm family used for generating the HI.  The list of
   HIT Suites is defined in Table 11.

   The following HIT Suites are defined for HIT generation.  The input
   for each generation algorithm is the encoding of the HI as defined in
   Section 3.2.  The output is 96 bits long and is directly used in the
   ORCHID.

   +-------+----------+--------------+------------+--------------------+
   | Index | Hash     | HMAC         | Signature  | Description        |
   |       | function |              | algorithm  |                    |
   |       |          |              | family     |                    |
   +-------+----------+--------------+------------+--------------------+
   |     0 |          |              |            | Reserved           |
   |     1 | SHA-256  | HMAC-SHA-256 | RSA, DSA   | RSA or DSA HI      |
   |       |          |              |            | hashed with        |
   |       |          |              |            | SHA-256, truncated |
   |       |          |              |            | to 96 bits         |
   |     2 | SHA-384  | HMAC-SHA-384 | ECDSA      | ECDSA HI hashed    |
   |       |          |              |            | with SHA-384,      |
   |       |          |              |            | truncated to 96    |
   |       |          |              |            | bits               |
   |     3 | SHA-1    | HMAC-SHA-1   | ECDSA_LOW  | ECDSA_LOW HI       |
   |       |          |              |            | hashed with SHA-1, |
   |       |          |              |            | truncated to 96    |
   |       |          |              |            | bits               |
   +-------+----------+--------------+------------+--------------------+

                           Table 11: HIT Suites

   The hash of the responder as defined in the HIT Suite determines the
   HMAC to be used for the HMAC parameter.  The HMACs currently defined
   here are HMAC-SHA-256 [RFC4868], HMAC-SHA-384 [RFC4868], and HMAC-
   SHA-1 [RFC2404].

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Authors' Addresses

   Robert Moskowitz (editor)
   Verizon Telcom and Business
   1000 Bent Creek Blvd, Suite 200
   Mechanicsburg, PA
   USA

   EMail: robert.moskowitz@verizonbusiness.com

   Tobias Heer
   Hirschmann Automation and Control
   Stuttgarter Strasse 45-51
   Neckartenzlingen  72654
   Germany

   EMail: tobias.heer@belden.com

   Petri Jokela
   Ericsson Research NomadicLab
   JORVAS  FIN-02420
   FINLAND

   Phone: +358 9 299 1
   EMail: petri.jokela@nomadiclab.com

   Thomas R. Henderson
   University of Washington
   Campus Box 352500
   Seattle, WA
   USA

   EMail: tomhend@u.washington.edu

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