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Email Policy Service Trust Processing
draft-schaad-plasma-service-01

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This is an older version of an Internet-Draft whose latest revision state is "Expired".
Author Jim Schaad
Last updated 2012-03-12
Replaces draft-schaad-eps-trust
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draft-schaad-plasma-service-01
Network Working Group                                          J. Schaad
Internet-Draft                                   Soaring Hawk Consulting
Intended status: Standards Track                          March 12, 2012
Expires: September 13, 2012

                 Email Policy Service Trust Processing
                     draft-schaad-plasma-service-01

Abstract

   Write Me

Status of this Memo

   This Internet-Draft is submitted in full conformance with the
   provisions of BCP 78 and BCP 79.

   Internet-Drafts are working documents of the Internet Engineering
   Task Force (IETF).  Note that other groups may also distribute
   working documents as Internet-Drafts.  The list of current Internet-
   Drafts is at http://datatracker.ietf.org/drafts/current/.

   Internet-Drafts are draft documents valid for a maximum of six months
   and may be updated, replaced, or obsoleted by other documents at any
   time.  It is inappropriate to use Internet-Drafts as reference
   material or to cite them other than as "work in progress."

   This Internet-Draft will expire on September 13, 2012.

Copyright Notice

   Copyright (c) 2012 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

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Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  4
     1.1.  XML Nomenclature and Name Spaces . . . . . . . . . . . . .  4
     1.2.  Requirements Terminology . . . . . . . . . . . . . . . . .  5
   2.  Components . . . . . . . . . . . . . . . . . . . . . . . . . .  6
     2.1.  WS-Trust 1.3 . . . . . . . . . . . . . . . . . . . . . . .  6
     2.2.  XACML 3.0  . . . . . . . . . . . . . . . . . . . . . . . .  6
     2.3.  SAML . . . . . . . . . . . . . . . . . . . . . . . . . . .  6
   3.  Model  . . . . . . . . . . . . . . . . . . . . . . . . . . . .  7
     3.1.  Sender Processing  . . . . . . . . . . . . . . . . . . . .  7
     3.2.  Recieving Agent Processing . . . . . . . . . . . . . . . .  8
   4.  Protocol Overview  . . . . . . . . . . . . . . . . . . . . . . 10
   5.  Plasma Request . . . . . . . . . . . . . . . . . . . . . . . . 11
     5.1.  Authentication Element . . . . . . . . . . . . . . . . . . 12
     5.2.  xacml:Request Element  . . . . . . . . . . . . . . . . . . 13
   6.  Plasma Response Element  . . . . . . . . . . . . . . . . . . . 14
     6.1.  xacml:Response Element . . . . . . . . . . . . . . . . . . 15
   7.  Authentication Element . . . . . . . . . . . . . . . . . . . . 17
     7.1.  SAML Collection Element  . . . . . . . . . . . . . . . . . 18
     7.2.  WS Trust Tokens  . . . . . . . . . . . . . . . . . . . . . 19
     7.3.  XML Signature Element  . . . . . . . . . . . . . . . . . . 20
     7.4.  GSS-API Element  . . . . . . . . . . . . . . . . . . . . . 22
   8.  Role Token and Policy Acquisition  . . . . . . . . . . . . . . 23
     8.1.  Role Token Request . . . . . . . . . . . . . . . . . . . . 23
     8.2.  Request Role Token Response  . . . . . . . . . . . . . . . 25
       8.2.1.  PlasmaTokens XML element . . . . . . . . . . . . . . . 26
   9.  Sending A Message  . . . . . . . . . . . . . . . . . . . . . . 29
     9.1.  Send Message Request . . . . . . . . . . . . . . . . . . . 29
       9.1.1.  CMS Message Token Data Structure . . . . . . . . . . . 30
     9.2.  Send Message Response  . . . . . . . . . . . . . . . . . . 32
   10. Decoding A Message . . . . . . . . . . . . . . . . . . . . . . 33
     10.1. Requesting Message Key . . . . . . . . . . . . . . . . . . 33
     10.2. Requesting Message Key Response  . . . . . . . . . . . . . 34
   11. Plasma Attributes  . . . . . . . . . . . . . . . . . . . . . . 36
     11.1. Data Attributes  . . . . . . . . . . . . . . . . . . . . . 36
       11.1.1. Channel Binding Data Attribute . . . . . . . . . . . . 36
       11.1.2. CMS Signer Info Data Attribute . . . . . . . . . . . . 37
       11.1.3. S/MIME Capabilities Data Attribute . . . . . . . . . . 37
     11.2. Obligations and Advice . . . . . . . . . . . . . . . . . . 38
       11.2.1. Signature Required . . . . . . . . . . . . . . . . . . 38
       11.2.2. Encryption Required  . . . . . . . . . . . . . . . . . 38
   12. Security Considerations  . . . . . . . . . . . . . . . . . . . 40
   13. IANA Considerations  . . . . . . . . . . . . . . . . . . . . . 41
   14. Open Issues  . . . . . . . . . . . . . . . . . . . . . . . . . 43
   15. References . . . . . . . . . . . . . . . . . . . . . . . . . . 44
     15.1. Normative References . . . . . . . . . . . . . . . . . . . 44
     15.2. Informative References . . . . . . . . . . . . . . . . . . 45

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   Editorial Comments . . . . . . . . . . . . . . . . . . . . . . . .
   Appendix A.  XML Schema  . . . . . . . . . . . . . . . . . . . . . 47
   Appendix B.  Example: Get Roles Request  . . . . . . . . . . . . . 52
   Appendix C.  Example: Get Roles Response . . . . . . . . . . . . . 53
   Appendix D.  Example: Get CMS Token Request  . . . . . . . . . . . 54
   Appendix E.  Example: Get CMS Token Response . . . . . . . . . . . 56
   Appendix F.  Example: Get CMS Key Request  . . . . . . . . . . . . 57
   Appendix G.  Example: Get CMS KeyResponse  . . . . . . . . . . . . 58
   Author's Address . . . . . . . . . . . . . . . . . . . . . . . . . 59

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1.  Introduction

1.1.  XML Nomenclature and Name Spaces

   The following name spaces are used in this document:

   +-----+--------------------------------------------+----------------+
   | Pre | Namespace                                  | Specification( |
   | fix |                                            | s)             |
   +-----+--------------------------------------------+----------------+
   | eps | http://ietf.org/2011/plasma/               | This           |
   |     |                                            | Specification  |
   |     |                                            |                |
   | wst | http://docs.oasis-open.org/ws-sx/ws-trust/ | [WS-TRUST]     |
   |     | 200512                                     |                |
   |     |                                            |                |
   | wsu | http://docs.oasis-open.org/wss/2004/01/oas | [WS-Security]  |
   |     | is-200401-wss-wssecurity-utility-1.0.xsd   |                |
   |     |                                            |                |
   | wss | http://docs.oasis-open.org/wss/2004/01/oas | [WS-Security]  |
   | e   | is-200401-wss-wssecurity-secext-1.0.xsd    |                |
   |     |                                            |                |
   | wss | http://docs.oasis-open.org/wss/oasis-wss-w | [WS-Security]  |
   | e11 | security-secext-1.1.xsd                    |                |
   |     |                                            |                |
   | xac | http://docs.oasis-open.org/xacml/3.0/xacml | [XACML]        |
   | ml  | -3.0-core-spec-cs-01-en.html               |                |
   |     |                                            |                |
   | ds  | http://www.w3.org/2000/09/xmldsig#         | [XML-Signature |
   |     |                                            | ]              |
   |     |                                            |                |
   | xen | http://www.w3.org/2001/04/xmlenc#          | [XML-Encrypt]  |
   | c   |                                            |                |
   |     |                                            |                |
   | wsp | http://schemas.xmlsoap.org/ws/2004/09/poli | [WS-Policy]    |
   |     | cy                                         |                |
   |     |                                            |                |
   | wsa | http://www.w3.org/2005/08/addressing       | [WS-Addressing |
   |     |                                            | ]              |
   |     |                                            |                |
   | xs  | http://www.w3.org/2001/XMLSchema           | [XML-Schema1][ |
   |     |                                            | XML-Schema2]   |
   +-----+--------------------------------------------+----------------+

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1.2.  Requirements Terminology

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in [RFC2119].

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2.  Components

2.1.  WS-Trust 1.3

   We use WS-Trust as the basis for the protocol presented in this
   document.  WS-Trust is a secure messaging protocol used for security
   token exchange to enable the issuance and dissemination of
   credentials within different trust domains.  WS-Trust 1.3 is
   specified by OASIS in [WS-TRUST].  WS-Trust is built on SOAP (see
   [SOAP12]) to provide a messaging structure.

2.2.  XACML 3.0

   The XACML specification (eXtensible Access Control Markup Language)
   [XACML] provides a framework for writing access control policies and
   for creating standardized access control queries and responses.  For
   creating the query/response messages, the specification is written
   assuming that there is a high degree of trust in both the PEP and the
   PDP.  If one looks at Figure 2 in [Plasma], this corresponds to the
   (a) case in the diagram.  For this specification we are assuming that
   the PEP is not a trusted entity leading to some additional message
   wrapping and requirements.

2.3.  SAML

   We use the SAML specification.

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3.  Model

   To be supplied from the problem statement document. [anchor8]

                     (1)(3)     +----------+
                   +----------->|Sending   |<------------+
                   |            |Agent     |             |
              (2)  v            +----------+             v
             +----------+           ^               +---------+
             |Email     |           |               |Mail     |
             |Policy    |<----------+               |Transfer |
             |Service   |                           |Agent    |
             +----------+                           +---------+
              ()   ^            +----------+             ^
                   |            |Receiving |             |
                   +----------->|Agent     |<------------+
                     ()()       +----------+

                  Figure 1: Message Access Control Actors

   List the boxes above and give some info about them.

   Email Policy Service  is the gateway controller for accessing a
      message.  Although it is represented as a single box in the
      diagram, there is no reason for it to be in practice.  Each of the
      three protocols could be talking to different instances of a
      common system.  This would allow for a server to operated by
      Company A, but be placed in Company B's network thus reducing the
      traffic sent between the two networks.

   Mail Transfer Agent  is the entity or set of entities that is used to
      move the message from the sender to the receiver.  Although this
      document describes the process in terms of mail, any method can be
      used to transfer the message.

   Receiving Agent  is the entity that consumes the message.

   Sending Agent  is the entity that originates the message.

3.1.  Sender Processing

   We layout the general steps that need to be taken by the sender of an
   EPS message.  The numbers in the steps below refer to the numbers in
   the upper half of Figure 1.  A more detailed description of the
   processing is found in Section 8 for obtaining the security policies
   that can be applied to a messages and Section 9 for sending a

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   message.

   1.  The Sending Agent sends a message to one or more Email Policy
       Services in order to obtain the set of policies that it can apply
       to a message along with a security token to be used in proving
       the authorization.  Details of the message send can be found in
       Section 8.1.

   2.  The Email Policy Service examines the set of policies that it
       understands and checks to see if the requester is authorized to
       send messages with the policy.

   3.  The Email Policy Service returns the set of policies and an
       security token to the Sending Agent.  Details of the message sent
       can be found in Section 8.2.

   4.  The Sending Agent selects the Email Policy(s) to be applied to
       the message, along with the set of recipients for the message.

   5.  The Sending Agent relays the selected information to the Email
       Policy Service along with the security token.  Details of this
       message can be found in Section 9.1.

   6.  The Email Policy Service creates the recipient info attribute as
       defined in [EPS-CMS].

   7.  The Email Policy Service returns the created attribute to the
       Sending Agent.  Details of this message can be found in
       Section 9.2.

   8.  The Sending Agent composes the CMS EnvelopedData content type
       placing the returned attribute into a KEKRecipientInfo structure
       and then send the message to the Mail Transport Agent.

3.2.  Recieving Agent Processing

   We layout the general steps that need to be taken by the sender of an
   EPS message.  The numbers in the steps below refer to the numbers in
   the lower half of Figure 1.  A more detailed description of the
   processing is found in Section 10.

   1.  The Receiving Agent obtains the message from the Mail Transport
       Agent.

   2.  The Receiving Agent starts to decode the message and in that
       process locates an EvelopedData content type which has a
       KEKRecipientInfo structure with a XXXX attribute.

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   3.  The Receiving Agent processes the SignedData content of the XXXX
       attribute to determine that communicating with it falls within
       accepted policy.

   4.  The Receiving Agent transmits the content of the XXXX attribute
       to the referenced Email Policy Service.  The details of this
       message can be found in Section 10.1.

   5.  The Email Policy Service decrypts the content of the message and
       applies the policy to the credentials provided by the Receiving
       Agent.

   6.  If the policy passes, the Email Policy Service returns the
       appropriate key or RecipientInfo structure to the Receiving
       Agent.  Details of this message can be found in Section 10.2.

   7.  The Receiving Agent proceeds to decrypt the message and perform
       normal processing.

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4.  Protocol Overview

   The protocol defined in this document is designed to take place
   between a Plasma server and a Plasma client.  The protocol takes
   place in terms of a query/repsonse dialog from the client to the
   server.  A completed dialog can consist of one or more query/response
   message pairs as the protocol allows for multiple round trips within
   a single dialog so that a client can provide additional
   authentication, authorization and attribute information to the
   server.

   The protocol MUST be run over a secure transport, while the protocol
   allows for signature operations to occur on sections of the message
   structure, the secure transport is responsible for providing the
   confidentiality and integrity protection services over the entire
   message.

   Multiple dialogs may be run over a single secure transport.  Before a
   new dialog may be started, the previous dialog MUST have completed to
   a state of success, failure or not applicable.  A new dialog MUST NOT
   be started after receiving a response with an indeterminate status.
   This is an indicator that the dialog has not yet completed.

   Plasma compliant implementations MUST support TLS 1.1 [RFC4346] and
   above as secure transports.  Implementations SHOULD NOT allow for the
   use of TLS 1.0 or SSL.  Other secure transports MAY be implemented.

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5.  Plasma Request

   The specification is written using XACML as the basic structure used
   to frame a request for an operation to occur.  The request for
   operations to occur are written in terms of XACML action items.  This
   specification defines a number of actions specific to the use of this
   document in a CMS environment.  Other specifications may define
   additional action items for other environments (for example the XML
   encryption environment) or other purposes.  (It has been suggested
   that this basic structure could be used to standardize the dialogs
   between PDPs and PAPs.)

   In addition to the XACML action request there is a set of structures
   to allow for a variety of authentication mechanisms to be used.  By
   allowing for the use of SAML and GSS-API as base authentication
   mechanisms, the mechanism used is contained in a sub-system and thus
   does not directly impact the protocol.  Additionally the
   authentication can be performed by the secure transport, for example
   TLS with client authentication by X.509 certificates or a login
   dialog box.

   The request message uses a single XML structure.  This structure is
   the eps:PlasmaRequest object.  The XML Schema used to describe this
   structure is:

     <xs:element name="PlasmaRequest" type="RequestType"/>
     <xs:complexType name="RequestType">
       <xs:sequence>
         <xs:element ref="Authentication" minOccurs="0"/>
         <xs:element ref="xacml:Request" minOccurs="0"/>
       </xs:sequence>
     </xs:complexType>

   A Plasma Request will have two elements in it:

   Authentication  is an optional element that contains the various
      methods of authentication that are available for use.  The
      authentication element is also used to contain SAML assertions
      containing attributes about the individual being authenticated.

   xacml:Request  is an optional element that contains the control
      information for the action requested.  The control information
      takes the form of an action request plus additional data to be
      used as part of the action request.  The data and actions are to
      be treated as self-asserted, this is they are deemed not to come
      from a reliable source even in the event that an authentication is
      successfully completed.  Attributes for the policy enforcement
      SHOULD NOT be self-asserted values.  This element is taken from

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      the XACML specification.

   Clients sending a Plasma Request to a server MUST populate one or
   both elements.

5.1.  Authentication Element

   NOTE: I think this section goes away as it is covered later.

   The authentication type is used to carry information about the
   different ways that the Plasma server will allow for authentication
   to occur.  More than one authentication field can be filled in when
   sending message to the server.  If more than one authentication field
   is set, then the server can select which fields are to be used.  More
   than one field can be used.

   Additionally, the authentication element can be used to transport
   attributes about the entity being authenticated by including a SAML
   assertion with the attribute values.  The assertion of attributes is
   treated as being separate from authentication, however a single SAML
   assertion can contain both authentication and attribute information.

   The XML Schema used for the Authentication element is:

  <xs:element name="Authentication" type="AuthenticationType"/>
  <xs:complexType name="AuthenticationType">
    <xs:sequence>
      <xs:element name="SAML_Collection" minOccurs="0">
        <xs:complexType>
          <xs:sequence>
            <xs:element ref="saml:Assertion" maxOccurs="unbounded"/>
          </xs:sequence>
        </xs:complexType>
      </xs:element>
      <xs:element name="GSS_API" type="xs:hexBinary" minOccurs="0"/>
      <xs:element name="WS_Token" type="xs:hexBinary" minOccurs="0" maxOccurs="unbounded"/>
      <xs:element ref="ds:Signature" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>

   The fields of this element are:

   SAML_Collection  holds a sequence of one or more SAML assertions.
      These assertions can contain statements about attributes or keys
      for the requester.

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   GSS_API  holds a GSS-API message object.  This message object will
      normally be using the GSS-API/EAP method defined by [ABFAB].

   WS_Token  holds a WS-Token obtained from some source.  The most
      common source for a WS-Token to be obtained from will be from a
      previous conversation with a Plasma server.  For example, one or
      more WS-Tokens will be returned from a Get Roles dialog.

   ds:Signature

5.2.  xacml:Request Element

   We use the xacml:Request element for creating the access control
   request of the Plasma Server.  When the request element is present,
   one will normally have an attribute from the
   urn:oasis:names:tc:xacml:3.0:attribute-category.  This document
   defines a set of actions to be used with the server.

   Additional attributes can be added to the request as well.  These
   attributes can help control what is happening to the message and
   provide additional data to the request.  When attributes are to be
   provided in an authenticated manner, then they must be provided in a
   different manner than being placed here.  Unless self-assertion is
   considered sufficient.

   For convenience the schema for the xacml:Request element is
   reproduced here:

<xs:element name="Request" type="xacml:RequestType"/>
<xs:complexType name="RequestType">
  <xs:sequence>
    <xs:element ref="xacml:RequestDefaults" minOccurs="0"/>
    <xs:element ref="xacml:Attributes" maxOccurs="unbounded"/>
    <xs:element ref="xacml:MultiRequests" minOccurs="0"/>
  </xs:sequence>
  <xs:attribute name="ReturnPolicyIdList" type="xs:boolean" use="required"/>
  <xs:attribute name="CombinedDecision" type="xs:boolean" use="required"/>
</xs:complexType>

   The use of the RequestDefaults element is possible, but will
   generally not be supported.  The use of MultiRequest element is
   strongly discouraged.

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6.  Plasma Response Element

   There is a single top level structure that is used by the server to
   respond to a client request.

   The XML Schema used to describe the top level response is as follows:

  <xs:element name="PlasmaResponse" type="ResponseType"/>
  <xs:complexType name="ResponseType">
    <xs:sequence>
      <xs:element ref="xacml:Response"/>
      <xs:element name="PlasmaTokens" minOccurs="0">
        <xs:complexType>
          <xs:sequence>
            <xs:element ref="PlasmaToken" minOccurs="0" maxOccurs="unbounded"/>
          </xs:sequence>
        </xs:complexType>
      </xs:element>
      <xs:element name="CMSToken" minOccurs="0" maxOccurs="unbounded">
        <xs:complexType>
          <xs:simpleContent>
            <xs:extension base="xs:hexBinary">
              <xs:attribute name="TokenId" type="xs:string" use="optional"/>
            </xs:extension>
          </xs:simpleContent>
        </xs:complexType>
      </xs:element>
      <xs:element ref="CMSKey" minOccurs="0"/>
      <xs:element ref="Authentication" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>

   A Plasma Response has three elements used:

   xacml:Response  is a mandatory element that returns the status of the
      access request.

   PlasmaTokens  is an optional element that will return one or more
      PlasmaToken elements.

   CMSToken  is an optional element that contains the CMS Token that is
      included in a CMS message as part of a recipient info element.

   CMSKey  is an optional element that contains the key to be used in
      decrypting a CMS message.

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   Authentication  return a GSS-API element as part of a GSS-API
      authentication process.  Also return a challenge.  A full
      discussion of the Authentication element can be found in
      Section 7.

6.1.  xacml:Response Element

   The xacml:Response element has the ability to return both a decision,
   but additionally information about why a decision was not made.

   The schema for the xacml:Response element is reproduced here for
   convenience:

<xs:element name="Response" type="xacml:ResponseType"/>
<xs:complexType name="ResponseType">
  <xs:sequence>
    <xs:element ref="xacml:Result" maxOccurs="unbounded"/>
  </xs:sequence>
</xs:complexType>

<xs:element name="Result" type="xacml:ResultType"/>
<xs:complexType name="ResultType">
  <xs:sequence>
    <xs:element ref="xacml:Decision"/>
    <xs:element ref="xacml:Status" minOccurs="0"/>
    <xs:element ref="xacml:Obligations" minOccurs="0"/>
    <xs:element ref="xacml:AssociatedAdvice" minOccurs="0"/>
    <xs:element ref="xacml:Attributes" minOccurs="0" maxOccurs="unbounded"/>
    <xs:element ref="xacml:PolicyIdentifierList" minOccurs="0"/>
  </xs:sequence>
</xs:complexType>

   The xacml:Response element consists of one child the Result.  While
   the schema allows for multiple results to be returned, it is
   constrained to be a single Result returned in this specification as
   only a single request will ever be made at one time.

   The xacml:Response element consists of the following elements:

   xacml:Decision  is a mandatory element that returns the possible
      decisions of the access control decision.  The set of permitted
      values are Permit, Deny, Indeterminate and No Policy.

   xacml:Status  is an optional element returned for the Indeterminate
      status which provides for the reason that a decision was not able
      to be reached.  Additionally it can contain hints for remedying
      the situation.  This document defines a new set of status values
      to be returned.  Formal declaration may be found in Section 13.

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      *  gss-api indicates that a gss-api message has been returned as
         part of the authentication process.

   xacml:Obligations  is designed to force the PEP to perform specific
      actions prior to allowing access to the resource.  This element is
      not used by Plasma and SHOULD be absent.  If a response is
      returned with this element present, the processing MUST fail
      unless the PEP can perform the required action.  A set of Plasma
      specific obligations are found in Section 11.2.

   xacml:AssocatedAdvice  is designed to give suggestions to the PEP
      about performing specific actions prior to allowing access to the
      resource.  This element is not used by Plasma and SHOULD be
      absent.  If the response is returned with this element present,
      processing will succeed even if the PEP does not know how to
      perform the required action.  A set of Plasma specific advoice
      elements are found in Section 11.2.

   xacml:Attributes  provides a location for the server to return
      attributes used in the access control evaluation process.  Only
      those attributes requested in the Attributes section of the
      request are to be returned.  Since Plasma does not generally
      supply attributes for the evaluation process, this field will
      normally be absent.

   xacml:PolicyIdentifierList  provides a location to return the set of
      policies used to grant access to the resource.  This element is
      expected to be absent for Plasma.

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7.  Authentication Element

   One of the major goals in the Plasma work is to attempt and detach
   the process of authentication specifics from the Plasma protocol.  In
   order to accomplish this we are specifying the use of two general
   mechanisms (SAML and GSS-API) which can be configured and expanded
   without changing the core Plasma protocol itself.  The authentication
   element has two main purposes: 1) to process the authentication being
   used by the client and 2) to carry authenticated attributes for use
   in the policy evaluation.

   When transporting the authentication information, one needs to
   recognize that there may be a single or multiple messages in the
   dialog in order to complete the authentication process.  In
   performing the process of authenticating, any or all of the elements
   in this structure can be used.  If there are multiple elements filled
   out, the server can choose to process the elements in any order.
   This means that the Plasma protocol itself does not favor any
   specific mechanism.  The current set of mechanisms that are built
   into the Plasma specification are:

   o  SAML Assertions - many different types of SAML assertions are
      supported.  The specification allows for both bearer and holder of
      key assertions.

   o  X.509 Certificates can be used for the purpose of authentication
      by creating a signature with the XML Digital Signature standard.

   o  GSS-API - the specification allows for the use of GSS-API in
      performing the authentication process.  The ABFAB mechanism in
      GSS-API is specifically designed for use in a federated community
      and allows for both authentication and attribute information to be
      queried from the identity server.

   o  WS-Trust tokens allow for much of the same type of information to
      be passed as SAML assertions.  The Plasma specification has been
      designed mailing for the use of WS-Trust tokens to be used for
      caching prior authentication sessions.

   More than one authentication element may be present in any single
   message.  This is because a client may need to provide more than one
   piece of data to a server in order to authenticate, for example a
   holder of key SAML Assertion along with a signature created with that
   key.  Additionally a client may want to provide the server an option
   of different ways of doing the authentication.  In a federated
   scenario, an X.509 certificate with a signature can be presented and
   the server may not be able to build a trust path to it's set of trust
   anchors.  In this case the server may opt to use the GSS-API/EAP

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   protocol for doing the authentication.  Finally, the client may want
   to provide the server with a SAML Assertion that binds a number of
   attributes to it's identities so that the server does not need to ask
   for those attributes at a later time.

   When transporting the attribute information, one needs to recognize
   that there may be single or multiple messages in the dialog in order
   to complete the authorization process.  The PDP will return a status
   code of urn:oasis:names:xacml:1.0:status:missing-attribute in the
   event that one or more attributes are needed in order to complete the
   authorization process.  The details on how XACML returns missing
   attribute information is found in Section 7.17.3 of [XACML].  When
   the list of attributes is returned, the client has two choices: 1) It
   can close the dialog, look for a source of the missing attributes and
   then start a new dialog, 2) it can just get an assertion for the
   missing attributes and send the new assertion as in a new request
   message within the same dialog.  The decision of which process to use
   will depend in part on how long it is expected to take to get the new
   attribute assertion to be returned.

   The schema for the Authentication element directly maps to the
   ability to hold the above elements.  The schema for the
   Authentication element is:

  <xs:element name="Authentication" type="AuthenticationType"/>
  <xs:complexType name="AuthenticationType">
    <xs:sequence>
      <xs:element name="SAML_Collection" minOccurs="0">
        <xs:complexType>
          <xs:sequence>
            <xs:element ref="saml:Assertion" maxOccurs="unbounded"/>
          </xs:sequence>
        </xs:complexType>
      </xs:element>
      <xs:element name="GSS_API" type="xs:hexBinary" minOccurs="0"/>
      <xs:element name="WS_Token" type="xs:hexBinary" minOccurs="0" maxOccurs="unbounded"/>
      <xs:element ref="ds:Signature" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>

7.1.  SAML Collection Element

   The SAML collection element provides a holder to place one or more
   SAML Assertions[anchor16].  SAML has defined three different types of
   assertions in it's core specification [OASIS-CORE]:

   o  Authentication: The assertion subject was authenticated by a
      particular means at a particular time.

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   o  Attribute: The assertion subject is associated with the supplied
      attributes.

   o  Authorization Decision: A request to allow the assertion subject
      to access the specified resource has been granted or denied.

   While a PDP can use an Authorization Decision as input, this is
   unexpected and MAY be supported.  In addition there are three
   different ways that the subject of a SAML statement can be
   identified:

   o  A bearer statement: These statements are belong to anybody who
      presents them.  The owner is required to take the necessary
      precautions to protect them.

   o  A holder of key statement: These statements belong to anybody who
      can use the key associated with the statement.

   o  Subject name match: These statements can be associated to an
      identity by matching the name of the entity.

   When a holder of key identification is used, the XML Signature
   element is used to provide the key usage element.

   We cannot pass a SAML assertion with attributes as a single attribute
   in the XACML request as XACML wants each of the different attributes
   to be individually listed in the request.  This greatly simplifies
   the XACML code, but means that one needs to do a mapping process from
   the SAML attributes to the XACML attributes.  This process has been
   discussed in Section 2 of [SAML-XACML].  This mapping process MUST be
   done by a trusted agent, as there are a number of steps that need to
   be done including the validation of the signature on the SAML
   assertion.  This process cannot be done by the PEP that is residing
   on the Plasma client's system as this is considered to be an
   untrusted entity by the Plasma system as a whole.  One method for
   this to be addressed is to treat the Plasma server as both a PDP (for
   the Plasma client) and a PDP for the true XACML policy evaluator.  In
   this model, the Plasma server becomes the trusted PEP party and has
   the ability to do the necessary signature validation and mapping
   processes.  A new XACML request is then created and either re-
   submitted to itself for complete evaluation or to a third party which
   does the actual XACML processing.

7.2.  WS Trust Tokens

   WS Trust tokens are used in two different ways by this specification.
   They can be used as the primary introduction method of a client to
   the server, or they can be used by the server to allow the client to

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   be re-introduced to the server in such a way that the server can use
   cached information.

   WS Trust tokens come in two basic flavors: Bearer tokens and Holder
   of Key tokens.  With the first flavor, presentation of the token is
   considered to be sufficient to allow the server to validate the
   identity of the presenter and know the appropriate attributes to make
   a policy decision.  In the second flavor some type of cryptographic
   operation is needed in addition to just presenting the token.  The
   Signature element Section 7.3 provides necessary infrastructure to
   permit the cryptographic result to be passed to the server.

   This document does not define the content or structure of any tokens
   to be used.  This is strictly an implementation issue for the servers
   in question.  This is because the client can treat the WS Token value
   presented to it as an opaque blob.  Only the servers need to
   understand how to process the blob.  However there are some
   additional fields which can be returned in addition to the token that
   need to be discussed:

   wst:TokenType  SHOULD be returned if more than one type of token is
      used by the set of servers.  If a token type is returned to the
      client, the client MUST include the element when the token is
      returned to the server.

   wst:BinarySecret  SHOULD be returned for moderate duration tokens.
      If a binary secret is returned then the client MUST provide
      protection for the secret value.  When a binary secret has been
      returned, then the client MUST create either a signature or MAC
      value and place it into the Signature element Section 7.3.
      [anchor18].

   wst:Lifetime  MUST be returned with the wsu:Expires element set.  The
      wsu:Created element MAY be included.  The element provides the
      client a way to know when a token is going to expire and obtain a
      new one as needed.

7.3.  XML Signature Element

   When a holder of key credential is used to determine the attributes
   associated with an entity, there is a requirement that the key be
   used in a proof of possesion step so that the Plasma server can
   validate that the entity does hold the key.  The credentials can hold
   either asymmetic keys (X.509 certificates and SAML Assertions) or
   symmetic keys (WS Trust TOkens and SAML Assertions) which use Digital
   Signatures or Message Authentication Codes (MACs) respectively to
   create and validate a key usage statement.  The XML signature
   standard [XML-Signature] provides an infrastructure to for holding

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   the proof of possession information.

   When the XML Signature element is used in the first message of the
   dialog, an XACML Request element be present in the document.  In this
   case the signature is to be computed over the XACML Request.  After
   the first message, the XACML Request element may be present, but
   usually is not.  When the XACML Request element is present in the
   subsequent messages it may be signed, however the SignBody XML
   element has been defined for use in subsequenct messages.  The XML
   schema for this element is:

     <xs:element name="SignBody" type="SignBodyType"/>
     <xs:complexType name="SignBodyType">
       <xs:sequence>
         <xs:element name="ChannelBinding" type="xs:base64Binary"/>
       </xs:sequence>
     </xs:complexType>

   In the SignBodyType show above, the ChannelBinding element contains a
   value derived from the TLS tunnel used to transport the protocol.
   The details for the value derivation can be find in section
   Section 11.1.1.  By the use of a value which is derived from the
   cryptographic keys used in for protecting the tunnel, it is possible
   for the server to verify that the authentication values computed were
   done specifically for this specific conversation and are not replayed
   from previous conversations.

   When creating either a signature or a MAC, the following statements
   hold:

   o  The canonicalization algorithm Canonical XML 1.1 [XML-C14N11]
      without comments MUST be supported and SHOULD be used in preparing
      the XML node set for hashing.  Other canonicalization algorithms
      MAY be used.

   o  The Signature element SHOULD include an Enveloped Signature
      Transformation (Section 6.6.4 of [XML-Signature] but MAY be the
      root of the Plasm request.  Both methods MUST be supported by
      Plasma servers.

   o  The signature algorithms RSAwithSHA256 and ECDSAwithSHA256 MUST be
      supported by both clients and servers.  The MAC algorithm HMAC-
      SHA256 MUST be supported by both clients and servers.  Other
      signature and MAC algorithms MAY be supported.

   o  Set the additional attributes that must be included in a signature
      - what should they be?

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   o  If an xacml:Request element is referenced by an XML Signature
      element, the xacml:Request element MUST include the ChannelBinding
      token (Section 11.1.1) as one of the attributes.

   o  The keys used in computing the authentication value need to be
      identified for the recipient.  For X509 certificates, the full raw
      certificate will normally be included as part of the signature,
      but MAY be referenced instead.  For SAML assertions, the specific
      assertion carrying the asymmetric key can be identified by TBD
      HERE.  In the event that symmetric keys are used by holder of key
      assertions, the specific assertion will be identified by TBD HERE.
      In these cases the server is expected to be able to associated the
      key with the assertion by some means (either locally or perhaps
      encrypted into the assertion).

7.4.  GSS-API Element

   TBD - rules for using GSS-API in general and the EAP version from
   ABFAB particularly.

   o  How to build the name.

   o  Must use a secure tunnel for the outer EAP method and an
      appropriate inner EAP method(s) to accomplish the required level
      of authentication.

   o  Server query of attributes and specification of LOA to the EAP
      IdP.

   o  Any additional Trust model items.

   o  How round trips are accomplished - the only case that a server
      will send back an Authentication element is on return processing
      of GSS-API messages.

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8.  Role Token and Policy Acquisition

   In order to send a message using a Plasma server, the first step is
   to obtain a role token that provides the description of the lables
   that can be applied and the authorization to send a message using one
   or more of the labels.  The process of obtaining the role token is
   designed to be a query/response round trip to the Plasma server.  In
   practice a number of round trips may be necessary in order to provide
   all of the identity and attributes to the Plasma server that are
   needed to evaluate the policies for the labels.  An example of a
   request token can be found in Appendix B.

   When a Plasma server receives a role token request from a client, it
   needs to perform a policy evaluation for all of the policies that it
   arbitrates along with all of the options for those policies.  In
   general, the first time that a client requests a role token from the
   server, it will not know the level of authentication that is needed
   or the set of attributes that needs to be presented in order to get
   the set of tokens.  A server MUST NOT issue a role token without
   first attempting to retrieve from an attribute source (either the
   client or a back end server) all of the attributes required to check
   all policies.  Since the work load required on the server is expected
   to be potentially extensive for creating the role token, it is
   expected that the token returned will be valid for a period of time.
   This will allow for the frequency of the operation to be reduced.
   While the use of an extant role token can be used for identity proof,
   it is not generally suggested that a new token be issued without
   doing a full evaluation of the attributes of the client as either the
   policy or the set of client attributes may have changed in the mean
   time.

8.1.  Role Token Request

   The process starts by a client sending a server a role token request.
   Generally, but not always, the request will include some type of
   identity proof information and a set of generic attributes.  It is
   suggested that, after the first successful conversation, the client
   cache hints about the identity and attributes needed for a server.
   This allows for fewer round trips in later conversations.

   The role token request, as with all requests, is always built using
   the eps:PlasmaRequest XML structure.  The xacml:Request element MUST
   be included on the first message, but is omitted on subsequent
   authentication round trips.  The eps:Authentication MAY be included
   on the first message (depending on how authentication is going to be
   done) and MUST be included on subsequent authentication round trips.

   When sending the role token there are a number of things that can be

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   done.  These include:

   o  The client can optionally include an attribute to specify the name
      to be used for policy evaluation purposes.  If this attribute is
      absent, then the name is extracted from the identity proof
      provided externally.  This attribute allows for a client to get
      delegated permissions for a third party.  One case where this
      would be used is for an executive assistant to be able to act as
      the executive for reading certain types of messages.  When this
      behavior is desired, the following attribute is used:

      Category="urn:oasis:names:tc:xacml:1.0:subject-category:access-
      subject"
      AttributeId="urn:oasis:names:tc:xacml:1.0:data-type:rfc822Name"

      Plasma servers MUST implement the rfc822Name attribute id, other
      name forms MAY be implemented as well.

   o  The client MUST include an action attribute.  This document
      defines the action attribute to be used for requesting role
      tokens:

      Category="urn:oasis:name:tc:xacml:3.0:attribute-category:action"
      AttributeId="urn:ietf:plasma:action-id"
      Attribute Value: GetRoleTokens

   o  If the client is using the XML Digital Signature element in this
      message, then the client MUST include the cryptographic channel
      binding token (Section 11.1.1) in the set of XACML attributes.

   o  The client can optionally include a SAML assertion in the
      Authentication section of the message.  See section Section 7.1
      for more information on how to deal with SAML assertions carrying
      attribute statements.

   An example of a message requesting the set of policy information is:

   <esp:PlasmaRequest>
     <eps:Authentication>...</eps:Authentication>
     <xacml:Request>
       <xacml:Attributes Category="...:action">
         <xacml:Attribute AttributeId="urn:plasma:action-id">
           <xacml:AttributeValue
              DataType="http://www.w3.org/2001/XMLSchema#string">
             GetRoleToken</xacml:AttributeValue>
         </xacml:Attribute>
       </xacml:Attributes>
     </xacml:Request>

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   </esp:PlasmaRequest>

   In this example the identity information of the requester is implicit
   from the data in the Authentication element.

8.2.  Request Role Token Response

   In response to a role token request message, the Plasma server
   returns a role token request message.  The response message uses the
   eps:PlasmaResponse XML structure.  When a response message is create
   the following should be noted:

   o  An xacml:Decision is always included in a response message.  The
      values permitted are:

      Permit  is used to signal success.  In this case the response
         message MUST include an eps:PlasmaTokens element.

      Deny  is used to signal failure.  In this case the xacml:Status
         element MUST be present an contain a failure reason.

      Indeterminate  is used to signal that a result cannot yet be
         reached.  In this case there must be a request for additional
         attributes in the xacml:Result/Attributes element or additional
         authentication information to be carried in TBD.

      NotApplicable  is returned if the Plasma server does not have the
         capability to issue role tokens.

   An example of a message returning the set of policy information is:

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  <eps:PlasmaResponse>
    <xacml:Response>
      <xacml:Result>
        <xacml:Decision>Permit</xacml:Decision>
      </xacml:Result>
    </xacml:Response>
    <eps:PlasmaTokens>
      <eps:PlasmaToken>
        <eps:PolicyList>
          <eps:Policy>
            Details of a policy
          </eps:Policy>
          ... More policies ...
          <wst:RequestSecurityTokenResponse>
            <wst:TokenType>urn:...:plasma:roleToken</wst:TokenType>
            <wst:RequestedSecurityToken>...</wst:RequestedSecurityToken>
          </wst:RequestSecurityTokenResponse>
        </eps:PolicyList>
      </eps:PlasmaToken>
    </eps:PlasmaTokens>
  </eps:PlasmaResponse>

   In this example, the Email Policy Service is returning three
   different policies that can be used along with a security token and a
   key to be used with the token when sending a message.

8.2.1.  PlasmaTokens XML element

   The eps:PlasmaTokens element is used to return one or more tokens to
   the client.  Each token returned will contain one or more policies
   that can be asserted with the token and the token itself.
   Additionally the name of a Plasma server to be used with the token
   can be included as well as cryptographic information to be used with
   the token.

   The schema used for the PlasmaTokens element is:

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  <xs:element name="PlasmaToken" type="PlasmaTokenType"/>
  <xs:complexType name="PlasmaTokenType">
    <xs:sequence>
      <xs:element name="PDP" type="xs:anyURI" maxOccurs="unbounded"/>
      <xs:choice>
        <xs:element name="PolicyList">
          <xs:complexType>
            <xs:sequence>
              <xs:element name="Policy" type="PolicyType" maxOccurs="unbounded"/>
            </xs:sequence>
          </xs:complexType>
        </xs:element>
        <xs:element ref="Label"/>
      </xs:choice>
      <xs:element ref="wst:RequestSecurityTokenResponse"/>
      <xs:element ref="xacml:Obligations" minOccurs="0"/>
      <xs:element ref="xacml:AssociatedAdvice" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>
  <xs:complexType name="PolicyType">
    <xs:sequence>
      <xs:element name="Name" type="xs:string"/>
      <xs:element name="Identifier" type="xs:string"/>
      <xs:element name="Options" type="xs:anyType"/>
    </xs:sequence>
  </xs:complexType>

   The eps:PlasmaTokens field will contain one or more eps:PlasmaToken
   elements.

   The eps:PlasmaToken element contains the following items:

   PDP  is an optional element.  If the element is present, it provides
      one or more URLs to be used for containing a Plasma server for the
      purpose of sending a message.  This element allows for the use of
      different Plasma servers for issuing role tokens and message
      tokens.  No ranking of the servers is implied by the order of the
      URLs returned.

   PolicyList  contains the description of one or more policies that can
      be asserted using the issued token.  Any of the policies contained
      in the list may be combined together using the policy logic in
      constructing a label during the send message process.

   Label  contains a single specific label.  This element is returned as
      part of a read message token to allow for replies to be formulated
      by an entity that cannot generally originate a message using the
      policy.

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   wst:RequestSecurityTokenResponse  contains the actual token itself.

   The eps:PolicyType type is used to represent the elements of a policy
   to the client.  The elements in this type are:

   Name  contains a display string that represents the policy.  This
      element is localized in response to the TBD attribute in the TBD
      field.

   Identifier  contains a "unique" identifier for the policy.  This is
      the value that identifies the policy to the software.  The type
      for the value is defined as a string and is expected to be either
      a URN, and Object Identifier or some equally unique identifier.

   Options  allows for a set of options to be specified for the policy.
      The set of options is dependent on the policy and only those
      clients which have pre-knowledge of a policy are expected to be
      able to deal with them.  The options can range from a simple
      yes/no selection to a list of strings.  An example of using
      options is provided by the basic policies defined in [TBD] where a
      set of RFC 822 names is provided.[anchor21]

   When building the wst:RequestSecurityTokenResponse element, the
   following should be noted:

      A wst:RequestedSecruityToken element containing the security token
      MUST be included.  The format of the security token is not
      specified and is implementation specific, it is not expected that
      .  Examples of items that could be used as security tokens are
      SAML statements, encrypted record numbers in a server database.

      A wst:Lifetime giving the life time of the token SHOULD be
      included.  It is not expected that this should be determinable
      from the token itself and thus must be independently provided.
      There is no guarantee that the token will be good during the
      lifetime as it make get revoked due to changes in credentials,
      however the client is permitted to act as if it were.  The token
      provided may be used for duration.  If this element is absent, it
      should be assumed that the token is either a one time token or of
      limited duration.

      Talk about cryptographic information

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9.  Sending A Message

   After having obtained a role token from a Plasma server, the client
   can then prepare to send a message by requesting a message token from
   the Plasma server.  As part of the preparatory process, the client
   will construct the label to be applied to the message from the set of
   policies that it can assert, determine the optional elements for
   those policies which have options, generate the random key encryption
   key and possible create the key recipient structures for the message.
   Although this section is written in terms of a CMS Encrypted message,
   there is nothing to prevent the specification of different formats
   and still use this same basic protocol.  An example of a request
   token exchange can be found in Appendix D.

9.1.  Send Message Request

   The send message request is built using the eps:PlasmaRequest XML
   structure.  When building the request, the following aplies:

   o  The eps:Authentication element MAY be included in the initial
      message.  The authorization is supplied by the role token which is
      included in the data structure, however authentication may be
      required as well.  The authentication data is placed here.

   o  The xacml:Request element MUST be included in the initial message.

   o  The client MUST include an action attribute.  This document
      defines the action attribute to be used for purpose:

      Category = "urn:oasis:name:tc:xacml:3.0:attribute-category:action"
      AttributeId="urn:ietf:plasma:action-id"
      Attribute Value= GetSendCMSToken

   o  The client MUST include a data attribute.  This attribute contains
      the information that is used to build the CMS Message token to be
      returned.  There MAY be more than one data attribute, but this
      will not be a normal case.  More details on this attribute are in
      Section 9.1.1.

   o  If the client is using the XML Digital Signature element in this
      message, then the client MUST include the cryptographic channel
      binding token (xref target="ChannelBind"/>) in the set of XACML
      attributes.

   An example of a message returning the set of policy information is:

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   <eps:PlasmaRequest>
     <eps:Authentication>
       <eps:WS_Token>
         Role Token goes here
       </eps:WS_Token>
       <xacml:Request>
         <xacml:Attributes Category="...:action">
           <xacml:Attribute AttributeId="urn:plasma:action-id">
             <xacml:AttributeValue>
               GetSendCMSToken
             </xacml:AttributeValue>
           </xacml:Attribute>
         </xacml:Attributes>
         <xacml:Attributes Category="...:data">
           <xcaml:Attribute AttributeId="urn:plasma:data-id">
             <xacml:AttributeValue>
               Label and keys
             </xacml:AttributeValue>
           </xcaml:Attribute>
         </xacml:Attributes>
       </xacml:Request>
     </eps:Authentication>
   </eps:PlasmaRequest>

9.1.1.  CMS Message Token Data Structure

   The message token data structure is used as an attribute to carry the
   necessary information to issue a CMS message token.  The schema that
   describes the structure is:

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  <xs:element name="MessageTokenRequest" type="MessageTokenRequestType"/>
  <xs:complexType name="MessageTokenRequestType">
    <xs:sequence>
      <xs:element name="RoleToken"/>
      <xs:element ref="Label"/>
      <xs:element ref="RecipientInfo" minOccurs="0" maxOccurs="unbounded"/>
      <xs:element name="KEK" type="xs:hexBinary" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>
  <xs:element name="RecipientInfo" type="RecipientInfoType"/>
  <xs:complexType name="RecipientInfoType">
    <xs:sequence>
      <xs:element name="Subject" maxOccurs="unbounded">
        <xs:complexType>
          <xs:simpleContent>
            <xs:extension base="xs:anySimpleType">
              <xs:attribute name="type" type="xs:string" use="required"/>
            </xs:extension>
          </xs:simpleContent>
        </xs:complexType>
      </xs:element>
      <xs:element name="LockBox" type="xs:hexBinary"/>
    </xs:sequence>
  </xs:complexType>

   When used in an xacml:Attribute, the structure is identified by:

   Category = "urn:oasis:name:tc:xacml:3.0:attribute-category:data"
   AttributeId = "urn:ietf:plasma:data-id"
   DataType = "http://www.w3.org/2001/XMLSchema#anyType"

   The elements of the structure are used as:

   RoleToken  contains the previously issued role token which provides
      the authorization to use the policies in the label.

   Label  contains the label to be applied to the message.

   Recipients  is an optional element that contains one or more
      recipient info structures.

   KEK  is an optional element that contains the KEK to decrypt the CMS
      lock box.

   One or both of KEK and Recipients MUST be present.

   The elements of the RecipientInfoType structure are:

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   Subject  contains a subject identifier.  Since a CMS recipient info
      structure does not contain a great deal of information about the
      recipient, this element contains a string which can be used to
      identify the subject.  This will normally be an RFC 822 name.
      Multiple subject names can be provided for a single lock box.
      This allows for the use a KEK value that is shared among the set
      of recipients but not the Plasma server.

   LockBox  contains a hex encoded CMS Recipient Info structure.  If the
      recipient info structure is placed here, it MUST NOT be placed in
      the CMS EnvelopedData structure as well.

9.2.  Send Message Response

   In response to a send message request, the Plasma server returns a
   send message response message.  The response messages uses the eps:
   PlasmaResponse XML structure.  When the response message is created,
   the following should be noted:

   o  The xacml:Decisions is always included in the response.  If the
      'Permit' value is returned then the eps:CMSToken element MUST be
      present.

   o  The eps:CMSToken element is included in a success message.  It
      contains value of the keyatt-eps-kek attribute defined in
      [EPS-CMS].

   An example of a message returning the set of policy information is:

   <eps:PlasmaResponse>
     <xacml:Response>
       <xacml:Result>
         <xacml:Decision>Permit</xacml:Decision>
       </xacml:Result>
     </xacml:Response>
     <eps:CMSToken>234e34d3</eps:CMSToken>
   </eps:PlasmaResponse>

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10.  Decoding A Message

   When the receiving agent is ready to decrypt the message, it
   identifies that there is a KEKRecipientInfo object which contains a
   key attribute identified by id-keyatt-eps-token.  It validates that
   communicating with the Email Policy Service is within local policy
   and then sends a request to the service to obtain the encryption key
   for the message.

   In some cases the recipient of a message is not authorized to use the
   same set of labels for sending a message.  For this purpose a token
   can be returned in the message along with the key so that recipient
   of the can reply to the message using the same set of security
   labels.

10.1.  Requesting Message Key

   The client sends a request to the Plasma server that is identified in
   the token.  For the CMS base tokens, the address of the Plasma server
   to use is defined in [EPS-CMS] this is located in the aa-eps-url
   attribute.

   The request uses the eps:PlasmaRequest XML structure.  When building
   the request, the following should be noted:

   o  The xacml:Request MUST be present in the first message of the
      exchange.

   o  The action used to denote that a CMS token should be decrypted is:

      Category="urn:oasis:names:tc:xaml:3.0:attribute-category:action"
      AttributeId="urn:ietf:plasma:action-id"
      Attribute Value: ParseCMSToken

   o  The CMS token to be cracked is identified by:[anchor22]

      Category="urn:oasis:names:tc:xacml:3.0:attribute-cateogry:data"
      AttributeId="urn:ietf:plasma:data-id"
      Attribute Value: CMSToken

   o  In the event that a reply to role token is wanted as well, then
      that is supplied as a separate action:

      Category="urn:oasis:names:tc:xaml:3.0:attribute-category:action"
      AttributeId="urn:ietf:plasma:action-id"
      Attribute Value: GetReplyToken

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   o  If the client is using the XML Digital Signature element in this
      message, then the client MUST include the cryptographic channel
      binding token (xref target="ChannelBind"/>) in the set of XACML
      attributes.

   An example of a message returning the set of policy information is:

   <eps:PlasmaRequest>
     <eps:Authentication>...</eps:Authentication>
     <xacml:Request>
       <xacml:Attributes Category="...:action">
         <xacml:Attribute AttributeId="..:action-id">
           <xacml:AttributeValue>ParseCMSToken</xacml:AttributeValue>
         </xacml:Attribute>
       </xacml:Attributes>
       <xacml:Attribute Category="...:data">
         <xacml:Attribute AttreibuteId="..:data-id">
           <xacml:AttributeValue>
             Hex encoded CMS Token Value
           </xacml:AttributeValue>
         </xacml:Attribute>
       </xacml:Attribute>
     </xacml:Request>
   </eps:PlasmaRequest>

10.2.  Requesting Message Key Response

   In response to a message key request, the Plasma server returns a
   decrypted key.  The response message uses the eps:Plasma XML
   structure.  When a response message is create the following should be
   noted:

   o  If the value of xacml:Decision is Permit, then response MUST
      include an eps:CMSKey element.

   o  If a reply token was requested and granted, then the response MUST
      include an eps:PlasmaToken element.  The eps:PlasmaToken element
      MUST use the Label option

   An example of a message returning the set of policy information is:

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   <eps:PlasmaResponse>
     <xacml:Response>
       <xacml:Result>
         <xacml:Decision>Permit</xacml:Decision>
       </xacml:Result>
     </xacml:Response>
     <eps:CMSKey>
       <eps:DisplayString>Label TExt</eps:DisplayString>
       <eps:KEK>hex based KEK</eps:KEK>
     </eps:CMSKey>
   </eps:PlasmaResponse>

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11.  Plasma Attributes

   In this document a number of different XAMCL attributes have been
   defined, this section provides a more detailed description of these
   elements.

11.1.  Data Attributes

11.1.1.  Channel Binding Data Attribute

   The channel binding data attribute is used to provide for a binding
   of the TLS session that is being used to transport the Plasma
   messages with the content of the Plasma requests themselves.  There
   is a need for the server to be able to validate that the
   cryptographic operations related to holder of key statements be made
   specifically for the current conversation and not be left over from a
   previous one as a replay attack.  By deriving a cryptographic value
   from the shared TLS session key and signing that value we are able to
   do so.

   The channel binding value to be used is created by the TLS key
   exporter specification defined in RFC 5705 [RFC5705].  This allows
   for a new cryptographic value to be derived from the existing shared
   secret key with additional input to defined the context in which the
   key is being derived.  When using the exporter, the label to be input
   into the key exporter is "EXPORTER_PLASMA".  The value to be derived
   will be 512 bits in length, and no context is provided to the
   exporter.

   When used as an XACML attribute in a request:

      The category of the attribute is
      "urn:oasis:names:tc:xacml:3.0:attribute-category:data".

      The AttributeId attribute is
      "urn:ietf:params:xml:plasma:data-id:ChannelBinding".

      The Issuer attribute is absent.

      The DataType is either base64Binary or hexBinary

   The same value is used for both the XACML channel binding data
   attribute and the XML channel binding structure defined in
   Section 7.3.

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11.1.2.  CMS Signer Info Data Attribute

   In many cases a policy stays that the client is required to sign the
   message before encrypting it.  The server cannot verify that a
   signature is applied to the message and included, but we can require
   that a signature be supplied to the server.  This signature can then
   be validated by the server (except for the message digest attribute
   value), and the server can take a hash of the value and return it as
   part of the key returned to a decrypting agent.  This agent can then
   validate that the signature is a part of the message and complain if
   it absent.  This means we do not have an enforcement mechanism, but
   we do have a way of performing an audit at a later time to see that
   the signature operation was carried out correctly.

   By requiring that a signature be supplied to the server as part of
   the authentication process, the Plasma server can also be setup so
   that the supplied signature is automatically setup for archival
   operations.  One way to do archiving is to use the data records
   defined in [RFC4998].

   The following applies when this data value is present:

      The Category attribute is
      "urn:oasis:names:tc:xacml:3.0:attribute-category:data".

      The AttributeId attribute is
      "urn:ietf:params:xml:plasma:data-id:CMSSignerInfo".

      The Issuer attribute is absent.

      The DataType attribute is either base64Binary or hexBinary.

11.1.3.  S/MIME Capabilities Data Attribute

   Policies sometimes require that specific algorithms be used in order
   to meet the security needs of the policy.  This attribute allows for
   an S/MIME Capabilities to be carried in a DER encoded
   SMIMECapabilities ASN.1 structure to be transmitted to the client.
   Details on how the S/MIME Capabilities function can be found in
   [SMIME-MSG].

   The following attributes are to be set for the data value:

      The Category attribute is
      "urn:oasis:names:tc:xacml:3.0:attribute-category:data".

      The AttributeId attribute is
      "urn:ietf:params:xml:plasma:data-id:SMIME-Capabilties".

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      The Issuer attribute is absent.

      The DataType attribute is either base64binary or hexBinary.

11.2.  Obligations and Advice

   Obligations and advice consist of actions that the Plasma server
   either requires or requests that the client PEP perform in order to
   gain access or before granting access to the data.  These normally
   represent actions or restrictions that the PDP itself cannot enforce
   and thus are not input attributes to the policy evaluation.  The same
   set of values can be used either as obligations or advice, the
   difference being that if the PEP cannot do an obligation it is
   required to change the policy decision.

11.2.1.  Signature Required

   Many policies require that a message be signed before it is encrypted
   and sent.  Since the unencrypted version of message is not sent to
   the Plasma server, the policy cannot verify that a signature has been
   placed onto the signed message.  The attribute is not for use as a
   returned obligation from an XACML decisions, rather it is for a pre-
   request obligations used in role responses (Section 8.2).

   When used as an Obligation:

      The ObligationId attribute is
      "urn:ietf:params:xml:plasma:obligation:signature-required".

      A S/MIME Capabilities data value can optionally be included.  If
      it is included, then it contains the set of S/MIME capabilities
      that describes the set of signature algorithms from which the
      signature algorithm for the message MUST be selected.

11.2.2.  Encryption Required

   Occasionally a policy requires a specific set of encryption
   algorithms be used for a message, when this is the case then the
   encryption required obligation is included in the returned set of
   obligations.  If the default set of encryption algorithms is
   sufficient then the obligation is omitted.

   When used as an Obligation:

      The ObligationId attribute is
      "urn:ietf:params:xml:plasma:obligation:encryption-required".

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      An S/MIME Capabilities data value MUST be included containing the
      set of permitted encryption algorithms.  The algorithms included
      MUST include a sufficient set of algorithms for the message to be
      encrypted.  An absolute minimum would be a content encryption
      algorithm and key encryption algorithm.

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12.  Security Considerations

   To be supplied after we have a better idea of what the document looks
   like.

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13.  IANA Considerations

   We define the following name spaces

   New name space for the plasma documents urn:ietf:params:xml:ns:plasma

   Define a new action name space
   urn:ietf:params:xml:ns:plasma:action-id

      GetRoleTokens

      GetSendCMSToken

      ParseCMSToken

      GetReplyToken

   Define a new data name space urn:ietf:params:xml:ns:plasma:data-id

      CMSToken

      ChannelBinding

      SMIME-Capabilities

   Define a new name space for status codes at
   urn:ietf:params:xml:ns:plasma:status.  The initial set of values is

   authentication-error  This identifier indicates that the
      authentication methods failed to successfully complete.

   Define a new name space for obligations.  The same namespace will be
   used both for obligations and for advice and the values may appear in
   either section.

   signature-required  This identifier indicates that that the encrypted
      body must contain a signature element.  The data value of this
      type shall be "http://www.w3.org/2001/XMLSchema#hexBinary" and the
      data structure shall consist of a DER encoded CMSCapabilities
      structure [SMIME-MSG] with the list of permitted signature
      algorithms.  If there are no restrictions on the algorithms or the
      restriction is implicit, then the data value MAY be omitted.

   encryption-algorithms  see above

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   ambigous-identity  The identity of the client is either not stated in
      a form the Plasma server understands, or there are multiple
      identities in the authentication data.  To remedy this situation,
      the client includes an explicit identity in the xacml:Reqeust
      element.

   We define a schema in appendix A at
   urn:ietf:params:xml:schema:plasma-RFCTBD

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14.  Open Issues

   List of Open Issues:

   o  JLS: URL definitions - do we need a new schema or do we just
      overload https?  For our URLs - do we require that they be passed
      through the internationalization step first?  Probably should
      since the locale information is on the server and the client might
      not agree.

   o  JLS: Should we require that any SignatureProperty be present for
      XML Signature elements?

   o  JLS: Need to figure out an appropriate way to reference the
      assertion from a dig sig element.  Could use a special version of
      RetrievalMethod with a transform, but that does not seem correct.
      May need to define a new KeyInfo structure to do it.

   o  JLS: Should X.509 certificates and attribute certificates be fully
      specified as an authentication method?

   o  JLS: Should a SignerInfo attribute be placed under the access-
      subject Category for a senders version and under Environment for a
      machine version?  Currently both are under Data

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15.  References

15.1.  Normative References

   [ABFAB]    Hartman, S. and J. Howlett, "A GSS-API Mechanism for the
              Extensible Authentication Protocol", Work In
              Progress draft-ietf-abfab-gss-eap-04, Oct 2011.

   [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
              Requirement Levels", BCP 14, RFC 2119, March 1997.

   [EPS-CMS]  Schaad, J., "Email Policy Service ASN.1 Processing", Work
              In Progress draft-schaad-plamsa-cms, Jan 2011.

   [XML-Signature]
              Roessler, T., Reagle, J., Hirsch, F., Eastlake, D., and D.
              Solo, "XML Signature Syntax and Processing (Second
              Edition)", World Wide Web Consortium Recommendation REC-
              xmldsig-core-20080610, June 2008,
              <http://www.w3.org/TR/2008/REC-xmldsig-core-20080610>.

   [XML-C14N11]
              Boyer, J. and G. Marcy, "Canonical XML Version 1.1", World
              Wide Web Consortium Recommendation REC-xml-c14n11-
              20080502, May 2008,
              <http://www.w3.org/TR/2008/REC-xml-c14n11-20080502>.

   [WS-TRUST]
              Lawrence, K., Kaler, C., Nadalin, A., Goodner, M., Gudgin,
              M., Barbir, A., and H. Granqvist, "WS-Trust 1.3", OASIS
              Standard ws-trust-200512, March 2007, <http://
              docs.oasis-open.org/ws-sx/ws-trust/200512/
              ws-trust-1.3-os.html>.

   [XACML]    Rissanen, E., "eXtensible Access Control Markup Language
              (XACML) Version 3.0", OASIS Standard xacml-201008,
              August 2010, <http://docs.oasis-open.org/xacml/3.0/
              xacml-3.0-core-spec-cs-01.en.doc>.

   [Plasma]   Freeman, T., Schaad, J., and P. Patterson, "Requirements
              for Message Access Control", Work in
              progress draft-freeman-message-access-control,
              October 2011.

   [OASIS-CORE]
              Cantor, S., Kemp, J., Philpott, R., and E. Maler,
              "Assertions and Protocols for the OASIS Security Assertion
              Markup Language (SAML) V2.0", OASIS Standard saml-core-

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              2.0-os, March 2005.

   [RFC5705]  Rescorla, E., "Keying Material Exporters for Transport
              Layer Security (TLS)", RFC 5705, March 2010.

   [SMIME-MSG]
              Ramsdell, B. and S. Turner, "Secure/Multipurpose Internet
              Mail Extensions (S/MIME) Version 3.2 Message
              Specification", RFC 5751, January 2010.

15.2.  Informative References

   [RFC4346]  Dierks, T. and E. Rescorla, "The Transport Layer Security
              (TLS) Protocol Version 1.1", RFC 4346, April 2006.

   [RFC4998]  Gondrom, T., Brandner, R., and U. Pordesch, "Evidence
              Record Syntax (ERS)", RFC 4998, August 2007.

   [SAML-XACML]
              Anderson, A. and H. Lockhart, "SAML 2.0 profile of XACML
              v2.0", OASIS Standard access_control-xacml-2.0-saml-
              profile-spec-os.pdf, February 2005.

   [SOAP11]   Box, D., Ehnebuske, D., Kakivaya, G., Layman, A.,
              Mendelsohn, N., Nielsen, H., Thatte, S., and D. Winer,
              "Simple Object Access Protocol (SOAP) 1.1", W3C NOTE NOTE-
              SOAP-20000508, May 2000.

   [SOAP12]   Lafon, Y., Gudgin, M., Hadley, M., Moreau, J., Mendelsohn,
              N., Karmarkar, A., and H. Nielsen, "SOAP Version 1.2 Part
              1: Messaging Framework (Second Edition)", World Wide Web
              Consortium Recommendation REC-soap12-part1-20070427,
              April 2007,
              <http://www.w3.org/TR/2007/REC-soap12-part1-20070427>.

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Editorial Comments

   [anchor8]   Brian: Should one be able to create a policy on the fly
               for specific item where a set of attributes can be
               defined by the sender of the message.

   [anchor16]  jls: Should this be the collection element as it
               currently is, or should it be an unbounded occurs element
               instead?

   [anchor18]  JLS: I don't know of any way to say use the asymmetric
               key that you authenticated with originally - can this be
               done?

   [anchor21]  JLS: I keep wondering if we need to define a set of
               minimal structures that can be used for options so that
               the entirety is not pushed off onto the client and server
               to parse and understand the structures.

   [anchor22]  jls: I need to think this case out a bit more - I want to
               be able to supply multiple CMS tokens at one time,
               however I am not sure if that is do able because if you
               get a success for one token and a deny for another token
               there is no way to handle that in the xacml:Response.

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Appendix A.  XML Schema

   This appendix represents the entirety of the XML Schema for Plasma
   documents.

<?xml version="1.0" encoding="UTF-8"?>
<!-- edited with XMLSpy v2007 sp2 (http://www.altova.com) by James Schaad (exmsft) -->
<xs:schema xmlns:xs="http://www.w3.org/2001/XMLSchema" xmlns:xacml="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17" xmlns:wst="http://schemas.xmlsoap.org/ws/2005/02/trust" xmlns="urn:ietf:schema:plasma:1.0" xmlns:ds="http://www.w3.org/2000/09/xmldsig#" xmlns:saml="urn:oasis:names:tc:SAML:2.0:assertion" targetNamespace="urn:ietf:schema:plasma:1.0" elementFormDefault="qualified" attributeFormDefault="unqualified">
  <xs:annotation>
    <xs:documentation>
    The PlasmaRequest element is one of two top level elements defined by this XSD schema.
    The PlasmaRequest element is sent from the client to the server in order to
  </xs:documentation>
  </xs:annotation>
  <xs:element name="PlasmaRequest" type="RequestType"/>
  <xs:complexType name="RequestType">
    <xs:sequence>
      <xs:element ref="Authentication" minOccurs="0"/>
      <xs:element ref="xacml:Request" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>
  <xs:element name="PlasmaResponse" type="ResponseType"/>
  <xs:complexType name="ResponseType">
    <xs:sequence>
      <xs:element ref="xacml:Response"/>
      <xs:element name="PlasmaTokens" minOccurs="0">
        <xs:complexType>
          <xs:sequence>
            <xs:element ref="PlasmaToken" minOccurs="0" maxOccurs="unbounded"/>
          </xs:sequence>
        </xs:complexType>
      </xs:element>
      <xs:element name="CMSToken" minOccurs="0" maxOccurs="unbounded">
        <xs:complexType>
          <xs:simpleContent>
            <xs:extension base="xs:hexBinary">
              <xs:attribute name="TokenId" type="xs:string" use="optional"/>
            </xs:extension>
          </xs:simpleContent>
        </xs:complexType>
      </xs:element>
      <xs:element ref="CMSKey" minOccurs="0"/>
      <xs:element ref="Authentication" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>
  <xs:element name="RequestRoles">
    <xs:complexType>
      <xs:sequence>

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        <xs:element ref="Authentication" minOccurs="0"/>
        <xs:element name="Identity" type="xs:string"/>
      </xs:sequence>
    </xs:complexType>
  </xs:element>
  <xs:element name="RequestMessageData">
    <xs:complexType>
      <xs:sequence>
        <xs:element name="Label"/>
        <xs:element name="RoleToken"/>
        <xs:element name="Recipients"/>
      </xs:sequence>
    </xs:complexType>
  </xs:element>
  <xs:element name="ReadMessage"/>
  <xs:element name="Authentication" type="AuthenticationType"/>
  <xs:complexType name="AuthenticationType">
    <xs:sequence>
      <xs:element name="SAML_Collection" minOccurs="0">
        <xs:complexType>
          <xs:sequence>
            <xs:element ref="saml:Assertion" maxOccurs="unbounded"/>
          </xs:sequence>
        </xs:complexType>
      </xs:element>
      <xs:element name="GSS_API" type="xs:hexBinary" minOccurs="0"/>
      <xs:element name="WS_Token" type="xs:hexBinary" minOccurs="0" maxOccurs="unbounded"/>
      <xs:element ref="ds:Signature" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>
  <xs:complexType name="LabelNode">
    <xs:choice>
      <xs:element name="AND">
        <xs:complexType>
          <xs:sequence>
            <xs:element name="Label" type="LabelNode"/>
          </xs:sequence>
        </xs:complexType>
      </xs:element>
      <xs:element name="OR">
        <xs:complexType>
          <xs:sequence>
            <xs:element name="Label" type="LabelNode"/>
          </xs:sequence>
        </xs:complexType>
      </xs:element>
      <xs:element name="LEAF">
        <xs:complexType>

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          <xs:simpleContent>
            <xs:extension base="xs:string">
              <xs:attribute name="label"/>
            </xs:extension>
          </xs:simpleContent>
        </xs:complexType>
      </xs:element>
    </xs:choice>
  </xs:complexType>
  <xs:element name="PlasmaToken" type="PlasmaTokenType"/>
  <xs:complexType name="PlasmaTokenType">
    <xs:sequence>
      <xs:element name="PDP" type="xs:anyURI" maxOccurs="unbounded"/>
      <xs:choice>
        <xs:element name="PolicyList">
          <xs:complexType>
            <xs:sequence>
              <xs:element name="Policy" type="PolicyType" maxOccurs="unbounded"/>
            </xs:sequence>
          </xs:complexType>
        </xs:element>
        <xs:element ref="Label"/>
      </xs:choice>
      <xs:element ref="wst:RequestSecurityTokenResponse"/>
      <xs:element ref="xacml:Obligations" minOccurs="0"/>
      <xs:element ref="xacml:AssociatedAdvice" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>
  <xs:complexType name="PolicyType">
    <xs:sequence>
      <xs:element name="Name" type="xs:string"/>
      <xs:element name="Identifier" type="xs:string"/>
      <xs:element name="Options" type="xs:anyType"/>
    </xs:sequence>
  </xs:complexType>
  <xs:element name="MessageTokenRequest" type="MessageTokenRequestType"/>
  <xs:complexType name="MessageTokenRequestType">
    <xs:sequence>
      <xs:element name="RoleToken"/>
      <xs:element ref="Label"/>
      <xs:element ref="RecipientInfo" minOccurs="0" maxOccurs="unbounded"/>
      <xs:element name="KEK" type="xs:hexBinary" minOccurs="0"/>
    </xs:sequence>
  </xs:complexType>
  <xs:element name="RecipientInfo" type="RecipientInfoType"/>
  <xs:complexType name="RecipientInfoType">
    <xs:sequence>
      <xs:element name="Subject" maxOccurs="unbounded">

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        <xs:complexType>
          <xs:simpleContent>
            <xs:extension base="xs:anySimpleType">
              <xs:attribute name="type" type="xs:string" use="required"/>
            </xs:extension>
          </xs:simpleContent>
        </xs:complexType>
      </xs:element>
      <xs:element name="LockBox" type="xs:hexBinary"/>
    </xs:sequence>
  </xs:complexType>
  <xs:element name="Label" type="LabelType"/>
  <xs:complexType name="LabelType">
    <xs:sequence>
      <xs:choice>
        <xs:element ref="Label" minOccurs="0" maxOccurs="unbounded"/>
        <xs:element ref="Leaf" minOccurs="0" maxOccurs="unbounded"/>
      </xs:choice>
    </xs:sequence>
    <xs:attribute name="CombiningRule" type="CombiningRuleType" use="required"/>
  </xs:complexType>
  <xs:simpleType name="CombiningRuleType">
    <xs:restriction base="xs:string">
      <xs:enumeration value="and"/>
      <xs:enumeration value="or"/>
      <xs:enumeration value="except"/>
    </xs:restriction>
  </xs:simpleType>
  <xs:element name="Leaf" type="LeafType"/>
  <xs:complexType name="LeafType">
    <xs:sequence>
      <xs:any namespace="##any" minOccurs="0" maxOccurs="unbounded"/>
    </xs:sequence>
    <xs:attribute name="Label" type="xs:string" use="required"/>
  </xs:complexType>
  <xs:element name="CMSKey" type="CMSKeyType"/>
  <xs:complexType name="CMSKeyType">
    <xs:sequence>
      <xs:element name="DisplayString" type="xs:string"/>
      <xs:choice>
        <xs:element name="KEK" type="xs:hexBinary"/>
        <xs:element name="KEKIdentifier" type="xs:hexBinary"/>
        <xs:element ref="RecipientInfo"/>
      </xs:choice>
      <xs:element ref="PlasmaToken" minOccurs="0"/>
      <xs:element name="EncryptionRequestor" type="xs:string"/>
    </xs:sequence>
  </xs:complexType>

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  <xs:element name="SignBody" type="SignBodyType"/>
  <xs:complexType name="SignBodyType">
    <xs:sequence>
      <xs:element name="ChannelBinding" type="xs:base64Binary"/>
    </xs:sequence>
  </xs:complexType>
</xs:schema>

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Appendix B.  Example: Get Roles Request

   This section provides an example of a request message to obtain the
   set of roles for an individual named 'bart@simpsons.com'.  The
   authentication provided in this is a SAML statement included in the
   SAML_Collection element.

<?xml version="1.0" encoding="UTF-8"?>
<PlasmaRequest xmlns="urn:ietf:schema:plasma"
  xmlns:xacml="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17">
  <Authentication>
    <SAML_Collection>...</SAML_Collection>
  </Authentication>
  <xacml:Request CombinedDecision="false" ReturnPolicyIdList="false">
    <xacml:Attributes Category="urn:oasis:names:tc:xacml:1.0:subect-category:access-subject">
      <xacml:Attribute IncludeInResult="false"
        AttributeId="urn:oasis:names:tc:xacml:1.0:subject:subject-id">
        <xacml:AttributeValue
          DataType="urn:oasis:names:tc:xacml:1.0:data-type:rfc822Name">bart@simpsons.com</xacml:AttributeValue>
      </xacml:Attribute>
    </xacml:Attributes>
    <xacml:Attributes Category="urn:oasis:names:tc:xaml:3.0:attribute-catagory:action">
      <xacml:Attribute IncludeInResult="false" AttributeId="urn:plasma:action-id">
        <xacml:AttributeValue DataType="http://www.w3.org/2001/XMLSchema#string">GetRoleTokens</xacml:AttributeValue>
      </xacml:Attribute>
    </xacml:Attributes>
  </xacml:Request>
</PlasmaRequest>

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Appendix C.  Example: Get Roles Response

   This section provides an example response to a successful request for
   a role sets.

<?xml version="1.0" encoding="UTF-8"?>
<PlasmaResponse xmlns="urn:ietf:schema:plasma:1.0"
  xmlns:xacml="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17"
  xmlns:wst="http://schemas.xmlsoap.org/ws/2005/02/trust"
  xmlns:wsu="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-utility-1.0.xsd">
  <xacml:Response>
    <xacml:Result>
      <xacml:Decision>Permit</xacml:Decision>
    </xacml:Result>
  </xacml:Response>
  <PlasmaTokens>
    <PlasmaToken>
      <PDP>https://pdp.example.com/companyPolicies</PDP>
      <PolicyList>
        <Policy>
          <Name>Company Confidential</Name>
          <Identifier>urn:example:policies:confidential</Identifier>
        </Policy>
        <Policy>
          <Name>Plasma Project</Name>
          <Identifier>urn:example:policies:plasma</Identifier>
        </Policy>
      </PolicyList>
      <wst:RequestSecurityTokenResponse>
        <wst:TokenType>urn:plasma:roleToken</wst:TokenType>
        <wst:RequestedSecruityToken>....</wst:RequestedSecruityToken>
        <wst:Entropy><wst:BinarySecret>12345678</wst:BinarySecret></wst:Entropy>
        <wst:Lifetime><wsu:Expires>2012-02-01T00:00:00</wsu:Expires></wst:Lifetime>
      </wst:RequestSecurityTokenResponse>
    </PlasmaToken>
  </PlasmaTokens>
</PlasmaResponse>

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Appendix D.  Example: Get CMS Token Request

   This section contains an example of a request from a client to a
   server for a CMS message token to be issued.  The authentication for
   the request is provided by using a WS-Trust token previously issued
   as part of a role request/response dialog.  The request contains the
   following elements:

   o  A complex rule set is requested where permission to is to be
      granted to anyone who meets either of the two policies given.

   o  A specific recipient info structure is provided for a subject
      who's name is 'lisa@simpsons.com'.  The details of the recipient
      info structure are skipped but it would be any encoding of a
      RecipientInfo structure from CMS.

   o  A generic key encryption key is provided for any other subject who
      meets the policies specified.

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<?xml version="1.0" encoding="UTF-8"?>
<PlasmaRequest xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
    xsi:schemaLocation="urn:ietf:schema:plasma:1.0 C:\ietf\drafts\Schema\Plasma.xsd"
    xmlns="urn:ietf:schema:plasma:1.0"
    xmlns:xacml="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17">
  <Authentication>
    <WS_Token>123456</WS_Token>
  </Authentication>
  <xacml:Request CombinedDecision="false" ReturnPolicyIdList="false">
    <xacml:Attributes Category="urn:oasis:names:tc:xaml:3.0:attribute-catagory:action">
      <xacml:Attribute IncludeInResult="false" AttributeId="urn:plasma:action-id">
        <xacml:AttributeValue DataType="http://www.w3.org/2001/XMLSchema#string">GetCMSToken</xacml:AttributeValue>
      </xacml:Attribute>
    </xacml:Attributes>
    <xacml:Attributes Category="urn:ietf:plasma:attribute-category:data">
      <xacml:Attribute AttributeId="urn:plasma:data-id" IncludeInResult="false">
        <xacml:AttributeValue DataType="xml">
          <MessageTokenRequest>
            <Label CombiningRule="or">
              <Leaf Label="urn:example:policies:confidential"/>
              <Leaf Label="urn:example:policies:plasma"/>
            </Label>
            <RecipientInfo>
              <Subject type="urn:oasis:names:tc:xacml:1.0:data-type:rfc822Name">
                lisa@simpsons.com
              </Subject>
              <LockBox>FF33eeddccaa002234</LockBox>
            </RecipientInfo>
            <KEK>AB123456</KEK>
          </MessageTokenRequest>
        </xacml:AttributeValue>
      </xacml:Attribute>
    </xacml:Attributes>
  </xacml:Request>
</PlasmaRequest>

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Appendix E.  Example: Get CMS Token Response

   This section contains an example of a response from a server to a
   client for a CMS message token to be issued.  The token is returned
   in the CMSToken element.  This element would then be placed into the
   CMS message being created by the client.

<?xml version="1.0" encoding="UTF-8"?>
<PlasmaResponse xmlns="urn:ietf:schema:plasma:1.0"
  xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
  xsi:schemaLocation="urn:ietf:schema:plasma:1.0 C:\ietf\drafts\Schema\Plasma.xsd"
  xmlns:xacml="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17">
  <xacml:Response>
    <xacml:Result>
      <xacml:Decision>Permit</xacml:Decision>
    </xacml:Result>
  </xacml:Response>
  <CMSToken>3425342352343243</CMSToken>
</PlasmaResponse>

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Appendix F.  Example: Get CMS Key Request

<?xml version="1.0" encoding="UTF-8"?>
<PlasmaRequest xmlns="urn:ietf:schema:plasma:1.0" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
  xsi:schemaLocation="urn:ietf:schema:plasma:1.0 C:\ietf\drafts\Schema\Plasma.xsd"
  xmlns:xacml="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17">
  <Authentication>
    <SAML_Collection>....</SAML_Collection>
  </Authentication>
  <xacml:Request CombinedDecision="false" ReturnPolicyIdList="false">
    <xacml:Attributes Category="urn:oasis:names:tc:xacml:3.0:attribute-catagory:action">
      <xacml:Attribute AttributeId="urn:plasma:action-id" IncludeInResult="false">
        <xacml:AttributeValue DataType="http://www.w3.org/2001/XMLSchema#string">ParseCMSToken</xacml:AttributeValue>
      </xacml:Attribute>
      <xacml:Attribute AttributeId="urn:plasma:action-id" IncludeInResult="false">
        <xacml:AttributeValue DataType="http://www.w3.org/2001/XMLSchema#string">GetReplyToken</xacml:AttributeValue>
      </xacml:Attribute>
    </xacml:Attributes>
    <xacml:Attributes Category="urn:ietf:plasma:attribute-category:data">
      <xacml:Attribute AttributeId="urn:plasma:data-id" IncludeInResult="false">
        <xacml:AttributeValue DataType="http://www.w3.org/2001/XMLSchema#hexBinary">AABBDDEEFF1122344</xacml:AttributeValue>
      </xacml:Attribute>
    </xacml:Attributes>
  </xacml:Request>
</PlasmaRequest>

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Appendix G.  Example: Get CMS KeyResponse

<?xml version="1.0" encoding="UTF-8"?>
<PlasmaResponse xmlns="urn:ietf:schema:plasma:1.0"
  xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
  xsi:schemaLocation="urn:ietf:schema:plasma:1.0 C:\ietf\drafts\Schema\Plasma.xsd"
  xmlns:xacml="urn:oasis:names:tc:xacml:3.0:core:schema:wd-17"
   xmlns:wst="http://schemas.xmlsoap.org/ws/2005/02/trust"
   xmlns:wsu="http://docs.oasis-open.org/wss/2004/01/oasis-200401-wss-wssecurity-utility-1.0.xsd">
  <xacml:Response>
    <xacml:Result>
      <xacml:Decision>Permit</xacml:Decision>
    </xacml:Result>
  </xacml:Response>
  <CMSKey>
    <DisplayString>Company Confidential</DisplayString>
    <KEK>3425342352343243</KEK>
    <PlasmaToken>
      <PDP>https://pdp.example.com/companyPolicies</PDP>
      <Label CombiningRule="or">
        <Leaf Label="urn:example:policies:confidential"/>
        <Leaf Label="urn:example:policies:plasma"/>
      </Label>
      <wst:RequestSecurityTokenResponse>
        <wst:TokenType>urn:plasma:roleToken</wst:TokenType>
        <wst:RequestedSecurityToken>....</wst:RequestedSecurityToken>
        <wst:Lifetime><wsu:Expires>2012-02-01T00:00:00</wsu:Expires></wst:Lifetime>
      </wst:RequestSecurityTokenResponse>
    </PlasmaToken>
  </CMSKey>
</PlasmaResponse>

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Author's Address

   Jim Schaad
   Soaring Hawk Consulting

   Email: ietf@augustcellars.com

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