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Control Messages Protocol for Use with Network Time Protocol Version 4
draft-haberman-ntpwg-mode-6-cmds-01

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This is an older version of an Internet-Draft whose latest revision state is "Replaced".
Authors Professor David L. Mills , Brian Haberman
Last updated 2016-07-22
Replaced by draft-ietf-ntp-mode-6-cmds, draft-ietf-ntp-mode-6-cmds, RFC 9327
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draft-haberman-ntpwg-mode-6-cmds-01
Network Working Group                                           D. Mills
Internet-Draft                                    University of Deleware
Intended status: Historic                               B. Haberman, Ed.
Expires: January 23, 2017                                  July 22, 2016

 Control Messages Protocol for Use with Network Time Protocol Version 4
                  draft-haberman-ntpwg-mode-6-cmds-01

Abstract

   This document describes the structure of the control messages used
   with the Network Time Protocol.  These control messages can be used
   to monitor and control the Network Time Protocol application running
   on any IP network attached computer.  The information in this
   document was originally described in Appendix B of RFC 1305.  The
   goal of this document is to provide a historic description of the
   control messages.

Status of This Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on January 23, 2017.

Copyright Notice

   Copyright (c) 2016 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of

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   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   2
     1.1.  Control Message Overview  . . . . . . . . . . . . . . . .   2
   2.  NTP Control Message Format  . . . . . . . . . . . . . . . . .   4
   3.  Status Words  . . . . . . . . . . . . . . . . . . . . . . . .   5
     3.1.  System Status Word  . . . . . . . . . . . . . . . . . . .   6
     3.2.  Peer Status Word  . . . . . . . . . . . . . . . . . . . .   8
     3.3.  Clock Status Word . . . . . . . . . . . . . . . . . . . .   9
     3.4.  Error Status Word . . . . . . . . . . . . . . . . . . . .  10
   4.  Commands  . . . . . . . . . . . . . . . . . . . . . . . . . .  10
   5.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  12
   6.  Security Considerations . . . . . . . . . . . . . . . . . . .  12
   7.  Acknowledgements  . . . . . . . . . . . . . . . . . . . . . .  12
   8.  Normative References  . . . . . . . . . . . . . . . . . . . .  13
   Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  13

1.  Introduction

   RFC 1305 [RFC1305] described a set of control messages for use within
   the Network Time Protocol (NTP) when a comprehensive network
   management solution was not available.  The definitions of these
   control messages were not promulgated to RFC 5905 [RFC5905] when NTP
   version 4 was documented.  These messages were intended for use only
   in systems where no other management facilities were available or
   appropriate, such as in dedicated-function bus peripherals.  Support
   for these messages is not required in order to conform to RFC 5905
   [RFC5905].  The control messages are described here as a historical
   record given their use within NTPv4.

1.1.  Control Message Overview

   The NTP Control Message has the value 6 specified in the mode field
   of the first octet of the NTP header and is formatted as shown in
   Figure 1.  The format of the data field is specific to each command
   or response; however, in most cases the format is designed to be
   constructed and viewed by humans and so is coded in free-form ASCII.
   This facilitates the specification and implementation of simple
   management tools in the absence of fully evolved network-management
   facilities.  As in ordinary NTP messages, the authenticator field
   follows the data field.  If the authenticator is used the data field
   is zero-padded to a 32-bit boundary, but the padding bits are not
   considered part of the data field and are not included in the field
   count.

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   IP hosts are not required to reassemble datagrams larger than 576
   octets; however, some commands or responses may involve more data
   than will fit into a single datagram.  Accordingly, a simple
   reassembly feature is included in which each octet of the message
   data is numbered starting with zero.  As each fragment is transmitted
   the number of its first octet is inserted in the offset field and the
   number of octets is inserted in the count field.  The more-data (M)
   bit is set in all fragments except the last.

   Most control functions involve sending a command and receiving a
   response, perhaps involving several fragments.  The sender chooses a
   distinct, nonzero sequence number and sets the status field and R and
   E bits to zero.  The responder interprets the opcode and additional
   information in the data field, updates the status field, sets the R
   bit to one and returns the three 32-bit words of the header along
   with additional information in the data field.  In case of invalid
   message format or contents the responder inserts a code in the status
   field, sets the R and E bits to one and, optionally, inserts a
   diagnostic message in the data field.

   Some commands read or write system variables and peer variables for
   an association identified in the command.  Others read or write
   variables associated with a radio clock or other device directly
   connected to a source of primary synchronization information.  To
   identify which type of variable and association a 16-bit association
   identifier is used.  System variables are indicated by the identifier
   zero.  As each association is mobilized a unique, nonzero identifier
   is created for it.  These identifiers are used in a cyclic fashion,
   so that the chance of using an old identifier which matches a newly
   created association is remote.  A management entity can request a
   list of current identifiers and subsequently use them to read and
   write variables for each association.  An attempt to use an expired
   identifier results in an exception response, following which the list
   can be requested again.

   Some exception events, such as when a peer becomes reachable or
   unreachable, occur spontaneously and are not necessarily associated
   with a command.  An implementation may elect to save the event
   information for later retrieval or to send an asynchronous response
   (called a trap) or both.  In case of a trap the IP address and port
   number is determined by a previous command and the sequence field is
   set as described below.  Current status and summary information for
   the latest exception event is returned in all normal responses.  Bits
   in the status field indicate whether an exception has occurred since
   the last response and whether more than one exception has occurred.

   Commands need not necessarily be sent by an NTP peer, so ordinary
   access-control procedures may not apply; however, the optional mask/

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   match mechanism suggested elsewhere in this document provides the
   capability to control access by mode number, so this could be used to
   limit access for control messages (mode 6) to selected address
   ranges.

2.  NTP Control Message Format

   The format of the NTP Control Message header, which immediately
   follows the UDP header, is shown in Figure 1.  Following is a
   description of its fields.  Bit positions marked as zero are reserved
   and should always be transmitted as zero.

      0                   1                   2                   3
      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |0|0|  VN |Mode |R|E|M| OpCode  |       Sequence Number         |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |            Status             |       Association ID          |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |            Offset             |            Count              |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     /                    Data (up to 468 bytes)                     /
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
     |                                                               |
     /              Authenticator (optional, 96 bytes)               /
     |                                                               |
     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

                   Figure 1: NTP Control Message Header

   Version Number (VN): This is a three-bit integer indicating the NTP
   version number, currently four (4).

   Mode: This is a three-bit integer indicating the mode.  The value 6
   indicates an NTP control message.

   Response Bit (R): Set to zero for commands, one for responses.

   Error Bit (E): Set to zero for normal response, one for error
   response.

   More Bit (M): Set to zero for last fragment, one for all others.

   Operation Code (OpCode): This is a five-bit integer specifying the
   command function.  Values currently defined include the following:

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       +-------+--------------------------------------------------+
       |  Code |                     Meaning                      |
       +-------+--------------------------------------------------+
       |   0   | reserved                                         |
       |   1   | read status command/response                     |
       |   2   | read variables command/response                  |
       |   3   | write variables command/response                 |
       |   4   | read clock variables command/response            |
       |   5   | write clock variables command/response           |
       |   6   | set trap address/port command/response           |
       |   7   | trap response                                    |
       |  8-31 | reserved                                         |
       +-------+--------------------------------------------------+

   Sequence Number: This is a 16-bit integer indicating the sequence
   number of the command or response.

   Status: This is a 16-bit code indicating the current status of the
   system, peer or clock, with values coded as described in following
   sections.

   Association ID: This is a 16-bit integer identifying a valid
   association.

   Offset: This is a 16-bit integer indicating the offset, in octets, of
   the first octet in the data area.

   Count: This is a 16-bit integer indicating the length of the data
   field, in octets.

   Data: This contains the message data for the command or response.
   The maximum number of data octets is 468.

   Authenticator (optional): When the NTP authentication mechanism is
   implemented, this contains the authenticator information defined in
   Appendix C of RFC 1305.

3.  Status Words

   Status words indicate the present status of the system, associations
   and clock.  They are designed to be interpreted by network-monitoring
   programs and are in one of four 16-bit formats shown in Figure 2 and
   described in this section.  System and peer status words are
   associated with responses for all commands except the read clock
   variables, write clock variables and set trap address/port commands.
   The association identifier zero specifies the system status word,
   while a nonzero identifier specifies a particular peer association.
   The status word returned in response to read clock variables and

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   write clock variables commands indicates the state of the clock
   hardware and decoding software.  A special error status word is used
   to report malformed command fields or invalid values.

                      0                   1
                      0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5
                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                     | LI| Clock Src | Count | Code  |
                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                            System Status Word

                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                     |  Status | SEL | Count | Code  |
                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Peer Status Word

                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                     | Clock Status  |    Code       |
                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Radio Status Word

                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                     |   Error Code  |   Reserved    |
                     +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                             Error Status Word

                       Figure 2: Status Word Formats

3.1.  System Status Word

   The system status word appears in the status field of the response to
   a read status or read variables command with a zero association
   identifier.  The format of the system status word is as follows:

   Leap Indicator (LI): This is a two-bit code warning of an impending
   leap second to be inserted/deleted in the last minute of the current
   day, with bit 0 and bit 1, respectively, coded as follows:

   +------+------------------------------------------------------------+
   |  LI  |                       Meaning                              |
   +------+------------------------------------------------------------+
   |  00  | no warning                                                 |
   |  01  | read status command/response                               |
   |  10  | read variables command/response                            |
   |  11  | write variables command/response                           |
   +------+------------------------------------------------------------+

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   Clock Source (Clock Src): This is a six-bit integer indicating the
   current synchronization source, with values coded as follows:

   +-------+-----------------------------------------------------------+
   |  Code |                     Meaning                               |
   +-------+-----------------------------------------------------------+
   |   0   | unspecified or unknown                                    |
   |   1   | Calibrated atomic clock (e.g.,, HP 5061)                  |
   |   2   | VLF (band 4) or LF (band 5) radio (e.g.,, OMEGA,, WWVB)   |
   |   3   | HF (band 7) radio (e.g.,, CHU,, MSF,, WWV/H)              |
   |   4   | UHF (band 9) satellite (e.g.,, GOES,, GPS)                |
   |   5   | local net (e.g.,, DCN,, TSP,, DTS)                        |
   |   6   | UDP/NTP                                                   |
   |   7   | UDP/TIME                                                  |
   |   8   | eyeball-and-wristwatch                                    |
   |   9   | telephone modem (e.g.,, NIST)                             |
   | 10-63 | reserved                                                  |
   +-------+-----------------------------------------------------------+

   System Event Counter (Count): This is a four-bit integer indicating
   the number of system exception events occurring since the last time
   the system status word was returned in a response or included in a
   trap message.  The counter is cleared when returned in the status
   field of a response and freezes when it reaches the value 15.

   System Event Code (Code): This is a four-bit integer identifying the
   latest system exception event, with new values overwriting previous
   values, and coded as follows:

   +------+-----------------------------------------------------------+
   | Code |                         Meaning                           |
   +------+-----------------------------------------------------------+
   |  0   | unspecified                                               |
   |  1   | system restart                                            |
   |  2   | system or hardware fault                                  |
   |  3   | system new status word (leap bits or                      |
   |      |      synchronization change)                              |
   |  4   | system new synchronization source or stratum (sys.peer or |
   |      |      sys.stratum change)                                  |
   |  5   | system clock reset (offset correction exceeds CLOCK.MAX)  |
   |  6   | system invalid time or date (see NTP specification)       |
   |  7   | system clock exception (see system clock status word)     |
   | 8-15 | reserved                                                  |
   +------+-----------------------------------------------------------+

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3.2.  Peer Status Word

   A peer status word is returned in the status field of a response to a
   read status, read variables or write variables command and appears
   also in the list of association identifiers and status words returned
   by a read status command with a zero association identifier.  The
   format of a peer status word is as follows:

   Peer Status (Status): This is a five-bit code indicating the status
   of the peer determined by the packet procedure, with bits assigned as
   follows:

    +-------------+---------------------------------------------------+
    | Peer Status |                      Meaning                      |
    +-------------+---------------------------------------------------+
    |      0      | configured (peer.config)                          |
    |      1      | authentication enabled (peer.authenable)          |
    |      2      | authentication okay (peer.authentic)              |
    |      3      | reachability okay (peer.reach <F128M>?F255D> 0)   |
    |      4      | reserved                                          |
    +-------------+---------------------------------------------------+

   Peer Selection (SEL): This is a three-bit integer indicating the
   status of the peer determined by the clock-selection procedure, with
   values coded as follows:

   +-----+-------------------------------------------------------------+
   | Sel |                        Meaning                              |
   +-----+-------------------------------------------------------------+
   |  0  | rejected                                                    |
   |  1  | passed receive sanity checks                                |
   |  2  | passed correctness check (intersection algorithm            |
   |  3  | passed candidate checks (if limit check implemented)        |
   |  4  | passed outlyer checks (cluster algorithm                    |
   |  5  | current synchronization source; max distance exceeded       |
   |     |      (if limit check implemented)                           |
   |  6  | current synchronization source; max distance okay           |
   |  7  | reserved                                                    |
   +-----+-------------------------------------------------------------+

   Peer Event Counter (Count): This is a four-bit integer indicating the
   number of peer exception events that occurred since the last time the
   peer status word was returned in a response or included in a trap
   message.  The counter is cleared when returned in the status field of
   a response and freezes when it reaches the value 15.

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   Peer Event Code (Code): This is a four-bit integer identifying the
   latest peer exception event, with new values overwriting previous
   values, and coded as follows:

    +-------+---------------------------------------------------------+
    | Peer  |                                                         |
    | Event |                            Meaning                      |
    | Code  |                                                         |
    +-------+---------------------------------------------------------+
    |    0  | unspecified                                             |
    |    1  | peer IP error                                           |
    |    2  | peer authentication failure (peer.authentic bit 1 --> 0 |
    |    3  | peer unreachable (peer.reach was nonzero now zero)      |
    |    4  | peer reachable (peer.reach was zero now nonzero)        |
    |    5  | peer clock exception (see peer clock status word)       |
    |  6-15 | reserved                                                |
    +-------+---------------------------------------------------------+

3.3.  Clock Status Word

   There are two ways a reference clock can be attached to a NTP service
   host, as an dedicated device managed by the operating system and as a
   synthetic peer managed by NTP.  As in the read status command, the
   association identifier is used to identify which one, zero for the
   system clock and nonzero for a peer clock.  Only one system clock is
   supported by the protocol, although many peer clocks can be
   supported.  A system or peer clock status word appears in the status
   field of the response to a read clock variables or write clock
   variables command.  This word can be considered an extension of the
   system status word or the peer status word as appropriate.  The
   format of the clock status word is as follows:

   Clock Status: This is an eight-bit integer indicating the current
   clock status, with values coded as follows:

    +--------------+--------------------------------------------------+
    | Clock Status |                      Meaning                     |
    +--------------+--------------------------------------------------+
    |       0      | clock operating within nominals                  |
    |       1      | reply timeout                                    |
    |       2      | bad reply format                                 |
    |       3      | hardware or software fault                       |
    |       4      | propagation failure                              |
    |       5      | bad date format or value                         |
    |       6      | bad time format or value                         |
    |     7-255    | reserved                                         |
    +--------------+--------------------------------------------------+

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   Clock Event Code (Code): This is an eight-bit integer identifying the
   latest clock exception event, with new values overwriting previous
   values.  When a change to any nonzero value occurs in the radio
   status field, the radio status field is copied to the clock event
   code field and a system or peer clock exception event is declared as
   appropriate.

3.4.  Error Status Word

   An error status word is returned in the status field of an error
   response as the result of invalid message format or contents.  Its
   presence is indicated when the E (error) bit is set along with the
   response (R) bit in the response.  It consists of an eight-bit
   integer coded as follows:

    +--------------+--------------------------------------------------+
    | Error Status |                    Meaning                       |
    +--------------+--------------------------------------------------+
    |       0      | unspecified                                      |
    |       1      | authentication failure                           |
    |       2      | invalid message length or format                 |
    |       3      | invalid opcode                                   |
    |       4      | unknown association identifier                   |
    |       5      | unknown variable name                            |
    |       6      | invalid variable value                           |
    |       7      | administratively prohibited                      |
    |     8-255    | reserved                                         |
    +--------------+--------------------------------------------------+

4.  Commands

   Commands consist of the header and optional data field shown in
   Figure 2.  When present, the data field contains a list of
   identifiers or assignments in the form
   <<identifier>>[=<<value>>],<<identifier>>[=<<value>>],...  where
   <<identifier>> is the ASCII name of a system or peer variable
   specified in RFC 5905 and <<value>> is expressed as a decimal,
   hexadecimal or string constant in the syntax of the C programming
   language.  Where no ambiguity exists, the <169>sys.<170> or
   <169>peer.<170> prefixes can be suppressed.  Whitespace (ASCII
   nonprinting format effectors) can be added to improve readability for
   simple monitoring programs that do not reformat the data field.
   Internet addresses are represented as four octets in the form
   [n.n.n.n], where n is in decimal notation and the brackets are
   optional.  Timestamps, including reference, originate, receive and
   transmit values, as well as the logical clock, are represented in
   units of seconds and fractions, preferably in hexadecimal notation,
   while delay, offset, dispersion and distance values are represented

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   in units of milliseconds and fractions, preferably in decimal
   notation.  All other values are represented as-is, preferably in
   decimal notation.

   Implementations may define variables other than those described in
   RFC 5905.  Called extramural variables, these are distinguished by
   the inclusion of some character type other than alphanumeric or
   <169>.<170> in the name.  For those commands that return a list of
   assignments in the response data field, if the command data field is
   empty, it is expected that all available variables defined in RFC
   5905 will be included in the response.  For the read commands, if the
   command data field is nonempty, an implementation may choose to
   process this field to individually select which variables are to be
   returned.

   Commands are interpreted as follows:

   Read Status (1): The command data field is empty or contains a list
   of identifiers separated by commas.  The command operates in two ways
   depending on the value of the association identifier.  If this
   identifier is nonzero, the response includes the peer identifier and
   status word.  Optionally, the response data field may contain other
   information, such as described in the Read Variables command.  If the
   association identifier is zero, the response includes the system
   identifier (0) and status word, while the data field contains a list
   of binary-coded pairs <<association identifier>> <<status word>>, one
   for each currently defined association.

   Read Variables (2): The command data field is empty or contains a
   list of identifiers separated by commas.  If the association
   identifier is nonzero, the response includes the requested peer
   identifier and status word, while the data field contains a list of
   peer variables and values as described above.  If the association
   identifier is zero, the data field contains a list of system
   variables and values.  If a peer has been selected as the
   synchronization source, the response includes the peer identifier and
   status word; otherwise, the response includes the system identifier
   (0) and status word.

   Write Variables (3): The command data field contains a list of
   assignments as described above.  The variables are updated as
   indicated.  The response is as described for the Read Variables
   command.

   Read Clock Variables (4): The command data field is empty or contains
   a list of identifiers separated by commas.  The association
   identifier selects the system clock variables or peer clock variables
   in the same way as in the Read Variables command.  The response

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   includes the requested clock identifier and status word and the data
   field contains a list of clock variables and values, including the
   last timecode message received from the clock.

   Write Clock Variables (5): The command data field contains a list of
   assignments as described above.  The clock variables are updated as
   indicated.  The response is as described for the Read Clock Variables
   command.

   Set Trap Address/Port (6): The command association identifier, status
   and data fields are ignored.  The address and port number for
   subsequent trap messages are taken from the source address and port
   of the control message itself.  The initial trap counter for trap
   response messages is taken from the sequence field of the command.
   The response association identifier, status and data fields are not
   significant.  Implementations should include sanity timeouts which
   prevent trap transmissions if the monitoring program does not renew
   this information after a lengthy interval.

   Trap Response (7): This message is sent when a system, peer or clock
   exception event occurs.  The opcode field is 7 and the R bit is set.
   The trap counter is incremented by one for each trap sent and the
   sequence field set to that value.  The trap message is sent using the
   IP address and port fields established by the set trap address/port
   command.  If a system trap the association identifier field is set to
   zero and the status field contains the system status word.  If a peer
   trap the association identifier field is set to that peer and the
   status field contains the peer status word.  Optional ASCII-coded
   information can be included in the data field.

5.  IANA Considerations

   This document makes no request of IANA.

   Note to RFC Editor: this section may be removed on publication as an
   RFC.

6.  Security Considerations

   A number of security vulnerabilities have been identified with these
   control messages.

7.  Acknowledgements

   Tim Plunkett created the original version of this document.

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8.  Normative References

   [RFC1305]  Mills, D., "Network Time Protocol (Version 3)
              Specification, Implementation and Analysis", RFC 1305,
              DOI 10.17487/RFC1305, March 1992,
              <http://www.rfc-editor.org/info/rfc1305>.

   [RFC5905]  Mills, D., Martin, J., Ed., Burbank, J., and W. Kasch,
              "Network Time Protocol Version 4: Protocol and Algorithms
              Specification", RFC 5905, DOI 10.17487/RFC5905, June 2010,
              <http://www.rfc-editor.org/info/rfc5905>.

Authors' Addresses

   Dr. David L. Mills
   University of Deleware

   Email: mills@udel.edu

   Brian Haberman (editor)

   Email: brian@innovationslab.net

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