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Network File System (NFS) version 4 Protocol
RFC 3530

Document Type RFC - Proposed Standard (April 2003) Errata IPR
Obsoleted by RFC 7530
Obsoletes RFC 3010
Authors Carl Beame , Robert Thurlow , Brent Callaghan , David Robinson , David Noveck , Mike Eisler , Spencer Shepler
Last updated 2020-01-21
RFC stream Internet Engineering Task Force (IETF)
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IESG Responsible AD Scott O. Bradner
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RFC 3530
#x27;s use of SETCLIENTID_CONFIRM in this case MUST
      NOT result in the removal of any previous leased state (locks,
      share reservations, and delegations)

   We use the same notation and definitions for v, x, c, k, s, and
   unconfirmed and confirmed client records as introduced in the
   description of the SETCLIENTID operation. The arguments to
   SETCLIENTID_CONFIRM are indicated by the notation { c, s }, where c
   is a value of type clientid4, and s is a value of type verifier4
   corresponding to the setclientid_confirm field.

   As with SETCLIENTID, SETCLIENTID_CONFIRM is a non-idempotent
   operation, and we assume that the server is implementing the
   duplicate request cache (DRC).

   When the server gets a SETCLIENTID_CONFIRM { c, s } request, it
   processes it in the following manner.

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   o  It first looks up the request in the DRC. If there is a hit, it
      returns the result cached in the DRC.  The server does not remove
      any relevant leased client state nor does it modify any recorded
      callback and callback_ident information for client { x } as
      represented by the shorthand value c.

   For a DRC miss, the server checks for client records that match the
   shorthand value c.  The processing cases are as follows:

   o  The server has recorded an unconfirmed { v, x, c, k, s } record
      and a confirmed { v, x, c, l, t } record, such that s != t.  If
      the principals of the records do not match that of the
      SETCLIENTID_CONFIRM, the server returns NFS4ERR_CLID_INUSE, and no
      relevant leased client state is removed and no recorded callback
      and callback_ident information for client { x } is changed.
      Otherwise, the confirmed { v, x, c, l, t } record is removed and
      the unconfirmed { v, x, c, k, s } is marked as confirmed, thereby
      modifying recorded and confirmed callback and callback_ident
      information for client { x }.

      The server does not remove any relevant leased client state.

      The server returns NFS4_OK.

   o  The server has not recorded an unconfirmed { v, x, c, *, * } and
      has recorded a confirmed { v, x, c, *, s }. If the principals of
      the record and of SETCLIENTID_CONFIRM do not match, the server
      returns NFS4ERR_CLID_INUSE without removing any relevant leased
      client state and without changing recorded callback and
      callback_ident values for client { x }.

      If the principals match, then what has likely happened is that the
      client never got the response from the SETCLIENTID_CONFIRM, and
      the DRC entry has been purged. Whatever the scenario, since the
      principals match, as well as { c, s } matching a confirmed record,
      the server leaves client x's relevant leased client state intact,
      leaves its callback and callback_ident values unmodified, and
      returns NFS4_OK.

   o  The server has not recorded a confirmed { *, *, c, *, * }, and has
      recorded an unconfirmed { *, x, c, k, s }.  Even if this is a
      retry from client, nonetheless the client's first
      SETCLIENTID_CONFIRM attempt was not received by the server.  Retry
      or not, the server doesn't know, but it processes it as if were a
      first try.  If the principal of the unconfirmed { *, x, c, k, s }
      record mismatches that of the SETCLIENTID_CONFIRM request the
      server returns NFS4ERR_CLID_INUSE without removing any relevant
      leased client state.

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      Otherwise, the server records a confirmed { *, x, c, k, s }. If
      there is also a confirmed { *, x, d, *, t }, the server MUST
      remove the client x's relevant leased client state, and overwrite
      the callback state with k. The confirmed record { *, x, d, *, t }
      is removed.

      Server returns NFS4_OK.

   o  The server has no record of a confirmed or unconfirmed { *, *, c,
      *, s }.  The server returns NFS4ERR_STALE_CLIENTID.  The server
      does not remove any relevant leased client state, nor does it
      modify any recorded callback and callback_ident information for
      any client.

   The server needs to cache unconfirmed { v, x, c, k, s } client
   records and await for some time their confirmation.  As should be
   clear from the record processing discussions for SETCLIENTID and
   SETCLIENTID_CONFIRM, there are cases where the server does not
   deterministically remove unconfirmed client records.  To avoid
   running out of resources, the server is not required to hold
   unconfirmed records indefinitely.  One strategy the server might use
   is to set a limit on how many unconfirmed client records it will
   maintain, and then when the limit would be exceeded, remove the
   oldest record. Another strategy might be to remove an unconfirmed
   record when some amount of time has elapsed. The choice of the amount
   of time is fairly arbitrary but it is surely no higher than the
   server's lease time period. Consider that leases need to be renewed
   before the lease time expires via an operation from the client.  If
   the client cannot issue a SETCLIENTID_CONFIRM after a SETCLIENTID
   before a period of time equal to that of a lease expires, then the
   client is unlikely to be able maintain state on the server during
   steady state operation.

   If the client does send a SETCLIENTID_CONFIRM for an unconfirmed
   record that the server has already deleted, the client will get
   NFS4ERR_STALE_CLIENTID back.  If so, the client should then start
   over, and send SETCLIENTID to reestablish an unconfirmed client
   record and get back an unconfirmed clientid and setclientid_confirm
   verifier.  The client should then send the SETCLIENTID_CONFIRM to
   confirm the clientid.

   SETCLIENTID_CONFIRM does not establish or renew a lease.  However, if
   SETCLIENTID_CONFIRM removes relevant leased client state, and that
   state does not include existing delegations, the server MUST allow
   the client a period of time no less than the value of lease_time
   attribute, to reclaim, (via the CLAIM_DELEGATE_PREV claim type of the
   OPEN operation) its delegations before removing unreclaimed
   delegations.

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   ERRORS

      NFS4ERR_BADXDR
      NFS4ERR_CLID_INUSE
      NFS4ERR_RESOURCE
      NFS4ERR_SERVERFAULT
      NFS4ERR_STALE_CLIENTID

14.2.35.  Operation 37: VERIFY - Verify Same Attributes

   SYNOPSIS

     (cfh), fattr -> -

   ARGUMENT

     struct VERIFY4args {
             /* CURRENT_FH: object */
             fattr4          obj_attributes;
     };

   RESULT

     struct VERIFY4res {
             nfsstat4        status;
     };

   DESCRIPTION

   The VERIFY operation is used to verify that attributes have a value
   assumed by the client before proceeding with following operations in
   the compound request.  If any of the attributes do not match then the
   error NFS4ERR_NOT_SAME must be returned.  The current filehandle
   retains its value after successful completion of the operation.

   IMPLEMENTATION

   One possible use of the VERIFY operation is the following compound
   sequence.  With this the client is attempting to verify that the file
   being removed will match what the client expects to be removed.  This
   sequence can help prevent the unintended deletion of a file.

         PUTFH (directory filehandle)
         LOOKUP (file name)
         VERIFY (filehandle == fh)
         PUTFH (directory filehandle)
         REMOVE (file name)

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   This sequence does not prevent a second client from removing and
   creating a new file in the middle of this sequence but it does help
   avoid the unintended result.

   In the case that a recommended attribute is specified in the VERIFY
   operation and the server does not support that attribute for the
   filesystem object, the error NFS4ERR_ATTRNOTSUPP is returned to the
   client.

   When the attribute rdattr_error or any write-only attribute (e.g.,
   time_modify_set) is specified, the error NFS4ERR_INVAL is returned to
   the client.

   ERRORS

      NFS4ERR_ACCESS
      NFS4ERR_ATTRNOTSUPP
      NFS4ERR_BADCHAR
      NFS4ERR_BADHANDLE
      NFS4ERR_BADXDR
      NFS4ERR_DELAY
      NFS4ERR_FHEXPIRED
      NFS4ERR_INVAL
      NFS4ERR_MOVED
      NFS4ERR_NOFILEHANDLE
      NFS4ERR_NOT_SAME
      NFS4ERR_RESOURCE
      NFS4ERR_SERVERFAULT
      NFS4ERR_STALE

14.2.36.  Operation 38: WRITE - Write to File

   SYNOPSIS

     (cfh), stateid, offset, stable, data -> count, committed, writeverf

   ARGUMENT

     enum stable_how4 {
             UNSTABLE4       = 0,
             DATA_SYNC4      = 1,
             FILE_SYNC4      = 2
     };

     struct WRITE4args {
             /* CURRENT_FH: file */
             stateid4        stateid;
             offset4         offset;

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             stable_how4     stable;
             opaque          data<>;
     };

   RESULT

     struct WRITE4resok {
             count4          count;
             stable_how4     committed;
             verifier4       writeverf;
     };

     union WRITE4res switch (nfsstat4 status) {
      case NFS4_OK:
              WRITE4resok    resok4;
      default:
              void;
     };

   DESCRIPTION

   The WRITE operation is used to write data to a regular file.  The
   target file is specified by the current filehandle.  The offset
   specifies the offset where the data should be written.  An offset of
   0 (zero) specifies that the write should start at the beginning of
   the file.  The count, as encoded as part of the opaque data
   parameter, represents the number of bytes of data that are to be
   written.  If the count is 0 (zero), the WRITE will succeed and return
   a count of 0 (zero) subject to permissions checking.  The server may
   choose to write fewer bytes than requested by the client.

   Part of the write request is a specification of how the write is to
   be performed.  The client specifies with the stable parameter the
   method of how the data is to be processed by the server.  If stable
   is FILE_SYNC4, the server must commit the data written plus all
   filesystem metadata to stable storage before returning results.  This
   corresponds to the NFS version 2 protocol semantics.  Any other
   behavior constitutes a protocol violation.  If stable is DATA_SYNC4,
   then the server must commit all of the data to stable storage and
   enough of the metadata to retrieve the data before returning.  The
   server implementor is free to implement DATA_SYNC4 in the same
   fashion as FILE_SYNC4, but with a possible performance drop.  If
   stable is UNSTABLE4, the server is free to commit any part of the
   data and the metadata to stable storage, including all or none,
   before returning a reply to the client. There is no guarantee whether
   or when any uncommitted data will subsequently be committed to stable
   storage. The only guarantees made by the server are that it will not

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   destroy any data without changing the value of verf and that it will
   not commit the data and metadata at a level less than that requested
   by the client.

   The stateid value for a WRITE request represents a value returned
   from a previous record lock or share reservation request.  The
   stateid is used by the server to verify that the associated share
   reservation and any record locks are still valid and to update lease
   timeouts for the client.

   Upon successful completion, the following results are returned.  The
   count result is the number of bytes of data written to the file. The
   server may write fewer bytes than requested. If so, the actual number
   of bytes written starting at location, offset, is returned.

   The server also returns an indication of the level of commitment of
   the data and metadata via committed. If the server committed all data
   and metadata to stable storage, committed should be set to
   FILE_SYNC4. If the level of commitment was at least as strong as
   DATA_SYNC4, then committed should be set to DATA_SYNC4.  Otherwise,
   committed must be returned as UNSTABLE4. If stable was FILE4_SYNC,
   then committed must also be FILE_SYNC4: anything else constitutes a
   protocol violation. If stable was DATA_SYNC4, then committed may be
   FILE_SYNC4 or DATA_SYNC4: anything else constitutes a protocol
   violation. If stable was UNSTABLE4, then committed may be either
   FILE_SYNC4, DATA_SYNC4, or UNSTABLE4.

   The final portion of the result is the write verifier.  The write
   verifier is a cookie that the client can use to determine whether the
   server has changed instance (boot) state between a call to WRITE and
   a subsequent call to either WRITE or COMMIT.  This cookie must be
   consistent during a single instance of the NFS version 4 protocol
   service and must be unique between instances of the NFS version 4
   protocol server, where uncommitted data may be lost.

   If a client writes data to the server with the stable argument set to
   UNSTABLE4 and the reply yields a committed response of DATA_SYNC4 or
   UNSTABLE4, the client will follow up some time in the future with a
   COMMIT operation to synchronize outstanding asynchronous data and
   metadata with the server's stable storage, barring client error. It
   is possible that due to client crash or other error that a subsequent
   COMMIT will not be received by the server.

   For a WRITE with a stateid value of all bits 0, the server MAY allow
   the WRITE to be serviced subject to mandatory file locks or the
   current share deny modes for the file.  For a WRITE with a stateid

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   value of all bits 1, the server MUST NOT allow the WRITE operation to
   bypass locking checks at the server and are treated exactly the same
   as if a stateid of all bits 0 were used.

   On success, the current filehandle retains its value.

   IMPLEMENTATION

   It is possible for the server to write fewer bytes of data than
   requested by the client.  In this case, the server should not return
   an error unless no data was written at all.  If the server writes
   less than the number of bytes specified, the client should issue
   another WRITE to write the remaining data.

   It is assumed that the act of writing data to a file will cause the
   time_modified of the file to be updated.  However, the time_modified
   of the file should not be changed unless the contents of the file are
   changed.  Thus, a WRITE request with count set to 0 should not cause
   the time_modified of the file to be updated.

   The definition of stable storage has been historically a point of
   contention.  The following expected properties of stable storage may
   help in resolving design issues in the implementation. Stable storage
   is persistent storage that survives:

      1. Repeated power failures.
      2. Hardware failures (of any board, power supply, etc.).
      3. Repeated software crashes, including reboot cycle.

   This definition does not address failure of the stable storage module
   itself.

   The verifier is defined to allow a client to detect different
   instances of an NFS version 4 protocol server over which cached,
   uncommitted data may be lost. In the most likely case, the verifier
   allows the client to detect server reboots.  This information is
   required so that the client can safely determine whether the server
   could have lost cached data.  If the server fails unexpectedly and
   the client has uncommitted data from previous WRITE requests (done
   with the stable argument set to UNSTABLE4 and in which the result
   committed was returned as UNSTABLE4 as well) it may not have flushed
   cached data to stable storage. The burden of recovery is on the
   client and the client will need to retransmit the data to the server.

   A suggested verifier would be to use the time that the server was
   booted or the time the server was last started (if restarting the
   server without a reboot results in lost buffers).

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   The committed field in the results allows the client to do more
   effective caching.  If the server is committing all WRITE requests to
   stable storage, then it should return with committed set to
   FILE_SYNC4, regardless of the value of the stable field in the
   arguments. A server that uses an NVRAM accelerator may choose to
   implement this policy.  The client can use this to increase the
   effectiveness of the cache by discarding cached data that has already
   been committed on the server.

   Some implementations may return NFS4ERR_NOSPC instead of
   NFS4ERR_DQUOT when a user's quota is exceeded.  In the case that the
   current filehandle is a directory, the server will return
   NFS4ERR_ISDIR.  If the current filehandle is not a regular file or a
   directory, the server will return NFS4ERR_INVAL.

   If mandatory file locking is on for the file, and corresponding
   record of the data to be written file is read or write locked by an
   owner that is not associated with the stateid, the server will return
   NFS4ERR_LOCKED. If so, the client must check if the owner
   corresponding to the stateid used with the WRITE operation has a
   conflicting read lock that overlaps with the region that was to be
   written. If the stateid's owner has no conflicting read lock, then
   the client should try to get the appropriate write record lock via
   the LOCK operation before re-attempting the WRITE. When the WRITE
   completes, the client should release the record lock via LOCKU.

   If the stateid's owner had a conflicting read lock, then the client
   has no choice but to return an error to the application that
   attempted the WRITE. The reason is that since the stateid's owner had
   a read lock, the server either attempted to temporarily effectively
   upgrade this read lock to a write lock, or the server has no upgrade
   capability. If the server attempted to upgrade the read lock and
   failed, it is pointless for the client to re-attempt the upgrade via
   the LOCK operation, because there might be another client also trying
   to upgrade.  If two clients are blocked trying upgrade the same lock,
   the clients deadlock.  If the server has no upgrade capability, then
   it is pointless to try a LOCK operation to upgrade.

   ERRORS

      NFS4ERR_ACCESS
      NFS4ERR_ADMIN_REVOKED
      NFS4ERR_BADHANDLE
      NFS4ERR_BAD_STATEID
      NFS4ERR_BADXDR
      NFS4ERR_DELAY
      NFS4ERR_DQUOT
      NFS4ERR_EXPIRED

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      NFS4ERR_FBIG
      NFS4ERR_FHEXPIRED
      NFS4ERR_GRACE
      NFS4ERR_INVAL
      NFS4ERR_IO
      NFS4ERR_ISDIR
      NFS4ERR_LEASE_MOVED
      NFS4ERR_LOCKED
      NFS4ERR_MOVED
      NFS4ERR_NOFILEHANDLE
      NFS4ERR_NOSPC
      NFS4ERR_NXIO
      NFS4ERR_OLD_STATEID
      NFS4ERR_OPENMODE
      NFS4ERR_RESOURCE
      NFS4ERR_ROFS
      NFS4ERR_SERVERFAULT
      NFS4ERR_STALE
      NFS4ERR_STALE_STATEID

14.2.37.  Operation 39: RELEASE_LOCKOWNER - Release Lockowner State

   SYNOPSIS

     lockowner -> ()

   ARGUMENT

     struct RELEASE_LOCKOWNER4args {
             lock_owner4     lock_owner;
     };

   RESULT

     struct RELEASE_LOCKOWNER4res {
             nfsstat4        status;
     };

   DESCRIPTION

   This operation is used to notify the server that the lock_owner is no
   longer in use by the client.  This allows the server to release
   cached state related to the specified lock_owner.  If file locks,
   associated with the lock_owner, are held at the server, the error
   NFS4ERR_LOCKS_HELD will be returned and no further action will be
   taken.

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   IMPLEMENTATION

   The client may choose to use this operation to ease the amount of
   server state that is held.  Depending on behavior of applications at
   the client, it may be important for the client to use this operation
   since the server has certain obligations with respect to holding a
   reference to a lock_owner as long as the associated file is open.
   Therefore, if the client knows for certain that the lock_owner will
   no longer be used under the context of the associated open_owner4, it
   should use RELEASE_LOCKOWNER.

   ERRORS

      NFS4ERR_ADMIN_REVOKED
      NFS4ERR_BADXDR
      NFS4ERR_EXPIRED
      NFS4ERR_LEASE_MOVED
      NFS4ERR_LOCKS_HELD
      NFS4ERR_RESOURCE
      NFS4ERR_SERVERFAULT
      NFS4ERR_STALE_CLIENTID

14.2.38.  Operation 10044: ILLEGAL - Illegal operation

   SYNOPSIS

     <null> -> ()

   ARGUMENT

             void;

   RESULT

             struct ILLEGAL4res {
                     nfsstat4        status;
             };

   DESCRIPTION

   This operation is a placeholder for encoding a result to handle the
   case of the client sending an operation code within COMPOUND that is
   not supported. See the COMPOUND procedure description for more
   details.

   The status field of ILLEGAL4res MUST be set to NFS4ERR_OP_ILLEGAL.

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   IMPLEMENTATION

   A client will probably not send an operation with code OP_ILLEGAL but
   if it does, the response will be ILLEGAL4res just as it would be with
   any other invalid operation code. Note that if the server gets an
   illegal operation code that is not OP_ILLEGAL, and if the server
   checks for legal operation codes during the XDR decode phase, then
   the ILLEGAL4res would not be returned.

   ERRORS

   NFS4ERR_OP_ILLEGAL

15.  NFS version 4 Callback Procedures

   The procedures used for callbacks are defined in the following
   sections.  In the interest of clarity, the terms "client" and
   "server" refer to NFS clients and servers, despite the fact that for
   an individual callback RPC, the sense of these terms would be
   precisely the opposite.

15.1.  Procedure 0: CB_NULL - No Operation

   SYNOPSIS

     <null>

   ARGUMENT

     void;

   RESULT

     void;

   DESCRIPTION

   Standard NULL procedure.  Void argument, void response.  Even though
   there is no direct functionality associated with this procedure, the
   server will use CB_NULL to confirm the existence of a path for RPCs
   from server to client.

   ERRORS

   None.

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15.2.  Procedure 1: CB_COMPOUND - Compound Operations

   SYNOPSIS

     compoundargs -> compoundres

   ARGUMENT

     enum nfs_cb_opnum4 {
             OP_CB_GETATTR           = 3,
             OP_CB_RECALL            = 4,
             OP_CB_ILLEGAL           = 10044
     };

     union nfs_cb_argop4 switch (unsigned argop) {
      case OP_CB_GETATTR:    CB_GETATTR4args opcbgetattr;
      case OP_CB_RECALL:     CB_RECALL4args  opcbrecall;
      case OP_CB_ILLEGAL:    void            opcbillegal;
     };

     struct CB_COMPOUND4args {
             utf8str_cs      tag;
             uint32_t        minorversion;
             uint32_t        callback_ident;
             nfs_cb_argop4   argarray<>;
     };

   RESULT

     union nfs_cb_resop4 switch (unsigned resop){
      case OP_CB_GETATTR:    CB_GETATTR4res  opcbgetattr;
      case OP_CB_RECALL:     CB_RECALL4res   opcbrecall;
     };

     struct CB_COMPOUND4res {
             nfsstat4 status;
             utf8str_cs      tag;
             nfs_cb_resop4   resarray<>;
     };

   DESCRIPTION

   The CB_COMPOUND procedure is used to combine one or more of the
   callback procedures into a single RPC request.  The main callback RPC
   program has two main procedures: CB_NULL and CB_COMPOUND.  All other
   operations use the CB_COMPOUND procedure as a wrapper.

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   In the processing of the CB_COMPOUND procedure, the client may find
   that it does not have the available resources to execute any or all
   of the operations within the CB_COMPOUND sequence.  In this case, the
   error NFS4ERR_RESOURCE will be returned for the particular operation
   within the CB_COMPOUND procedure where the resource exhaustion
   occurred.  This assumes that all previous operations within the
   CB_COMPOUND sequence have been evaluated successfully.

   Contained within the CB_COMPOUND results is a 'status' field.  This
   status must be equivalent to the status of the last operation that
   was executed within the CB_COMPOUND procedure.  Therefore, if an
   operation incurred an error then the 'status' value will be the same
   error value as is being returned for the operation that failed.

   For the definition of the "tag" field, see the section "Procedure 1:
   COMPOUND - Compound Operations".

   The value of callback_ident is supplied by the client during
   SETCLIENTID.  The server must use the client supplied callback_ident
   during the CB_COMPOUND to allow the client to properly identify the
   server.

   Illegal operation codes are handled in the same way as they are
   handled for the COMPOUND procedure.

   IMPLEMENTATION

   The CB_COMPOUND procedure is used to combine individual operations
   into a single RPC request.  The client interprets each of the
   operations in turn.  If an operation is executed by the client and
   the status of that operation is NFS4_OK, then the next operation in
   the CB_COMPOUND procedure is executed.  The client continues this
   process until there are no more operations to be executed or one of
   the operations has a status value other than NFS4_OK.

   ERRORS

      NFS4ERR_BADHANDLE
      NFS4ERR_BAD_STATEID
      NFS4ERR_BADXDR
      NFS4ERR_OP_ILLEGAL
      NFS4ERR_RESOURCE
      NFS4ERR_SERVERFAULT

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15.2.1.  Operation 3: CB_GETATTR - Get Attributes

   SYNOPSIS

     fh, attr_request -> attrmask, attr_vals

   ARGUMENT

     struct CB_GETATTR4args {
             nfs_fh4 fh;
             bitmap4 attr_request;
     };

   RESULT

     struct CB_GETATTR4resok {
             fattr4  obj_attributes;
     };

     union CB_GETATTR4res switch (nfsstat4 status) {
      case NFS4_OK:
              CB_GETATTR4resok       resok4;
      default:
              void;
     };

DESCRIPTION

   The CB_GETATTR operation is used by the server to obtain the
   current modified state of a file that has been write delegated.
   The attributes size and change are the only ones guaranteed to be
   serviced by the client.  See the section "Handling of CB_GETATTR"
   for a full description of how the client and server are to interact
   with the use of CB_GETATTR.

   If the filehandle specified is not one for which the client holds a
   write open delegation, an NFS4ERR_BADHANDLE error is returned.

   IMPLEMENTATION

   The client returns attrmask bits and the associated attribute
   values only for the change attribute, and attributes that it may
   change (time_modify, and size).

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   ERRORS

      NFS4ERR_BADHANDLE
      NFS4ERR_BADXDR
      NFS4ERR_RESOURCE
      NFS4ERR_SERVERFAULT

15.2.2.  Operation 4: CB_RECALL - Recall an Open Delegation

   SYNOPSIS

     stateid, truncate, fh -> ()

   ARGUMENT

     struct CB_RECALL4args {
             stateid4        stateid;
             bool            truncate;
             nfs_fh4         fh;
     };

   RESULT

     struct CB_RECALL4res {
             nfsstat4        status;
     };

   DESCRIPTION

   The CB_RECALL operation is used to begin the process of recalling an
   open delegation and returning it to the server.

   The truncate flag is used to optimize recall for a file which is
   about to be truncated to zero.  When it is set, the client is freed
   of obligation to propagate modified data for the file to the server,
   since this data is irrelevant.

   If the handle specified is not one for which the client holds an open
   delegation, an NFS4ERR_BADHANDLE error is returned.

   If the stateid specified is not one corresponding to an open
   delegation for the file specified by the filehandle, an
   NFS4ERR_BAD_STATEID is returned.

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   IMPLEMENTATION

   The client should reply to the callback immediately.  Replying does
   not complete the recall except when an error was returned.  The
   recall is not complete until the delegation is returned using a
   DELEGRETURN.

   ERRORS

      NFS4ERR_BADHANDLE
      NFS4ERR_BAD_STATEID
      NFS4ERR_BADXDR
      NFS4ERR_RESOURCE
      NFS4ERR_SERVERFAULT

15.2.3.  Operation 10044: CB_ILLEGAL - Illegal Callback Operation

   SYNOPSIS

     <null> -> ()

   ARGUMENT

       void;

   RESULT

             struct CB_ILLEGAL4res {
                     nfsstat4        status;
             };

   DESCRIPTION

   This operation is a placeholder for encoding a result to handle the
   case of the client sending an operation code within COMPOUND that is
   not supported. See the COMPOUND procedure description for more
   details.

   The status field of CB_ILLEGAL4res MUST be set to NFS4ERR_OP_ILLEGAL.

   IMPLEMENTATION

   A server will probably not send an operation with code OP_CB_ILLEGAL
   but if it does, the response will be CB_ILLEGAL4res just as it would
   be with any other invalid operation code. Note that if the client

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   gets an illegal operation code that is not OP_ILLEGAL, and if the
   client checks for legal operation codes during the XDR decode phase,
   then the CB_ILLEGAL4res would not be returned.

   ERRORS

   NFS4ERR_OP_ILLEGAL

16.  Security Considerations

   NFS has historically used a model where, from an authentication
   perspective, the client was the entire machine, or at least the
   source IP address of the machine.  The NFS server relied on the NFS
   client to make the proper authentication of the end-user.  The NFS
   server in turn shared its files only to specific clients, as
   identified by the client's source IP address.  Given this model, the
   AUTH_SYS RPC security flavor simply identified the end-user using the
   client to the NFS server.  When processing NFS responses, the client
   ensured that the responses came from the same IP address and port
   number that the request was sent to.  While such a model is easy to
   implement and simple to deploy and use, it is certainly not a safe
   model.  Thus, NFSv4 mandates that implementations support a security
   model that uses end to end authentication, where an end-user on a
   client mutually authenticates (via cryptographic schemes that do not
   expose passwords or keys in the clear on the network) to a principal
   on an NFS server.  Consideration should also be given to the
   integrity and privacy of NFS requests and responses.  The issues of
   end to end mutual authentication, integrity, and privacy are
   discussed as part of the section on "RPC and Security Flavor".

   Note that while NFSv4 mandates an end to end mutual authentication
   model, the "classic" model of machine authentication via IP address
   checking and AUTH_SYS identification can still be supported with the
   caveat that the AUTH_SYS flavor is neither MANDATORY nor RECOMMENDED
   by this specification, and so interoperability via AUTH_SYS is not
   assured.

   For reasons of reduced administration overhead, better performance
   and/or reduction of CPU utilization, users of NFS version 4
   implementations may choose to not use security mechanisms that enable
   integrity protection on each remote procedure call and response. The
   use of mechanisms without integrity leaves the customer vulnerable to
   an attacker in between the NFS client and server that modifies the
   RPC request and/or the response. While implementations are free to
   provide the option to use weaker security mechanisms, there are two
   operations in particular that warrant the implementation overriding
   user choices.

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   The first such operation is SECINFO.  It is recommended that the
   client issue the SECINFO call such that it is protected with a
   security flavor that has integrity protection, such as RPCSEC_GSS
   with a security triple that uses either rpc_gss_svc_integrity or
   rpc_gss_svc_privacy (rpc_gss_svc_privacy includes integrity
   protection) service. Without integrity protection encapsulating
   SECINFO and therefore its results, an attacker in the middle could
   modify results such that the client might select a weaker algorithm
   in the set allowed by server, making the client and/or server
   vulnerable to further attacks.

   The second operation that should definitely use integrity protection
   is any GETATTR for the fs_locations attribute. The attack has two
   steps.  First the attacker modifies the unprotected results of some
   operation to return NFS4ERR_MOVED. Second, when the client follows up
   with a GETATTR for the fs_locations attribute, the attacker modifies
   the results to cause the client migrate its traffic to a server
   controlled by the attacker.

   Because the operations SETCLIENTID/SETCLIENTID_CONFIRM are
   responsible for the release of client state, it is imperative that
   the principal used for these operations is checked against and match
   the previous use of these operations.  See the section "Client ID"
   for further discussion.

17.  IANA Considerations

17.1.  Named Attribute Definition

   The NFS version 4 protocol provides for the association of named
   attributes to files.  The name space identifiers for these attributes
   are defined as string names.  The protocol does not define the
   specific assignment of the name space for these file attributes.
   Even though the name space is not specifically controlled to prevent
   collisions, an IANA registry has been created for the registration of
   NFS version 4 named attributes.  Registration will be achieved
   through the publication of an Informational RFC and will require not
   only the name of the attribute but the syntax and semantics of the
   named attribute contents; the intent is to promote interoperability
   where common interests exist.  While application developers are
   allowed to define and use attributes as needed, they are encouraged
   to register the attributes with IANA.

17.2.  ONC RPC Network Identifiers (netids)

   The section "Structured Data Types" discussed the r_netid field and
   the corresponding r_addr field of a clientaddr4 structure.  The NFS
   version 4 protocol depends on the syntax and semantics of these

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   fields to effectively communicate callback information between client
   and server.  Therefore, an IANA registry has been created to include
   the values defined in this document and to allow for future expansion
   based on transport usage/availability.  Additions to this ONC RPC
   Network Identifier registry must be done with the publication of an
   RFC.

   The initial values for this registry are as follows (some of this
   text is replicated from section 2.2 for clarity):

   The Network Identifier (or r_netid for short) is used to specify a
   transport protocol and associated universal address (or r_addr for
   short).  The syntax of the Network Identifier is a US-ASCII string.
   The initial definitions for r_netid are:

      "tcp"   - TCP over IP version 4

      "udp"   - UDP over IP version 4

      "tcp6"  - TCP over IP version 6

      "udp6"  - UDP over IP version 6

   Note: the '"' marks are used for delimiting the strings for this
   document and are not part of the Network Identifier string.

   For the "tcp" and "udp" Network Identifiers the Universal Address or
   r_addr (for IPv4) is a US-ASCII string and is of the form:

   h1.h2.h3.h4.p1.p2

   The prefix, "h1.h2.h3.h4", is the standard textual form for
   representing an IPv4 address, which is always four octets long.
   Assuming big-endian ordering, h1, h2, h3, and h4, are respectively,
   the first through fourth octets each converted to ASCII-decimal.
   Assuming big-endian ordering, p1 and p2 are, respectively, the first
   and second octets each converted to ASCII-decimal.  For example, if a
   host, in big-endian order, has an address of 0x0A010307 and there is
   a service listening on, in big endian order, port 0x020F (decimal
   527), then complete universal address is "10.1.3.7.2.15".

   For the "tcp6" and "udp6" Network Identifiers the Universal Address
   or r_addr (for IPv6) is a US-ASCII string and is of the form:

      x1:x2:x3:x4:x5:x6:x7:x8.p1.p2

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   The suffix "p1.p2" is the service port, and is computed the same way
   as with universal addresses for "tcp" and "udp".  The prefix,
   "x1:x2:x3:x4:x5:x6:x7:x8", is the standard textual form for
   representing an IPv6 address as defined in Section 2.2 of [RFC2373].
   Additionally, the two alternative forms specified in Section 2.2 of
   [RFC2373] are also acceptable.

   As mentioned, the registration of new Network Identifiers will
   require the publication of an Information RFC with similar detail as
   listed above for the Network Identifier itself and corresponding
   Universal Address.

18.  RPC definition file

   /*
    *  Copyright (C) The Internet Society (1998,1999,2000,2001,2002).
    *  All Rights Reserved.
    */

   /*
    *      nfs4_prot.x
    *
    */

   %#pragma ident  "%W%"

   /*
    * Basic typedefs for RFC 1832 data type definitions
    */
   typedef int             int32_t;
   typedef unsigned int    uint32_t;
   typedef hyper           int64_t;
   typedef unsigned hyper  uint64_t;

   /*
    * Sizes
    */
   const NFS4_FHSIZE               = 128;
   const NFS4_VERIFIER_SIZE        = 8;
   const NFS4_OPAQUE_LIMIT         = 1024;

   /*
    * File types
    */
   enum nfs_ftype4 {
           NF4REG          = 1,    /* Regular File */
           NF4DIR          = 2,    /* Directory */
           NF4BLK          = 3,    /* Special File - block device */

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           NF4CHR          = 4,    /* Special File - character device */
           NF4LNK          = 5,    /* Symbolic Link */
           NF4SOCK         = 6,    /* Special File - socket */
           NF4FIFO         = 7,    /* Special File - fifo */
           NF4ATTRDIR      = 8,    /* Attribute Directory */
           NF4NAMEDATTR    = 9     /* Named Attribute */
   };

   /*
    * Error status
    */
   enum nfsstat4 {
           NFS4_OK                 = 0,    /* everything is okay      */
           NFS4ERR_PERM            = 1,    /* caller not privileged   */
           NFS4ERR_NOENT           = 2,    /* no such file/directory  */
           NFS4ERR_IO              = 5,    /* hard I/O error          */
           NFS4ERR_NXIO            = 6,    /* no such device          */
           NFS4ERR_ACCESS          = 13,   /* access denied           */
           NFS4ERR_EXIST           = 17,   /* file already exists     */
           NFS4ERR_XDEV            = 18,   /* different filesystems   */
           /* Unused/reserved        19 */
           NFS4ERR_NOTDIR          = 20,   /* should be a directory   */
           NFS4ERR_ISDIR           = 21,   /* should not be directory */
           NFS4ERR_INVAL           = 22,   /* invalid argument        */
           NFS4ERR_FBIG            = 27,   /* file exceeds server max */
           NFS4ERR_NOSPC           = 28,   /* no space on filesystem  */
           NFS4ERR_ROFS            = 30,   /* read-only filesystem    */
           NFS4ERR_MLINK           = 31,   /* too many hard links     */
           NFS4ERR_NAMETOOLONG     = 63,   /* name exceeds server max */
           NFS4ERR_NOTEMPTY        = 66,   /* directory not empty     */
           NFS4ERR_DQUOT           = 69,   /* hard quota limit reached*/
           NFS4ERR_STALE           = 70,   /* file no longer exists   */
           NFS4ERR_BADHANDLE       = 10001,/* Illegal filehandle      */
           NFS4ERR_BAD_COOKIE      = 10003,/* READDIR cookie is stale */
           NFS4ERR_NOTSUPP         = 10004,/* operation not supported */
           NFS4ERR_TOOSMALL        = 10005,/* response limit exceeded */
           NFS4ERR_SERVERFAULT     = 10006,/* undefined server error  */
           NFS4ERR_BADTYPE         = 10007,/* type invalid for CREATE */
           NFS4ERR_DELAY           = 10008,/* file "busy" - retry     */
           NFS4ERR_SAME            = 10009,/* nverify says attrs same */
           NFS4ERR_DENIED          = 10010,/* lock unavailable        */
           NFS4ERR_EXPIRED         = 10011,/* lock lease expired      */
           NFS4ERR_LOCKED          = 10012,/* I/O failed due to lock  */
           NFS4ERR_GRACE           = 10013,/* in grace period         */
           NFS4ERR_FHEXPIRED       = 10014,/* filehandle expired      */
           NFS4ERR_SHARE_DENIED    = 10015,/* share reserve denied    */
           NFS4ERR_WRONGSEC        = 10016,/* wrong security flavor   */
           NFS4ERR_CLID_INUSE      = 10017,/* clientid in use         */

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           NFS4ERR_RESOURCE        = 10018,/* resource exhaustion     */
           NFS4ERR_MOVED           = 10019,/* filesystem relocated    */
           NFS4ERR_NOFILEHANDLE    = 10020,/* current FH is not set   */
           NFS4ERR_MINOR_VERS_MISMATCH = 10021,/* minor vers not supp */
           NFS4ERR_STALE_CLIENTID  = 10022,/* server has rebooted     */
           NFS4ERR_STALE_STATEID   = 10023,/* server has rebooted     */
           NFS4ERR_OLD_STATEID     = 10024,/* state is out of sync    */
           NFS4ERR_BAD_STATEID     = 10025,/* incorrect stateid       */
           NFS4ERR_BAD_SEQID       = 10026,/* request is out of seq.  */
           NFS4ERR_NOT_SAME        = 10027,/* verify - attrs not same */
           NFS4ERR_LOCK_RANGE      = 10028,/* lock range not supported*/
           NFS4ERR_SYMLINK         = 10029,/* should be file/directory*/
           NFS4ERR_RESTOREFH       = 10030,/* no saved filehandle     */
           NFS4ERR_LEASE_MOVED     = 10031,/* some filesystem moved   */
           NFS4ERR_ATTRNOTSUPP     = 10032,/* recommended attr not sup*/
           NFS4ERR_NO_GRACE        = 10033,/* reclaim outside of grace*/
           NFS4ERR_RECLAIM_BAD     = 10034,/* reclaim error at server */
           NFS4ERR_RECLAIM_CONFLICT = 10035,/* conflict on reclaim    */
           NFS4ERR_BADXDR          = 10036,/* XDR decode failed       */
           NFS4ERR_LOCKS_HELD      = 10037,/* file locks held at CLOSE*/
           NFS4ERR_OPENMODE        = 10038,/* conflict in OPEN and I/O*/
           NFS4ERR_BADOWNER        = 10039,/* owner translation bad   */
           NFS4ERR_BADCHAR         = 10040,/* utf-8 char not supported*/
           NFS4ERR_BADNAME         = 10041,/* name not supported      */
           NFS4ERR_BAD_RANGE       = 10042,/* lock range not supported*/
           NFS4ERR_LOCK_NOTSUPP    = 10043,/* no atomic up/downgrade  */
           NFS4ERR_OP_ILLEGAL      = 10044,/* undefined operation     */
           NFS4ERR_DEADLOCK        = 10045,/* file locking deadlock   */
           NFS4ERR_FILE_OPEN       = 10046,/* open file blocks op.    */
           NFS4ERR_ADMIN_REVOKED   = 10047,/* lockowner state revoked */
           NFS4ERR_CB_PATH_DOWN    = 10048 /* callback path down      */
   };

   /*
    * Basic data types
    */
   typedef uint32_t        bitmap4<>;
   typedef uint64_t        offset4;
   typedef uint32_t        count4;
   typedef uint64_t        length4;
   typedef uint64_t        clientid4;
   typedef uint32_t        seqid4;
   typedef opaque          utf8string<>;
   typedef utf8string      utf8str_cis;
   typedef utf8string      utf8str_cs;
   typedef utf8string      utf8str_mixed;
   typedef utf8str_cs      component4;
   typedef component4      pathname4<>;

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   typedef uint64_t        nfs_lockid4;
   typedef uint64_t        nfs_cookie4;
   typedef utf8str_cs      linktext4;
   typedef opaque          sec_oid4<>;
   typedef uint32_t        qop4;
   typedef uint32_t        mode4;
   typedef uint64_t        changeid4;
   typedef opaque          verifier4[NFS4_VERIFIER_SIZE];

   /*
    * Timeval
    */
   struct nfstime4 {
           int64_t         seconds;
           uint32_t        nseconds;
   };

   enum time_how4 {
           SET_TO_SERVER_TIME4 = 0,
           SET_TO_CLIENT_TIME4 = 1
   };

   union settime4 switch (time_how4 set_it) {
    case SET_TO_CLIENT_TIME4:
            nfstime4       time;
    default:
            void;
   };

   /*
    * File access handle
    */
   typedef opaque  nfs_fh4<NFS4_FHSIZE>;

   /*
    * File attribute definitions
    */

   /*
    * FSID structure for major/minor
    */
   struct fsid4 {
           uint64_t        major;
           uint64_t        minor;
   };

   /*

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    * Filesystem locations attribute for relocation/migration
    */
   struct fs_location4 {
           utf8str_cis     server<>;
           pathname4       rootpath;
   };

   struct fs_locations4 {
           pathname4       fs_root;
           fs_location4    locations<>;
   };

   /*
    * Various Access Control Entry definitions
    */

   /*
    * Mask that indicates which Access Control Entries are supported.
    * Values for the fattr4_aclsupport attribute.
    */
   const ACL4_SUPPORT_ALLOW_ACL    = 0x00000001;
   const ACL4_SUPPORT_DENY_ACL     = 0x00000002;
   const ACL4_SUPPORT_AUDIT_ACL    = 0x00000004;
   const ACL4_SUPPORT_ALARM_ACL    = 0x00000008;

   typedef uint32_t        acetype4;
   /*
    * acetype4 values, others can be added as needed.
    */
   const ACE4_ACCESS_ALLOWED_ACE_TYPE      = 0x00000000;
   const ACE4_ACCESS_DENIED_ACE_TYPE       = 0x00000001;
   const ACE4_SYSTEM_AUDIT_ACE_TYPE        = 0x00000002;
   const ACE4_SYSTEM_ALARM_ACE_TYPE        = 0x00000003;

   /*
    * ACE flag
    */
   typedef uint32_t aceflag4;

   /*
    * ACE flag values
    */
   const ACE4_FILE_INHERIT_ACE             = 0x00000001;
   const ACE4_DIRECTORY_INHERIT_ACE        = 0x00000002;
   const ACE4_NO_PROPAGATE_INHERIT_ACE     = 0x00000004;
   const ACE4_INHERIT_ONLY_ACE             = 0x00000008;

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   const ACE4_SUCCESSFUL_ACCESS_ACE_FLAG   = 0x00000010;
   const ACE4_FAILED_ACCESS_ACE_FLAG       = 0x00000020;
   const ACE4_IDENTIFIER_GROUP             = 0x00000040;

   /*
    * ACE mask
    */
   typedef uint32_t        acemask4;

   /*
    * ACE mask values
    */
   const ACE4_READ_DATA            = 0x00000001;
   const ACE4_LIST_DIRECTORY       = 0x00000001;
   const ACE4_WRITE_DATA           = 0x00000002;
   const ACE4_ADD_FILE             = 0x00000002;
   const ACE4_APPEND_DATA          = 0x00000004;
   const ACE4_ADD_SUBDIRECTORY     = 0x00000004;
   const ACE4_READ_NAMED_ATTRS     = 0x00000008;
   const ACE4_WRITE_NAMED_ATTRS    = 0x00000010;
   const ACE4_EXECUTE              = 0x00000020;
   const ACE4_DELETE_CHILD         = 0x00000040;
   const ACE4_READ_ATTRIBUTES      = 0x00000080;
   const ACE4_WRITE_ATTRIBUTES     = 0x00000100;

   const ACE4_DELETE               = 0x00010000;
   const ACE4_READ_ACL             = 0x00020000;
   const ACE4_WRITE_ACL            = 0x00040000;
   const ACE4_WRITE_OWNER          = 0x00080000;
   const ACE4_SYNCHRONIZE          = 0x00100000;

   /*
    * ACE4_GENERIC_READ -- defined as combination of
    *      ACE4_READ_ACL |
    *      ACE4_READ_DATA |
    *      ACE4_READ_ATTRIBUTES |
    *      ACE4_SYNCHRONIZE
    */

   const ACE4_GENERIC_READ = 0x00120081;

   /*
    * ACE4_GENERIC_WRITE -- defined as combination of
    *      ACE4_READ_ACL |
    *      ACE4_WRITE_DATA |
    *      ACE4_WRITE_ATTRIBUTES |
    *      ACE4_WRITE_ACL |

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    *      ACE4_APPEND_DATA |
    *      ACE4_SYNCHRONIZE
    */
   const ACE4_GENERIC_WRITE = 0x00160106;

   /*
    * ACE4_GENERIC_EXECUTE -- defined as combination of
    *      ACE4_READ_ACL
    *      ACE4_READ_ATTRIBUTES
    *      ACE4_EXECUTE
    *      ACE4_SYNCHRONIZE
    */
   const ACE4_GENERIC_EXECUTE = 0x001200A0;

   /*
    * Access Control Entry definition
    */
   struct nfsace4 {
           acetype4        type;
           aceflag4        flag;
           acemask4        access_mask;
           utf8str_mixed   who;
   };

   /*
    * Field definitions for the fattr4_mode attribute
    */
   const MODE4_SUID = 0x800;  /* set user id on execution */
   const MODE4_SGID = 0x400;  /* set group id on execution */
   const MODE4_SVTX = 0x200;  /* save text even after use */
   const MODE4_RUSR = 0x100;  /* read permission: owner */
   const MODE4_WUSR = 0x080;  /* write permission: owner */
   const MODE4_XUSR = 0x040;  /* execute permission: owner */
   const MODE4_RGRP = 0x020;  /* read permission: group */
   const MODE4_WGRP = 0x010;  /* write permission: group */
   const MODE4_XGRP = 0x008;  /* execute permission: group */
   const MODE4_ROTH = 0x004;  /* read permission: other */
   const MODE4_WOTH = 0x002;  /* write permission: other */
   const MODE4_XOTH = 0x001;  /* execute permission: other */

   /*
    * Special data/attribute associated with
    * file types NF4BLK and NF4CHR.
    */
   struct specdata4 {
           uint32_t        specdata1;      /* major device number */

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           uint32_t        specdata2;      /* minor device number */
   };

   /*
    * Values for fattr4_fh_expire_type
    */
   const   FH4_PERSISTENT          = 0x00000000;
   const   FH4_NOEXPIRE_WITH_OPEN  = 0x00000001;
   const   FH4_VOLATILE_ANY        = 0x00000002;
   const   FH4_VOL_MIGRATION       = 0x00000004;
   const   FH4_VOL_RENAME          = 0x00000008;

   typedef bitmap4         fattr4_supported_attrs;
   typedef nfs_ftype4      fattr4_type;
   typedef uint32_t        fattr4_fh_expire_type;
   typedef changeid4       fattr4_change;
   typedef uint64_t        fattr4_size;
   typedef bool            fattr4_link_support;
   typedef bool            fattr4_symlink_support;
   typedef bool            fattr4_named_attr;
   typedef fsid4           fattr4_fsid;
   typedef bool            fattr4_unique_handles;
   typedef uint32_t        fattr4_lease_time;
   typedef nfsstat4        fattr4_rdattr_error;

   typedef nfsace4         fattr4_acl<>;
   typedef uint32_t        fattr4_aclsupport;
   typedef bool            fattr4_archive;
   typedef bool            fattr4_cansettime;
   typedef bool            fattr4_case_insensitive;
   typedef bool            fattr4_case_preserving;
   typedef bool            fattr4_chown_restricted;
   typedef uint64_t        fattr4_fileid;
   typedef uint64_t        fattr4_files_avail;
   typedef nfs_fh4         fattr4_filehandle;
   typedef uint64_t        fattr4_files_free;
   typedef uint64_t        fattr4_files_total;
   typedef fs_locations4   fattr4_fs_locations;
   typedef bool            fattr4_hidden;
   typedef bool            fattr4_homogeneous;
   typedef uint64_t        fattr4_maxfilesize;
   typedef uint32_t        fattr4_maxlink;
   typedef uint32_t        fattr4_maxname;
   typedef uint64_t        fattr4_maxread;
   typedef uint64_t        fattr4_maxwrite;
   typedef utf8str_cs      fattr4_mimetype;
   typedef mode4           fattr4_mode;

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   typedef uint64_t        fattr4_mounted_on_fileid;
   typedef bool            fattr4_no_trunc;
   typedef uint32_t        fattr4_numlinks;
   typedef utf8str_mixed   fattr4_owner;
   typedef utf8str_mixed   fattr4_owner_group;
   typedef uint64_t        fattr4_quota_avail_hard;
   typedef uint64_t        fattr4_quota_avail_soft;
   typedef uint64_t        fattr4_quota_used;
   typedef specdata4       fattr4_rawdev;
   typedef uint64_t        fattr4_space_avail;
   typedef uint64_t        fattr4_space_free;
   typedef uint64_t        fattr4_space_total;
   typedef uint64_t        fattr4_space_used;
   typedef bool            fattr4_system;
   typedef nfstime4        fattr4_time_access;
   typedef settime4        fattr4_time_access_set;
   typedef nfstime4        fattr4_time_backup;
   typedef nfstime4        fattr4_time_create;
   typedef nfstime4        fattr4_time_delta;
   typedef nfstime4        fattr4_time_metadata;
   typedef nfstime4        fattr4_time_modify;
   typedef settime4        fattr4_time_modify_set;

   /*
    * Mandatory Attributes
    */
   const FATTR4_SUPPORTED_ATTRS    = 0;
   const FATTR4_TYPE               = 1;
   const FATTR4_FH_EXPIRE_TYPE     = 2;
   const FATTR4_CHANGE             = 3;
   const FATTR4_SIZE               = 4;
   const FATTR4_LINK_SUPPORT       = 5;
   const FATTR4_SYMLINK_SUPPORT    = 6;
   const FATTR4_NAMED_ATTR         = 7;
   const FATTR4_FSID               = 8;
   const FATTR4_UNIQUE_HANDLES     = 9;
   const FATTR4_LEASE_TIME         = 10;
   const FATTR4_RDATTR_ERROR       = 11;
   const FATTR4_FILEHANDLE         = 19;

   /*
    * Recommended Attributes
    */
   const FATTR4_ACL                = 12;
   const FATTR4_ACLSUPPORT         = 13;
   const FATTR4_ARCHIVE            = 14;
   const FATTR4_CANSETTIME         = 15;

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RFC 3530                 NFS version 4 Protocol               April 2003

   const FATTR4_CASE_INSENSITIVE   = 16;
   const FATTR4_CASE_PRESERVING    = 17;
   const FATTR4_CHOWN_RESTRICTED   = 18;
   const FATTR4_FILEID             = 20;
   const FATTR4_FILES_AVAIL        = 21;
   const FATTR4_FILES_FREE         = 22;
   const FATTR4_FILES_TOTAL        = 23;
   const FATTR4_FS_LOCATIONS       = 24;
   const FATTR4_HIDDEN             = 25;
   const FATTR4_HOMOGENEOUS        = 26;
   const FATTR4_MAXFILESIZE        = 27;
   const FATTR4_MAXLINK            = 28;
   const FATTR4_MAXNAME            = 29;
   const FATTR4_MAXREAD            = 30;
   const FATTR4_MAXWRITE           = 31;
   const FATTR4_MIMETYPE           = 32;
   const FATTR4_MODE               = 33;
   const FATTR4_NO_TRUNC           = 34;
   const FATTR4_NUMLINKS           = 35;
   const FATTR4_OWNER              = 36;
   const FATTR4_OWNER_GROUP        = 37;
   const FATTR4_QUOTA_AVAIL_HARD   = 38;
   const FATTR4_QUOTA_AVAIL_SOFT   = 39;
   const FATTR4_QUOTA_USED         = 40;
   const FATTR4_RAWDEV             = 41;
   const FATTR4_SPACE_AVAIL        = 42;
   const FATTR4_SPACE_FREE         = 43;
   const FATTR4_SPACE_TOTAL        = 44;
   const FATTR4_SPACE_USED         = 45;
   const FATTR4_SYSTEM             = 46;
   const FATTR4_TIME_ACCESS        = 47;
   const FATTR4_TIME_ACCESS_SET    = 48;
   const FATTR4_TIME_BACKUP        = 49;
   const FATTR4_TIME_CREATE        = 50;
   const FATTR4_TIME_DELTA         = 51;
   const FATTR4_TIME_METADATA      = 52;
   const FATTR4_TIME_MODIFY        = 53;
   const FATTR4_TIME_MODIFY_SET    = 54;
   const FATTR4_MOUNTED_ON_FILEID  = 55;

   typedef opaque  attrlist4<>;

   /*
    * File attribute container
    */
   struct fattr4 {
           bitmap4         attrmask;
           attrlist4       attr_vals;

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RFC 3530                 NFS version 4 Protocol               April 2003

   };

   /*
    * Change info for the client
    */
   struct change_info4 {
           bool            atomic;
           changeid4       before;
           changeid4       after;
   };

   struct clientaddr4 {
           /* see struct rpcb in RFC 1833 */
           string r_netid<>;               /* network id */
           string r_addr<>;                /* universal address */
   };

   /*
    * Callback program info as provided by the client
    */
   struct cb_client4 {
           uint32_t        cb_program;
           clientaddr4     cb_location;
   };

   /*
    * Stateid
    */
   struct stateid4 {
           uint32_t        seqid;
           opaque          other[12];
   };

   /*
    * Client ID
    */
   struct nfs_client_id4 {
           verifier4       verifier;
           opaque          id<NFS4_OPAQUE_LIMIT>;
   };

   struct open_owner4 {
           clientid4       clientid;
           opaque          owner<NFS4_OPAQUE_LIMIT>;
   };

   struct lock_owner4 {
           clientid4       clientid;

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RFC 3530                 NFS version 4 Protocol               April 2003

           opaque          owner<NFS4_OPAQUE_LIMIT>;
   };

   enum nfs_lock_type4 {
           READ_LT         = 1,
           WRITE_LT        = 2,
           READW_LT        = 3,    /* blocking read */
           WRITEW_LT       = 4     /* blocking write */
   };

   /*
    * ACCESS: Check access permission
    */
   const ACCESS4_READ      = 0x00000001;
   const ACCESS4_LOOKUP    = 0x00000002;
   const ACCESS4_MODIFY    = 0x00000004;
   const ACCESS4_EXTEND    = 0x00000008;
   const ACCESS4_DELETE    = 0x00000010;
   const ACCESS4_EXECUTE   = 0x00000020;

   struct ACCESS4args {
           /* CURRENT_FH: object */
           uint32_t        access;
   };

   struct ACCESS4resok {
           uint32_t        supported;
           uint32_t        access;
   };

   union ACCESS4res switch (nfsstat4 status) {
    case NFS4_OK:
            ACCESS4resok   resok4;
    default:
            void;
   };

   /*
    * CLOSE: Close a file and release share reservations
    */
   struct CLOSE4args {
           /* CURRENT_FH: object */
           seqid4          seqid;
           stateid4        open_stateid;
   };

   union CLOSE4res switch (nfsstat4 status) {
    case NFS4_OK:

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RFC 3530                 NFS version 4 Protocol               April 2003

            stateid4       open_stateid;
    default:
            void;
   };

   /*
    * COMMIT: Commit cached data on server to stable storage
    */
   struct COMMIT4args {
           /* CURRENT_FH: file */
           offset4         offset;
           count4          count;
   };

   struct COMMIT4resok {
           verifier4       writeverf;
   };

   union COMMIT4res switch (nfsstat4 status) {
    case NFS4_OK:
            COMMIT4resok   resok4;
    default:
            void;
   };

   /*
    * CREATE: Create a non-regular file
    */
   union createtype4 switch (nfs_ftype4 type) {
    case NF4LNK:
            linktext4      linkdata;
    case NF4BLK:
    case NF4CHR:
            specdata4      devdata;
    case NF4SOCK:
    case NF4FIFO:
    case NF4DIR:
            void;
    default:
            void;          /* server should return NFS4ERR_BADTYPE */
   };

   struct CREATE4args {
           /* CURRENT_FH: directory for creation */
           createtype4     objtype;
           component4      objname;
           fattr4          createattrs;

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RFC 3530                 NFS version 4 Protocol               April 2003

   };

   struct CREATE4resok {
           change_info4    cinfo;
           bitmap4         attrset;        /* attributes set */
   };

   union CREATE4res switch (nfsstat4 status) {
    case NFS4_OK:
            CREATE4resok resok4;
    default:
            void;
   };

   /*
    * DELEGPURGE: Purge Delegations Awaiting Recovery
    */
   struct DELEGPURGE4args {
           clientid4       clientid;
   };

   struct DELEGPURGE4res {
           nfsstat4        status;
   };

   /*
    * DELEGRETURN: Return a delegation
    */
   struct DELEGRETURN4args {
           /* CURRENT_FH: delegated file */
           stateid4        deleg_stateid;
   };

   struct DELEGRETURN4res {
           nfsstat4        status;
   };

   /*
    * GETATTR: Get file attributes
    */
   struct GETATTR4args {
           /* CURRENT_FH: directory or file */
           bitmap4         attr_request;
   };

   struct GETATTR4resok {
           fattr4          obj_attributes;
   };

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RFC 3530                 NFS version 4 Protocol               April 2003

   union GETATTR4res switch (nfsstat4 status) {
    case NFS4_OK:
            GETATTR4resok  resok4;
    default:
            void;
   };

   /*
    * GETFH: Get current filehandle
    */
   struct GETFH4resok {
           nfs_fh4         object;
   };

   union GETFH4res switch (nfsstat4 status) {
    case NFS4_OK:
           GETFH4resok     resok4;
    default:
           void;
   };

   /*
    * LINK: Create link to an object
    */
   struct LINK4args {
           /* SAVED_FH: source object */
           /* CURRENT_FH: target directory */
           component4      newname;
   };

   struct LINK4resok {
           change_info4    cinfo;
   };

   union LINK4res switch (nfsstat4 status) {
    case NFS4_OK:
            LINK4resok resok4;
    default:
            void;
   };

   /*
    * For LOCK, transition from open_owner to new lock_owner
    */
   struct open_to_lock_owner4 {
           seqid4          open_seqid;
           stateid4        open_stateid;
           seqid4          lock_seqid;

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RFC 3530                 NFS version 4 Protocol               April 2003

           lock_owner4     lock_owner;
   };

   /*
    * For LOCK, existing lock_owner continues to request file locks
    */
   struct exist_lock_owner4 {
           stateid4        lock_stateid;
           seqid4          lock_seqid;
   };

   union locker4 switch (bool new_lock_owner) {
    case TRUE:
           open_to_lock_owner4     open_owner;
    case FALSE:
           exist_lock_owner4       lock_owner;
   };

   /*
    * LOCK/LOCKT/LOCKU: Record lock management
    */
   struct LOCK4args {
           /* CURRENT_FH: file */
           nfs_lock_type4  locktype;
           bool            reclaim;
           offset4         offset;
           length4         length;
           locker4         locker;
   };

   struct LOCK4denied {
           offset4         offset;
           length4         length;
           nfs_lock_type4  locktype;
           lock_owner4     owner;
   };

   struct LOCK4resok {
           stateid4        lock_stateid;
   };

   union LOCK4res switch (nfsstat4 status) {
    case NFS4_OK:
            LOCK4resok     resok4;
    case NFS4ERR_DENIED:
            LOCK4denied    denied;
    default:
            void;

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RFC 3530                 NFS version 4 Protocol               April 2003

   };

   struct LOCKT4args {
           /* CURRENT_FH: file */
           nfs_lock_type4  locktype;
           offset4         offset;
           length4         length;
           lock_owner4     owner;
   };

   union LOCKT4res switch (nfsstat4 status) {
    case NFS4ERR_DENIED:
            LOCK4denied    denied;
    case NFS4_OK:
            void;
    default:
            void;
   };

   struct LOCKU4args {
           /* CURRENT_FH: file */
           nfs_lock_type4  locktype;
           seqid4          seqid;
           stateid4        lock_stateid;
           offset4         offset;
           length4         length;
   };

   union LOCKU4res switch (nfsstat4 status) {
    case   NFS4_OK:
            stateid4       lock_stateid;
    default:
            void;
   };

   /*
    * LOOKUP: Lookup filename
    */
   struct LOOKUP4args {
           /* CURRENT_FH: directory */
           component4      objname;
   };

   struct LOOKUP4res {
           /* CURRENT_FH: object */
           nfsstat4        status;
   };

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RFC 3530                 NFS version 4 Protocol               April 2003

   /*
    * LOOKUPP: Lookup parent directory
    */
   struct LOOKUPP4res {
           /* CURRENT_FH: directory */
           nfsstat4        status;
   };

   /*
    * NVERIFY: Verify attributes different
    */
   struct NVERIFY4args {
           /* CURRENT_FH: object */
           fattr4          obj_attributes;
   };

   struct NVERIFY4res {
           nfsstat4        status;
   };

   /*
    * Various definitions for OPEN
    */
   enum createmode4 {
           UNCHECKED4      = 0,
           GUARDED4        = 1,
           EXCLUSIVE4      = 2
   };

   union createhow4 switch (createmode4 mode) {
    case UNCHECKED4:
    case GUARDED4:
            fattr4         createattrs;
    case EXCLUSIVE4:
            verifier4      createverf;
   };

   enum opentype4 {
           OPEN4_NOCREATE  = 0,
           OPEN4_CREATE    = 1
   };

   union openflag4 switch (opentype4 opentype) {
    case OPEN4_CREATE:
            createhow4     how;
    default:
            void;
   };

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RFC 3530                 NFS version 4 Protocol               April 2003

   /* Next definitions used for OPEN delegation */
   enum limit_by4 {
           NFS_LIMIT_SIZE          = 1,
           NFS_LIMIT_BLOCKS        = 2
           /* others as needed */
   };

   struct nfs_modified_limit4 {
           uint32_t        num_blocks;
           uint32_t        bytes_per_block;
   };

   union nfs_space_limit4 switch (limit_by4 limitby) {
    /* limit specified as file size */
    case NFS_LIMIT_SIZE:
            uint64_t               filesize;
    /* limit specified by number of blocks */
    case NFS_LIMIT_BLOCKS:
            nfs_modified_limit4    mod_blocks;
   } ;

   /*
    * Share Access and Deny constants for open argument
    */
   const OPEN4_SHARE_ACCESS_READ   = 0x00000001;
   const OPEN4_SHARE_ACCESS_WRITE  = 0x00000002;
   const OPEN4_SHARE_ACCESS_BOTH   = 0x00000003;

   const OPEN4_SHARE_DENY_NONE     = 0x00000000;
   const OPEN4_SHARE_DENY_READ     = 0x00000001;
   const OPEN4_SHARE_DENY_WRITE    = 0x00000002;
   const OPEN4_SHARE_DENY_BOTH     = 0x00000003;

   enum open_delegation_type4 {
           OPEN_DELEGATE_NONE      = 0,
           OPEN_DELEGATE_READ      = 1,
           OPEN_DELEGATE_WRITE     = 2
   };

   enum open_claim_type4 {
           CLAIM_NULL              = 0,
           CLAIM_PREVIOUS          = 1,
           CLAIM_DELEGATE_CUR      = 2,
           CLAIM_DELEGATE_PREV     = 3
   };

   struct open_claim_delegate_cur4 {
           stateid4        delegate_stateid;

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RFC 3530                 NFS version 4 Protocol               April 2003

           component4      file;
   };

   union open_claim4 switch (open_claim_type4 claim) {
    /*
     * No special rights to file. Ordinary OPEN of the specified file.
     */
    case CLAIM_NULL:
           /* CURRENT_FH: directory */
           component4      file;

    /*
     * Right to the file established by an open previous to server
     * reboot.  File identified by filehandle obtained at that time
     * rather than by name.
     */
    case CLAIM_PREVIOUS:
           /* CURRENT_FH: file being reclaimed */
           open_delegation_type4   delegate_type;

    /*
     * Right to file based on a delegation granted by the server.
     * File is specified by name.
     */
    case CLAIM_DELEGATE_CUR:
           /* CURRENT_FH: directory */
           open_claim_delegate_cur4        delegate_cur_info;

    /* Right to file based on a delegation granted to a previous boot
     * instance of the client.  File is specified by name.
     */
    case CLAIM_DELEGATE_PREV:
            /* CURRENT_FH: directory */
           component4      file_delegate_prev;
   };

   /*
    * OPEN: Open a file, potentially receiving an open delegation
    */
   struct OPEN4args {
           seqid4          seqid;
           uint32_t        share_access;
           uint32_t        share_deny;
           open_owner4     owner;
           openflag4       openhow;
           open_claim4     claim;
   };

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RFC 3530                 NFS version 4 Protocol               April 2003

   struct open_read_delegation4 {
           stateid4        stateid;        /* Stateid for delegation*/
           bool            recall;         /* Pre-recalled flag for
                                              delegations obtained
                                              by reclaim
                                              (CLAIM_PREVIOUS) */
           nfsace4         permissions;    /* Defines users who don't
                                              need an ACCESS call to
                                              open for read */
   };

   struct open_write_delegation4 {
           stateid4        stateid;        /* Stateid for delegation */
           bool            recall;         /* Pre-recalled flag for
                                              delegations obtained
                                              by reclaim
                                              (CLAIM_PREVIOUS) */
           nfs_space_limit4 space_limit;   /* Defines condition that
                                              the client must check to
                                              determine whether the
                                              file needs to be flushed
                                              to the server on close.
                                              */
           nfsace4         permissions;    /* Defines users who don't
                                              need an ACCESS call as
                                              part of a delegated
                                              open. */
   };

   union open_delegation4
   switch (open_delegation_type4 delegation_type) {
           case OPEN_DELEGATE_NONE:
                   void;
           case OPEN_DELEGATE_READ:
                   open_read_delegation4 read;
           case OPEN_DELEGATE_WRITE:
                   open_write_delegation4 write;
   };
   /*
    * Result flags
    */
   /* Client must confirm open */
   const OPEN4_RESULT_CONFIRM      = 0x00000002;
   /* Type of file locking behavior at the server */
   const OPEN4_RESULT_LOCKTYPE_POSIX = 0x00000004;

   struct OPEN4resok {
           stateid4        stateid;        /* Stateid for open */

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RFC 3530                 NFS version 4 Protocol               April 2003

           change_info4    cinfo;          /* Directory Change Info */
           uint32_t        rflags;         /* Result flags */
           bitmap4         attrset;        /* attribute set for create*/
           open_delegation4 delegation;    /* Info on any open
                                              delegation */
   };

   union OPEN4res switch (nfsstat4 status) {
    case NFS4_OK:
           /* CURRENT_FH: opened file */
           OPEN4resok      resok4;
    default:
           void;
   };

   /*
    * OPENATTR: open named attributes directory
    */
   struct OPENATTR4args {
           /* CURRENT_FH: object */
           bool    createdir;
   };

   struct OPENATTR4res {
           /* CURRENT_FH: named attr directory */
           nfsstat4        status;
   };

   /*
    * OPEN_CONFIRM: confirm the open
    */
   struct OPEN_CONFIRM4args {
           /* CURRENT_FH: opened file */
           stateid4        open_stateid;
           seqid4          seqid;
   };

   struct OPEN_CONFIRM4resok {
           stateid4        open_stateid;
   };

   union OPEN_CONFIRM4res switch (nfsstat4 status) {
       case NFS4_OK:
               OPEN_CONFIRM4resok     resok4;
    default:
            void;
   };

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RFC 3530                 NFS version 4 Protocol               April 2003

   /*
    * OPEN_DOWNGRADE: downgrade the access/deny for a file
    */
   struct OPEN_DOWNGRADE4args {
           /* CURRENT_FH: opened file */
           stateid4        open_stateid;
           seqid4          seqid;
           uint32_t        share_access;
           uint32_t        share_deny;
   };

   struct OPEN_DOWNGRADE4resok {
           stateid4        open_stateid;
   };

   union OPEN_DOWNGRADE4res switch(nfsstat4 status) {
    case NFS4_OK:
           OPEN_DOWNGRADE4resok    resok4;
    default:
            void;
   };

   /*
    * PUTFH: Set current filehandle
    */
   struct PUTFH4args {
           nfs_fh4         object;
   };

   struct PUTFH4res {
           /* CURRENT_FH: */
           nfsstat4        status;
   };

   /*
    * PUTPUBFH: Set public filehandle
    */
   struct PUTPUBFH4res {
           /* CURRENT_FH: public fh */
           nfsstat4        status;
   };

   /*
    * PUTROOTFH: Set root filehandle
    */
   struct PUTROOTFH4res {

           /* CURRENT_FH: root fh */

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RFC 3530                 NFS version 4 Protocol               April 2003

           nfsstat4        status;
   };

   /*
    * READ: Read from file
    */
   struct READ4args {
           /* CURRENT_FH: file */
           stateid4        stateid;
           offset4         offset;
           count4          count;
   };

   struct READ4resok {
           bool            eof;
           opaque          data<>;
   };

   union READ4res switch (nfsstat4 status) {
    case NFS4_OK:
            READ4resok     resok4;
    default:
            void;
   };

   /*
    * READDIR: Read directory
    */
   struct READDIR4args {
           /* CURRENT_FH: directory */
           nfs_cookie4     cookie;
           verifier4       cookieverf;
           count4          dircount;
           count4          maxcount;
           bitmap4         attr_request;
   };

   struct entry4 {
           nfs_cookie4     cookie;
           component4      name;
           fattr4          attrs;
           entry4          *nextentry;
   };

   struct dirlist4 {
           entry4          *entries;
           bool            eof;
   };

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RFC 3530                 NFS version 4 Protocol               April 2003

   struct READDIR4resok {
           verifier4       cookieverf;
           dirlist4        reply;
   };

   union READDIR4res switch (nfsstat4 status) {
    case NFS4_OK:
            READDIR4resok  resok4;
    default:
            void;
   };

   /*
    * READLINK: Read symbolic link
    */
   struct READLINK4resok {
           linktext4       link;
   };

   union READLINK4res switch (nfsstat4 status) {
    case NFS4_OK:
            READLINK4resok resok4;
    default:
            void;
   };

   /*
    * REMOVE: Remove filesystem object
    */
   struct REMOVE4args {
           /* CURRENT_FH: directory */
           component4      target;
   };

   struct REMOVE4resok {
           change_info4    cinfo;
   };

   union REMOVE4res switch (nfsstat4 status) {
    case NFS4_OK:
            REMOVE4resok   resok4;
    default:
            void;
   };

   /*

Shepler, et al.             Standards Track                   [Page 258]
RFC 3530                 NFS version 4 Protocol               April 2003

    * RENAME: Rename directory entry
    */
   struct RENAME4args {
           /* SAVED_FH: source directory */
           component4      oldname;
           /* CURRENT_FH: target directory */

           component4      newname;
   };

   struct RENAME4resok {
           change_info4    source_cinfo;
           change_info4    target_cinfo;
   };

   union RENAME4res switch (nfsstat4 status) {
    case NFS4_OK:
           RENAME4resok    resok4;
    default:
           void;
   };

   /*
    * RENEW: Renew a Lease
    */
   struct RENEW4args {
           clientid4       clientid;
   };

   struct RENEW4res {
           nfsstat4        status;
   };

   /*
    * RESTOREFH: Restore saved filehandle
    */

   struct RESTOREFH4res {
           /* CURRENT_FH: value of saved fh */
           nfsstat4        status;
   };

   /*
    * SAVEFH: Save current filehandle
    */
   struct SAVEFH4res {
           /* SAVED_FH: value of current fh */
           nfsstat4        status;

Shepler, et al.             Standards Track                   [Page 259]
RFC 3530                 NFS version 4 Protocol               April 2003

   };

   /*
    * SECINFO: Obtain Available Security Mechanisms
    */
   struct SECINFO4args {
           /* CURRENT_FH: directory */
           component4      name;
   };

   /*

    * From RFC 2203
    */
   enum rpc_gss_svc_t {
           RPC_GSS_SVC_NONE        = 1,
           RPC_GSS_SVC_INTEGRITY   = 2,
           RPC_GSS_SVC_PRIVACY     = 3
   };

   struct rpcsec_gss_info {
           sec_oid4        oid;
           qop4            qop;
           rpc_gss_svc_t   service;
   };

   /* RPCSEC_GSS has a value of '6' - See RFC 2203 */
   union secinfo4 switch (uint32_t flavor) {
    case RPCSEC_GSS:
            rpcsec_gss_info        flavor_info;
    default:
            void;
   };

   typedef secinfo4 SECINFO4resok<>;

   union SECINFO4res switch (nfsstat4 status) {
    case NFS4_OK:
            SECINFO4resok resok4;
    default:
            void;
   };

   /*
    * SETATTR: Set attributes
    */
   struct SETATTR4args {
           /* CURRENT_FH: target object */

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           stateid4        stateid;
           fattr4          obj_attributes;
   };

   struct SETATTR4res {
           nfsstat4        status;
           bitmap4         attrsset;
   };

   /*
    * SETCLIENTID
    */
   struct SETCLIENTID4args {
           nfs_client_id4  client;
           cb_client4      callback;
           uint32_t        callback_ident;

   };

   struct SETCLIENTID4resok {
           clientid4       clientid;
           verifier4       setclientid_confirm;
   };

   union SETCLIENTID4res switch (nfsstat4 status) {
    case NFS4_OK:
            SETCLIENTID4resok      resok4;
    case NFS4ERR_CLID_INUSE:
            clientaddr4    client_using;
    default:
            void;
   };

   struct SETCLIENTID_CONFIRM4args {
           clientid4       clientid;
           verifier4       setclientid_confirm;
   };

   struct SETCLIENTID_CONFIRM4res {
           nfsstat4        status;
   };

   /*
    * VERIFY: Verify attributes same
    */
   struct VERIFY4args {
           /* CURRENT_FH: object */
           fattr4          obj_attributes;

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   };

   struct VERIFY4res {
           nfsstat4        status;
   };

   /*
    * WRITE: Write to file
    */
   enum stable_how4 {
           UNSTABLE4       = 0,
           DATA_SYNC4      = 1,
           FILE_SYNC4      = 2
   };

   struct WRITE4args {
           /* CURRENT_FH: file */
           stateid4        stateid;
           offset4         offset;
           stable_how4     stable;
           opaque          data<>;
   };

   struct WRITE4resok {
           count4          count;
           stable_how4     committed;
           verifier4       writeverf;
   };

   union WRITE4res switch (nfsstat4 status) {
    case NFS4_OK:
            WRITE4resok    resok4;
    default:
            void;
   };

   /*
    * RELEASE_LOCKOWNER: Notify server to release lockowner
    */
   struct RELEASE_LOCKOWNER4args {
           lock_owner4     lock_owner;
   };

   struct RELEASE_LOCKOWNER4res {
           nfsstat4        status;
   };

   /*

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    * ILLEGAL: Response for illegal operation numbers
    */
   struct ILLEGAL4res {
           nfsstat4        status;
   };

   /*
    * Operation arrays
    */

   enum nfs_opnum4 {
           OP_ACCESS               = 3,
           OP_CLOSE                = 4,
           OP_COMMIT               = 5,
           OP_CREATE               = 6,
           OP_DELEGPURGE           = 7,
           OP_DELEGRETURN          = 8,
           OP_GETATTR              = 9,
           OP_GETFH                = 10,
           OP_LINK                 = 11,
           OP_LOCK                 = 12,
           OP_LOCKT                = 13,
           OP_LOCKU                = 14,
           OP_LOOKUP               = 15,
           OP_LOOKUPP              = 16,
           OP_NVERIFY              = 17,
           OP_OPEN                 = 18,
           OP_OPENATTR             = 19,
           OP_OPEN_CONFIRM         = 20,
           OP_OPEN_DOWNGRADE       = 21,
           OP_PUTFH                = 22,
           OP_PUTPUBFH             = 23,
           OP_PUTROOTFH            = 24,
           OP_READ                 = 25,
           OP_READDIR              = 26,
           OP_READLINK             = 27,
           OP_REMOVE               = 28,
           OP_RENAME               = 29,
           OP_RENEW                = 30,
           OP_RESTOREFH            = 31,
           OP_SAVEFH               = 32,
           OP_SECINFO              = 33,
           OP_SETATTR              = 34,
           OP_SETCLIENTID          = 35,
           OP_SETCLIENTID_CONFIRM  = 36,
           OP_VERIFY               = 37,
           OP_WRITE                = 38,
           OP_RELEASE_LOCKOWNER    = 39,

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           OP_ILLEGAL              = 10044
   };

   union nfs_argop4 switch (nfs_opnum4 argop) {
    case OP_ACCESS:        ACCESS4args opaccess;
    case OP_CLOSE:         CLOSE4args opclose;
    case OP_COMMIT:        COMMIT4args opcommit;
    case OP_CREATE:        CREATE4args opcreate;
    case OP_DELEGPURGE:    DELEGPURGE4args opdelegpurge;
    case OP_DELEGRETURN:   DELEGRETURN4args opdelegreturn;
    case OP_GETATTR:       GETATTR4args opgetattr;
    case OP_GETFH:         void;
    case OP_LINK:          LINK4args oplink;
    case OP_LOCK:          LOCK4args oplock;
    case OP_LOCKT:         LOCKT4args oplockt;
    case OP_LOCKU:         LOCKU4args oplocku;
    case OP_LOOKUP:        LOOKUP4args oplookup;
    case OP_LOOKUPP:       void;
    case OP_NVERIFY:       NVERIFY4args opnverify;
    case OP_OPEN:          OPEN4args opopen;
    case OP_OPENATTR:      OPENATTR4args opopenattr;
    case OP_OPEN_CONFIRM:  OPEN_CONFIRM4args opopen_confirm;
    case OP_OPEN_DOWNGRADE:        OPEN_DOWNGRADE4args opopen_downgrade;
    case OP_PUTFH:         PUTFH4args opputfh;
    case OP_PUTPUBFH:      void;
    case OP_PUTROOTFH:     void;
    case OP_READ:          READ4args opread;
    case OP_READDIR:       READDIR4args opreaddir;
    case OP_READLINK:      void;
    case OP_REMOVE:        REMOVE4args opremove;
    case OP_RENAME:        RENAME4args oprename;
    case OP_RENEW:         RENEW4args oprenew;
    case OP_RESTOREFH:     void;
    case OP_SAVEFH:        void;
    case OP_SECINFO:       SECINFO4args opsecinfo;
    case OP_SETATTR:       SETATTR4args opsetattr;
    case OP_SETCLIENTID:   SETCLIENTID4args opsetclientid;
    case OP_SETCLIENTID_CONFIRM:   SETCLIENTID_CONFIRM4args
                                           opsetclientid_confirm;
    case OP_VERIFY:        VERIFY4args opverify;
    case OP_WRITE:         WRITE4args opwrite;
    case OP_RELEASE_LOCKOWNER:     RELEASE_LOCKOWNER4args
                                       oprelease_lockowner;
    case OP_ILLEGAL:       void;
   };

   union nfs_resop4 switch (nfs_opnum4 resop){
    case OP_ACCESS:        ACCESS4res opaccess;

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    case OP_CLOSE:         CLOSE4res opclose;
    case OP_COMMIT:        COMMIT4res opcommit;
    case OP_CREATE:        CREATE4res opcreate;
    case OP_DELEGPURGE:    DELEGPURGE4res opdelegpurge;
    case OP_DELEGRETURN:   DELEGRETURN4res opdelegreturn;
    case OP_GETATTR:       GETATTR4res opgetattr;
    case OP_GETFH:         GETFH4res opgetfh;
    case OP_LINK:          LINK4res oplink;
    case OP_LOCK:          LOCK4res oplock;
    case OP_LOCKT:         LOCKT4res oplockt;
    case OP_LOCKU:         LOCKU4res oplocku;
    case OP_LOOKUP:        LOOKUP4res oplookup;
    case OP_LOOKUPP:       LOOKUPP4res oplookupp;
    case OP_NVERIFY:       NVERIFY4res opnverify;
    case OP_OPEN:          OPEN4res opopen;
    case OP_OPENATTR:      OPENATTR4res opopenattr;
    case OP_OPEN_CONFIRM:  OPEN_CONFIRM4res opopen_confirm;
    case OP_OPEN_DOWNGRADE:        OPEN_DOWNGRADE4res opopen_downgrade;
    case OP_PUTFH:         PUTFH4res opputfh;
    case OP_PUTPUBFH:      PUTPUBFH4res opputpubfh;
    case OP_PUTROOTFH:     PUTROOTFH4res opputrootfh;
    case OP_READ:          READ4res opread;
    case OP_READDIR:       READDIR4res opreaddir;
    case OP_READLINK:      READLINK4res opreadlink;
    case OP_REMOVE:        REMOVE4res opremove;
    case OP_RENAME:        RENAME4res oprename;
    case OP_RENEW:         RENEW4res oprenew;
    case OP_RESTOREFH:     RESTOREFH4res oprestorefh;
    case OP_SAVEFH:        SAVEFH4res opsavefh;
    case OP_SECINFO:       SECINFO4res opsecinfo;
    case OP_SETATTR:       SETATTR4res opsetattr;
    case OP_SETCLIENTID:   SETCLIENTID4res opsetclientid;
    case OP_SETCLIENTID_CONFIRM:   SETCLIENTID_CONFIRM4res
                                           opsetclientid_confirm;
    case OP_VERIFY:        VERIFY4res opverify;
    case OP_WRITE:         WRITE4res opwrite;
    case OP_RELEASE_LOCKOWNER:     RELEASE_LOCKOWNER4res
                                       oprelease_lockowner;
    case OP_ILLEGAL:       ILLEGAL4res opillegal;
   };

   struct COMPOUND4args {
           utf8str_cs      tag;
           uint32_t        minorversion;
           nfs_argop4      argarray<>;
   };

   struct COMPOUND4res {

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           nfsstat4 status;
           utf8str_cs      tag;
           nfs_resop4      resarray<>;
   };

   /*
    * Remote file service routines
    */
   program NFS4_PROGRAM {
           version NFS_V4 {
                   void
                           NFSPROC4_NULL(void) = 0;

                   COMPOUND4res
                           NFSPROC4_COMPOUND(COMPOUND4args) = 1;

           } = 4;
   } = 100003;

   /*
    * NFS4 Callback Procedure Definitions and Program
    */

   /*
    * CB_GETATTR: Get Current Attributes
    */
   struct CB_GETATTR4args {
           nfs_fh4 fh;
           bitmap4 attr_request;
   };

   struct CB_GETATTR4resok {
           fattr4  obj_attributes;
   };

   union CB_GETATTR4res switch (nfsstat4 status) {
    case NFS4_OK:
            CB_GETATTR4resok       resok4;
    default:
            void;
   };

   /*
    * CB_RECALL: Recall an Open Delegation
    */
   struct CB_RECALL4args {

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           stateid4        stateid;
           bool            truncate;
           nfs_fh4         fh;
   };

   struct CB_RECALL4res {
           nfsstat4        status;
   };

   /*
    * CB_ILLEGAL: Response for illegal operation numbers
    */
   struct CB_ILLEGAL4res {
           nfsstat4        status;
   };

   /*
    * Various definitions for CB_COMPOUND
    */
   enum nfs_cb_opnum4 {
           OP_CB_GETATTR           = 3,
           OP_CB_RECALL            = 4,
           OP_CB_ILLEGAL           = 10044
   };

   union nfs_cb_argop4 switch (unsigned argop) {
    case OP_CB_GETATTR:    CB_GETATTR4args opcbgetattr;
    case OP_CB_RECALL:     CB_RECALL4args  opcbrecall;
    case OP_CB_ILLEGAL:    void;
   };

   union nfs_cb_resop4 switch (unsigned resop){
    case OP_CB_GETATTR:    CB_GETATTR4res  opcbgetattr;
    case OP_CB_RECALL:     CB_RECALL4res   opcbrecall;
    case OP_CB_ILLEGAL:    CB_ILLEGAL4res  opcbillegal;
   };

   struct CB_COMPOUND4args {
           utf8str_cs      tag;
           uint32_t        minorversion;
           uint32_t        callback_ident;
           nfs_cb_argop4   argarray<>;
   };

   struct CB_COMPOUND4res {
           nfsstat4 status;
           utf8str_cs      tag;
           nfs_cb_resop4   resarray<>;

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   };

   /*
    * Program number is in the transient range since the client
    * will assign the exact transient program number and provide
    * that to the server via the SETCLIENTID operation.
    */
   program NFS4_CALLBACK {
           version NFS_CB {
                   void
                           CB_NULL(void) = 0;
                   CB_COMPOUND4res
                           CB_COMPOUND(CB_COMPOUND4args) = 1;
           } = 1;
   } = 0x40000000;

19.  Acknowledgements

   The authors thank and acknowledge:

   Neil Brown for his extensive review and comments of various
   documents. Rick Macklem at the University of Guelph, Mike Frisch,
   Sergey Klyushin, and Dan Trufasiu of Hummingbird Ltd., and Andy
   Adamson, Bruce Fields, Jim Rees, and Kendrick Smith from the CITI
   organization at the University of Michigan, for their implementation
   efforts and feedback on the protocol specification. Mike Kupfer for
   his review of the file locking and ACL mechanisms.  Alan Yoder for
   his input to ACL mechanisms. Peter Astrand for his close review of
   the protocol specification. Ran Atkinson for his constant reminder
   that users do matter.

20.  Normative References

   [ISO10646]                "ISO/IEC 10646-1:1993. International
                             Standard -- Information technology --
                             Universal Multiple-Octet Coded Character
                             Set (UCS) -- Part 1: Architecture and Basic
                             Multilingual Plane."

   [RFC793]                  Postel, J., "Transmission Control
                             Protocol", STD 7, RFC 793, September 1981.

   [RFC1831]                 Srinivasan, R., "RPC: Remote Procedure Call
                             Protocol Specification Version 2", RFC
                             1831, August 1995.

Shepler, et al.             Standards Track                   [Page 268]
RFC 3530                 NFS version 4 Protocol               April 2003

   [RFC1832]                 Srinivasan, R., "XDR: External Data
                             Representation Standard", RFC 1832, August
                             1995.

   [RFC2373]                 Hinden, R. and S. Deering, "IP Version 6
                             Addressing Architecture", RFC 2373, July
                             1998.

   [RFC1964]                 Linn, J., "The Kerberos Version 5 GSS-API
                             Mechanism", RFC 1964, June 1996.

   [RFC2025]                 Adams, C., "The Simple Public-Key GSS-API
                             Mechanism (SPKM)", RFC 2025, October 1996.

   [RFC2119]                 Bradner, S., "Key words for use in RFCs to
                             Indicate Requirement Levels", BCP 14, RFC
                             2119, March 1997.

   [RFC2203]                 Eisler, M., Chiu, A. and L. Ling,
                             "RPCSEC_GSS Protocol Specification", RFC
                             2203, September 1997.

   [RFC2277]                 Alvestrand, H., "IETF Policy on Character
                             Sets and Languages", BCP 19, RFC 2277,
                             January 1998.

   [RFC2279]                 Yergeau, F., "UTF-8, a transformation
                             format of ISO 10646", RFC 2279, January
                             1998.

   [RFC2623]                 Eisler, M., "NFS Version 2 and Version 3
                             Security Issues and the NFS Protocol's Use
                             of RPCSEC_GSS and Kerberos V5", RFC 2623,
                             June 1999.

   [RFC2743]                 Linn, J., "Generic Security Service
                             Application Program Interface, Version 2,
                             Update 1", RFC 2743, January 2000.

   [RFC2847]                 Eisler, M., "LIPKEY - A Low Infrastructure
                             Public Key Mechanism Using SPKM", RFC 2847,
                             June 2000.

   [RFC3010]                 Shepler, S., Callaghan, B., Robinson, D.,
                             Thurlow, R., Beame, C., Eisler, M. and D.
                             Noveck, "NFS version 4 Protocol", RFC 3010,
                             December 2000.

Shepler, et al.             Standards Track                   [Page 269]
RFC 3530                 NFS version 4 Protocol               April 2003

   [RFC3454]                 Hoffman, P. and P. Blanchet, "Preparation
                             of Internationalized Strings
                             ("stringprep")", RFC 3454, December 2002.

   [Unicode1]                The Unicode Consortium, "The Unicode
                             Standard, Version 3.0", Addison-Wesley
                             Developers Press, Reading, MA, 2000. ISBN
                             0-201-61633-5.

                             More information available at:
                             http://www.unicode.org/

   [Unicode2]                "Unsupported Scripts" Unicode, Inc., The
                             Unicode Consortium, P.O. Box 700519, San
                             Jose, CA 95710-0519 USA, September 1999.
                             http://www.unicode.org/unicode/standard/
                             unsupported.html

21.  Informative References

   [Floyd]                   S. Floyd, V. Jacobson, "The Synchronization
                             of Periodic Routing Messages," IEEE/ACM
                             Transactions on Networking, 2(2), pp. 122-
                             136, April 1994.

   [Gray]                    C. Gray, D. Cheriton, "Leases: An Efficient
                             Fault-Tolerant Mechanism for Distributed
                             File Cache Consistency," Proceedings of the
                             Twelfth Symposium on Operating Systems
                             Principles, p. 202-210, December 1989.

   [Juszczak]                Juszczak, Chet, "Improving the Performance
                             and Correctness of an NFS Server," USENIX
                             Conference Proceedings, USENIX Association,
                             Berkeley, CA, June 1990, pages 53-63.
                             Describes reply cache implementation that
                             avoids work in the server by handling
                             duplicate requests. More important, though
                             listed as a side-effect, the reply cache
                             aids in the avoidance of destructive non-
                             idempotent operation re-application --
                             improving correctness.

Shepler, et al.             Standards Track                   [Page 270]
RFC 3530                 NFS version 4 Protocol               April 2003

   [Kazar]                   Kazar, Michael Leon, "Synchronization and
                             Caching Issues in the Andrew File System,"
                             USENIX Conference Proceedings, USENIX
                             Association, Berkeley, CA, Dallas Winter
                             1988, pages 27-36.  A description of the
                             cache consistency scheme in AFS.
                             Contrasted with other distributed file
                             systems.

   [Macklem]                 Macklem, Rick, "Lessons Learned Tuning the
                             4.3BSD Reno Implementation of the NFS
                             Protocol," Winter USENIX Conference
                             Proceedings, USENIX Association, Berkeley,
                             CA, January 1991.  Describes performance
                             work in tuning the 4.3BSD Reno NFS
                             implementation. Describes performance
                             improvement (reduced CPU loading) through
                             elimination of data copies.

   [Mogul]                   Mogul, Jeffrey C., "A Recovery Protocol for
                             Spritely NFS," USENIX File System Workshop
                             Proceedings, Ann Arbor, MI, USENIX
                             Association, Berkeley, CA, May 1992.
                             Second paper on Spritely NFS proposes a
                             lease-based scheme for recovering state of
                             consistency protocol.

   [Nowicki]                 Nowicki, Bill, "Transport Issues in the
                             Network File System," ACM SIGCOMM
                             newsletter Computer Communication Review,
                             April 1989.  A brief description of the
                             basis for the dynamic retransmission work.

   [Pawlowski]               Pawlowski, Brian, Ron Hixon, Mark Stein,
                             Joseph Tumminaro, "Network Computing in the
                             UNIX and IBM Mainframe Environment,"
                             Uniforum `89 Conf.  Proc., (1989)
                             Description of an NFS server implementation
                             for IBM's MVS operating system.

   [RFC1094]                 Sun Microsystems, Inc., "NFS: Network File
                             System Protocol Specification", RFC 1094,
                             March 1989.

   [RFC1345]                 Simonsen, K., "Character Mnemonics &
                             Character Sets", RFC 1345, June 1992.

Shepler, et al.             Standards Track                   [Page 271]
RFC 3530                 NFS version 4 Protocol               April 2003

   [RFC1813]                 Callaghan, B., Pawlowski, B. and P.
                             Staubach, "NFS Version 3 Protocol
                             Specification", RFC 1813, June 1995.

   [RFC3232]                 Reynolds, J., Editor, "Assigned Numbers:
                             RFC 1700 is Replaced by an On-line
                             Database", RFC 3232, January 2002.

   [RFC1833]                 Srinivasan, R., "Binding Protocols for ONC
                             RPC Version 2", RFC 1833, August 1995.

   [RFC2054]                 Callaghan, B., "WebNFS Client
                             Specification", RFC 2054, October 1996.

   [RFC2055]                 Callaghan, B., "WebNFS Server
                             Specification", RFC 2055,  October 1996.

   [RFC2152]                 Goldsmith, D. and M. Davis, "UTF-7 A Mail-
                             Safe Transformation Format of Unicode", RFC
                             2152, May 1997.

   [RFC2224]                 Callaghan, B., "NFS URL Scheme", RFC 2224,
                             October 1997.

   [RFC2624]                 Shepler, S., "NFS Version 4 Design
                             Considerations", RFC 2624, June 1999.

   [RFC2755]                 Chiu, A., Eisler, M. and B. Callaghan,
                             "Security Negotiation for WebNFS" , RFC
                             2755, June 2000.

   [Sandberg]                Sandberg, R., D. Goldberg, S. Kleiman, D.
                             Walsh, B.  Lyon, "Design and Implementation
                             of the Sun Network Filesystem," USENIX
                             Conference Proceedings, USENIX Association,
                             Berkeley, CA, Summer 1985.  The basic paper
                             describing the SunOS implementation of the
                             NFS version 2 protocol, and discusses the
                             goals, protocol specification and trade-
                             offs.

Shepler, et al.             Standards Track                   [Page 272]
RFC 3530                 NFS version 4 Protocol               April 2003

   [Srinivasan]              Srinivasan, V., Jeffrey C. Mogul, "Spritely
                             NFS: Implementation and Performance of
                             Cache Consistency Protocols", WRL Research
                             Report 89/5, Digital Equipment Corporation
                             Western Research Laboratory, 100 Hamilton
                             Ave., Palo Alto, CA, 94301, May 1989.  This
                             paper analyzes the effect of applying a
                             Sprite-like consistency protocol applied to
                             standard NFS. The issues of recovery in a
                             stateful environment are covered in
                             [Mogul].

   [XNFS]                    The Open Group, Protocols for Interworking:
                             XNFS, Version 3W, The Open Group, 1010 El
                             Camino Real Suite 380, Menlo Park, CA
                             94025, ISBN 1-85912-184-5, February 1998.

                             HTML version available:
                             http://www.opengroup.org

22.  Authors' Information

22.1.  Editor's Address

   Spencer Shepler
   Sun Microsystems, Inc.
   7808 Moonflower Drive
   Austin, Texas  78750

   Phone: +1 512-349-9376
   EMail: spencer.shepler@sun.com

Shepler, et al.             Standards Track                   [Page 273]
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22.2.  Authors' Addresses

   Carl Beame
   Hummingbird Ltd.

   EMail: beame@bws.com

   Brent Callaghan
   Sun Microsystems, Inc.
   17 Network Circle
   Menlo Park, CA  94025

   Phone: +1 650-786-5067
   EMail: brent.callaghan@sun.com

   Mike Eisler
   5765 Chase Point Circle
   Colorado Springs, CO  80919

   Phone: +1 719-599-9026
   EMail: mike@eisler.com

   David Noveck
   Network Appliance
   375 Totten Pond Road
   Waltham, MA  02451

   Phone: +1 781-768-5347
   EMail: dnoveck@netapp.com

   David Robinson
   Sun Microsystems, Inc.
   5300 Riata Park Court
   Austin, TX  78727

   Phone: +1 650-786-5088
   EMail: david.robinson@sun.com

   Robert Thurlow
   Sun Microsystems, Inc.
   500 Eldorado Blvd.
   Broomfield, CO  80021

   Phone: +1 650-786-5096
   EMail: robert.thurlow@sun.com

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23.  Full Copyright Statement

   Copyright (C) The Internet Society (2003).  All Rights Reserved.

   This document and translations of it may be copied and furnished to
   others, and derivative works that comment on or otherwise explain it
   or assist in its implementation may be prepared, copied, published
   and distributed, in whole or in part, without restriction of any
   kind, provided that the above copyright notice and this paragraph are
   included on all such copies and derivative works.  However, this
   document itself may not be modified in any way, such as by removing
   the copyright notice or references to the Internet Society or other
   Internet organizations, except as needed for the purpose of
   developing Internet standards in which case the procedures for
   copyrights defined in the Internet Standards process must be
   followed, or as required to translate it into languages other than
   English.

   The limited permissions granted above are perpetual and will not be
   revoked by the Internet Society or its successors or assigns.

   This document and the information contained herein is provided on an
   "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
   TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
   BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
   HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
   MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

   Funding for the RFC Editor function is currently provided by the
   Internet Society.

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